ASSOCIATED INSURANCE AGENCY. BD and the Associated Insurance Agency represent that they are in compliance with the terms and conditions of no-action letters issued by the staff of the SEC with respect to non-registration as a broker/ dealer of an insurance agency associated with a registered broker/dealer. BD and Associated Insurance Agency shall notify ADLLC immediately in writing if BD and/or such agency fail to comply with any such terms and conditions and shall take such measures as may be necessary to comply with any such terms and conditions. If Associated Insurance Agency is the same person as BD, this Paragraph 12 does not apply, and BD shall undertake all the duties, responsibilities and privileges under this Agreement.
Appears in 2 contracts
Samples: Selling Agreement (Allstate Life of New York Separate Account A), Participation Agreement (Allstate Financial Advisors Separate Account I)
ASSOCIATED INSURANCE AGENCY. BD and the Associated Insurance Agency represent that they are in compliance with the terms and conditions of no-action letters issued by the staff of the SEC with respect to non-registration as a broker/ dealer of an insurance agency associated with a registered broker/dealer. BD and Associated Insurance Agency shall notify ADLLC ALFS immediately in writing if BD and/or such agency fail fill to comply with any such terms and conditions and shall take such measures as may be necessary to comply with any such terms and conditions. If Associated Insurance Agency is the same person as BD, this Paragraph 12 does not apply, and BD shall undertake all the duties, responsibilities and privileges under this Agreement.
Appears in 1 contract
ASSOCIATED INSURANCE AGENCY. BD and the Associated Insurance Agency represent that they are in compliance with the terms and conditions of no-action letters issued by the staff of the SEC with respect to non-registration as a broker/ dealer of an insurance agency associated with a registered broker/dealer. BD and Associated Insurance Agency shall notify ADLLC ALFS immediately in writing if BD and/or such agency fail to comply with any such terms and conditions and shall take such measures as may be necessary to comply with any such terms and conditions. If Associated Insurance Agency is the same person as BD, this Paragraph 12 11 does not apply, and BD shall undertake all the duties, responsibilities and privileges under this Agreement.
Appears in 1 contract
Samples: Selling Agreement (Glenbrook Life Aim Variable Life Separate Account A)
