Common use of Assignment; Exchange of Warrant Clause in Contracts

Assignment; Exchange of Warrant. Subject to compliance with applicable securities laws, and the terms contained herein, this Warrant, and the rights evidenced hereby, may be transferred by any registered holder hereof (a “Transferor”). On the surrender for exchange of this Warrant, with the Transferor’s endorsement in the form of Exhibit B attached hereto (the “Transferor Endorsement Form”) and together with an opinion of counsel reasonably satisfactory to the Company that the transfer of this Warrant will be in compliance with applicable securities laws, the Company at its expense, twice, only, but with payment by the Transferor of any applicable transfer taxes, will issue and deliver to or on the order of the Transferor thereof a new Warrant or Warrants of like tenor, in the name of the Transferor and/or the transferee(s) specified in such Transferor Endorsement Form (each a “Transferee”), calling in the aggregate on the face or faces thereof for the number of Common Shares called for on the face or faces of the Warrant so surrendered by the Transferor. No such transfers shall result in a public distribution of the Warrant.

Appears in 3 contracts

Samples: Dolphin Entertainment, Inc., Dolphin Digital Media Inc, Dolphin Digital Media Inc

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Assignment; Exchange of Warrant. Subject to compliance with applicable securities laws, and the terms contained herein, this Warrant, and the rights evidenced hereby, may be transferred by any registered holder hereof (a “Transferor”"TRANSFEROR"). On the surrender for exchange of this Warrant, with the Transferor’s 's endorsement in the form of Exhibit B attached hereto (the “Transferor Endorsement Form”"TRANSFEROR ENDORSEMENT FORM") and together with an opinion of counsel reasonably satisfactory to the Company that the transfer of this Warrant will be in compliance with applicable securities laws, the Company at its expense, twice, only, but with payment by the Transferor of any applicable transfer taxes, will issue and deliver to or on the order of the Transferor thereof a new Warrant or Warrants of like tenor, in the name of the Transferor and/or the transferee(s) specified in such Transferor Endorsement Form (each a “Transferee”"TRANSFEREE"), calling in the aggregate on the face or faces thereof for the number of shares of Common Shares Stock called for on the face or faces of the Warrant so surrendered by the Transferor. No such transfers shall result in a public distribution of the Warrant.

Appears in 2 contracts

Samples: South Texas Oil Co, South Texas Oil Co

Assignment; Exchange of Warrant. Subject to compliance with applicable securities laws, and the terms contained herein, this Warrant, and the rights evidenced hereby, may be transferred by any registered holder hereof (a “Transferor”); provided, however, that by acceptance of this Warrant, Holder agrees that it may not and will not assign any portion of this Warrant to any competitor of the Company that is engaged in the business of commercializing technology in the industry sectors of displays, homeland security and defense. On the surrender for exchange of this Warrant, with the Transferor’s 's endorsement in the form of Exhibit B attached hereto (the “Transferor Endorsement Form”) and together with an opinion of counsel reasonably satisfactory to the Company that the transfer of this Warrant will be in compliance with applicable securities laws, the Company at its expense, twice, only, but with payment by the Transferor of any applicable transfer taxes, will issue and deliver to or on the order of the Transferor thereof a new Warrant or Warrants of like tenor, in the name of the Transferor and/or the transferee(s) specified in such Transferor Endorsement Form (each a “Transferee”), calling in the aggregate on the face or faces thereof for the number of shares of Common Shares Stock called for on the face or faces of the this Warrant so surrendered by the Transferor. No such transfers shall result in a public distribution of the Warrant.

Appears in 2 contracts

Samples: Advance Nanotech, Inc., Advance Nanotech, Inc.

Assignment; Exchange of Warrant. Subject to compliance with applicable securities laws, and the terms contained herein, this Warrant, and the rights evidenced hereby, may be transferred by any registered holder hereof (a "Transferor”)") with respect to Unsecured 36 any or all of the Shares. On the surrender for exchange of this Warrant, with the Transferor’s 's endorsement in the form of Exhibit B attached hereto (the "Transferor Endorsement Form") and together with an opinion of counsel evidence reasonably satisfactory to the Company that the transfer of this Warrant will be in demonstrating compliance with applicable securities laws, the Company at its expense, twice, only, but with payment by the Transferor of any applicable transfer taxes, ) will issue and deliver to or on the order of the Transferor thereof a new Warrant or Warrants of like tenor, in the name of the Transferor and/or the transferee(s) specified in such Transferor Endorsement Form (each a "Transferee"), calling in the aggregate on the face or faces thereof for the number of shares of Common Shares Stock called for on the face or faces of the Warrant so surrendered by the Transferor. No such transfers shall result in a public distribution of the Warrant.

Appears in 2 contracts

Samples: Subscription Agreement (Mooney Aerospace Group LTD), Subscription Agreement (Mooney Aerospace Group LTD)

Assignment; Exchange of Warrant. Subject to compliance with applicable federal and state securities laws, and the terms contained herein, this Warrant, and the rights evidenced hereby, may be transferred by any registered holder Holder hereof (a "Transferor"). On the surrender for exchange of this Warrant, with the Transferor’s 's completed and duly executed endorsement in the form of Exhibit B attached hereto (the “Transferor Endorsement Form") and together with an opinion of counsel reasonably satisfactory to the Company that the transfer of this Warrant will be in compliance with applicable securities laws, the Company at its expense, twice, twice only, but with payment by the Transferor of any applicable transfer taxes, will issue and deliver to or on the order of the Transferor thereof a new Warrant or Warrants of like tenor, in the name of the Transferor and/or the transferee(s) specified in such Transferor Endorsement Form (each a "Transferee"), calling in the aggregate on the face or faces thereof for the number of Common Shares called for on the face or faces of the Warrant so surrendered by the Transferor. No such transfers shall result in a public distribution of the Warrant.

Appears in 2 contracts

Samples: Conversion Agreement (World Surveillance Group Inc.), Conversion Agreement (World Surveillance Group Inc.)

Assignment; Exchange of Warrant. Subject to compliance with ------------------------------- applicable securities Securities laws, and the terms contained herein, this Warrant, and the rights evidenced hereby, may be transferred by any registered holder Holder hereof (a “Transferor”)"TRANSFEROR") with respect to any or all of the shares of Common Stock. On the surrender for exchange of this Warrant, with the Transferor’s 's endorsement in the form of Exhibit B attached hereto (the “Transferor Endorsement Form”"TRANSFEROR ENDORSEMENT FORM") and together with an opinion of counsel evidence reasonably satisfactory to the Company that the transfer of this Warrant will be in demonstrating compliance with applicable securities lawsSecurities Laws, the Company at its expense, twice, only, expense but with payment by the Transferor of any applicable transfer taxes, ) will issue and deliver to or on the order of the Transferor thereof a new Warrant or Warrants of like tenor, in the name of the Transferor and/or the transferee(s) specified in such Transferor Endorsement Form (each a “Transferee”"TRANSFEREE"), calling in the aggregate on the face or faces thereof for the number of shares of Common Shares Stock called for on the face or faces of the Warrant so surrendered by the Transferor. No such transfers shall result in a public distribution of the Warrant.

Appears in 1 contract

Samples: Implant Sciences Corp

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Assignment; Exchange of Warrant. Subject to compliance with applicable securities laws, and the terms contained herein, this Warrant, and the rights evidenced hereby, may be transferred by any registered holder hereof (a "Transferor”)") with respect to Unsecured 37 any or all of the Shares. On the surrender for exchange of this Warrant, with the Transferor’s 's endorsement in the form of Exhibit B attached hereto (the "Transferor Endorsement Form") and together with an opinion of counsel evidence reasonably satisfactory to the Company that the transfer of this Warrant will be in demonstrating compliance with applicable securities laws, the Company at its expense, twice, only, but with payment by the Transferor of any applicable transfer taxes, ) will issue and deliver to or on the order of the Transferor thereof a new Warrant or Warrants of like tenor, in the name of the Transferor and/or the transferee(s) specified in such Transferor Endorsement Form (each a "Transferee"), calling in the aggregate on the face or faces thereof for the number of shares of Common Shares Stock called for on the face or faces of the Warrant so surrendered by the Transferor. No such transfers shall result in a public distribution of the Warrant.

Appears in 1 contract

Samples: Subscription Agreement (Mooney Aerospace Group LTD)

Assignment; Exchange of Warrant. Subject to compliance with applicable securities laws, and the terms contained herein, this Warrant, and the rights evidenced hereby, may be transferred by any registered holder hereof (a “Transferor”). On the surrender for exchange of this Warrant, with the Transferor’s endorsement in the form of Exhibit B 13 attached hereto (the “Transferor Endorsement Form”) and together with an opinion of counsel reasonably satisfactory to the Company that the transfer of this Warrant will be in compliance with applicable securities laws, the Company at its expense, twice, only, but with payment by the Transferor of any applicable transfer taxes, will issue and deliver to or on the order of the Transferor thereof a new Warrant or Warrants of like tenor, in the name of the Transferor and/or the transferee(s) specified in such Transferor Endorsement Form (each a “Transferee”), calling in the aggregate on the face or faces thereof for the number of Common Shares called for on the face or faces of the Warrant so surrendered by the Transferor. No such transfers shall result in a public distribution of the Warrant.

Appears in 1 contract

Samples: Dolphin Entertainment, Inc.

Assignment; Exchange of Warrant. Subject to compliance with all applicable securities laws, and the terms contained herein, this Warrant, and all rights hereunder are transferable or assignable only with prior written consent of the rights evidenced herebyCompany, may which consent shall not be transferred by unreasonably withheld; provided, however, that any registered holder hereof (proposed transferee shall execute and deliver to the Company a “Transferor”)voting agreement between such proposed transferee and the Company substantially in the form of the Voting Agreement. On In the event the Company consents to such assignment, on the surrender for exchange of this Warrant, with endorsement of the registered holder of this Warrant proposing to effect the assignment (a “Transferor’s endorsement ”) in the form of Exhibit B attached hereto (the “Transferor Endorsement Form”) and together with an opinion of counsel reasonably satisfactory to the Company that the transfer of this Warrant will be in compliance with all applicable securities laws, the Company at its expense, twice, once only, but with payment by the Transferor of any applicable transfer taxes, will issue and deliver to or on the order of the Transferor thereof a new Warrant or Warrants of like tenor, in the name of the Transferor and/or the transferee(s) specified in such Transferor Endorsement Form (each each, a “Transferee”), calling in the aggregate on the face or faces thereof for the number of shares of Common Shares Stock called for on the face or faces of the Warrant so surrendered by the Transferor. No such transfers shall result in a public distribution of the Warrant.

Appears in 1 contract

Samples: Aether Holdings Inc

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