Approved Product List. Subject to complying with its obligations under clause 4.1(f), the Authorised Representative agrees that, it must not provide the Financial Planning Services in relation to a particular financial product or engage in any other conduct that is reasonably likely to result in a person acquiring a financial product, unless: (a) that financial product is on the Approved Product List; or (b) the Licensee has given the Authorised Representative authority to do so in writing; or (c) doing so is in accordance with an applicable Licensee Standard.
Appears in 2 contracts
Samples: Authorised Representative Agreement, Authorised Representative Agreement
Approved Product List. Subject to complying with its obligations under clause 4.1(f), the Authorised Representative agrees that, it must not provide the Financial Planning Services in relation to a particular financial product or engage in any other conduct that is reasonably likely to result in a person acquiring a financial product, unless:
(a) that financial product is on the Approved Product List; or;
(b) the Licensee has given the Authorised Representative authority to do so in writing; or
(c) doing so is in accordance with an applicable Licensee Standard.
Appears in 2 contracts
Samples: Authorised Representative Agreement, Authorised Representative Agreement
Approved Product List. Subject to complying with its obligations under clause 4.1(f), the Authorised Representative agrees that, it must not provide the Financial Planning Services in relation to a particular financial product or engage in any other conduct that is reasonably likely to result in a person acquiring a financial product, unless:
(a) that financial product is on the Approved Product List; or
(b) the Licensee MLC Advice has given the Authorised Representative authority to do so in writing; or
(c) doing so is in accordance with an applicable Licensee Standard.
Appears in 1 contract
Samples: Authorised Representative Agreement
Approved Product List. Subject to complying with its obligations under clause 4.1(f), the Authorised Representative agrees that, it must not provide the Financial Planning Services in relation to a particular financial product or engage in any other conduct that is reasonably likely to result in a person acquiring a financial product, unless:
(a) that financial product is on the Approved Product List or the Approved Investment List; or
(b) the Licensee NAB has given the Authorised Representative authority to do so in writing; or
(c) doing so is in accordance with an applicable Licensee Standard.
Appears in 1 contract
Samples: Authorised Representative Agreement