Common use of Appointments; Regulatory and SRO Responsibilities Clause in Contracts

Appointments; Regulatory and SRO Responsibilities. The Chairman of the Board, with the approval of the Board, shall appoint a Regulatory Oversight Committee. The Regulatory Oversight Committee shall oversee the adequacy and effectiveness of the Exchange’s regulatory and self- regulatory organization responsibilities, assess the Exchange’s regulatory performance, and assist the Board and Committees in reviewing the regulatory plan and the overall effectiveness of the Exchange’s regulatory functions.

Appears in 5 contracts

Samples: Limited Liability Company Agreement, Limited Liability Company Agreement, Limited Liability Company Agreement

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