Assignment Termination. This Agreement may not be assigned or transferred in any manner by any party without the written consent of all parties receiving or rendering services hereunder; provided that Advisor may assign this Agreement upon consent of the Client in accordance with the Investment Advisers Act of 1940 (“Advisers Act”). This Agreement may be terminated by any party effective upon receipt of written notice to the other parties (“Termination Date”). Client will be entitled to a refund of unearned fees, if any, based upon the time and effort completed prior to termination of the Agreement. The Agreement is terminated upon final consultation with the Client. No refunds will be made after delivery of the consulting services, except when the number of actual hours is less than the estimated number of hours quoted in Section C above. Termination of the Agreement will not affect the liabilities or obligations of the parties for activity initiated prior to termination.
Appears in 2 contracts
Samples: Financial Planning and Consulting Agreement, Financial Planning and Consulting Agreement
Assignment Termination. This Agreement may not be assigned or transferred in any manner by any party without the written consent of all parties receiving or rendering services hereunder; provided that Advisor LPL or IAR may assign this Agreement upon consent of the Client in accordance with the Investment Advisers Act of 1940 (“Advisers Act”). This Agreement may be terminated by any party effective upon receipt of written notice to the other parties (“Termination Date”). Client will be entitled to a refund of unearned fees, if any, based upon the time and effort completed prior to termination of the Agreement. The Agreement is terminated upon final consultation with the Clientclient. No refunds will be made after delivery of the consulting services, except when the number of actual hours is less than the estimated number of hours quoted in Section C above. the Schedule A. Termination of the Agreement will not affect the liabilities or obligations of the parties for activity initiated prior to termination.
Appears in 2 contracts
Samples: Consulting Services Agreement, Consulting Services Agreement