Common use of Associated Persons Clause in Contracts

Associated Persons. Neither such Selling Shareholder nor any of its affiliates (within the meaning of FINRA Rule 5121(f)(1)) directly or indirectly controls, is controlled by, or is under common control with, or is an associated person (within the meaning of Article I, Section 1(ee) of the By-laws of FINRA) of, any member firm of FINRA. Any certificate signed by or on behalf of the Selling Shareholder and delivered to the Representatives or to counsel for the Underwriters shall be deemed to be a representation and warranty by such Selling Shareholder to each Underwriter as to the matters covered thereby.

Appears in 2 contracts

Samples: Underwriting Agreement (OptimizeRx Corp), Underwriting Agreement (WPP PLC)

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Associated Persons. Neither such the Selling Shareholder Stockholder nor any of its affiliates (within the meaning of FINRA Rule 5121(f)(1)) directly or indirectly controls, is controlled by, or is under common control with, or is an associated person (within the meaning of Article I, Section 1(ee) of the By-laws of FINRA) of, any member firm of FINRA. Any certificate signed by or on behalf of the a Selling Shareholder Stockholder and delivered to the Representatives Underwriters or to counsel for the Underwriters shall be deemed to be a representation and warranty by such Selling Shareholder Stockholder to each Underwriter as to the matters covered thereby.

Appears in 2 contracts

Samples: Underwriting Agreement (Shotspotter, Inc), Underwriting Agreement

Associated Persons. Neither such the Selling Shareholder stockholder nor any of its affiliates (within the meaning of FINRA Rule 5121(f)(1)) directly or indirectly controls, is controlled by, or is under common control with, or is an associated person (within the meaning of Article I, Section 1(ee) of the By-laws of FINRA) of, any member firm of FINRA. Any certificate signed by or on behalf of the a Selling Shareholder stockholder and delivered to the Representatives Underwriter or to counsel for the Underwriters Underwriter shall be deemed to be a representation and warranty by such Selling Shareholder stockholder to each the Underwriter as to the matters covered thereby.

Appears in 2 contracts

Samples: Underwriting Agreement (Turning Point Brands, Inc.), Underwriting Agreement (Standard Diversified Inc.)

Associated Persons. Neither such Selling Shareholder nor any of its affiliates (within the meaning of FINRA Rule 5121(f)(1)) directly or indirectly controls, is controlled by, or is under common control with, or is an associated person (within the meaning of Article I, Section 1(ee) of the By-laws of FINRA) of, any member firm of FINRA. Any certificate signed by or on behalf of the a Selling Shareholder and delivered to the Representatives Representative or to counsel for the Underwriters shall be deemed to be a representation and warranty by such Selling Shareholder to each Underwriter as to the matters covered thereby.

Appears in 1 contract

Samples: Underwriting Agreement (Usa Technologies Inc)

Associated Persons. Neither such the Selling Shareholder stockholder nor any of its affiliates (within the meaning of FINRA Rule 5121(f)(1)) directly or indirectly controls, is controlled by, or is under common control with, or is an associated person (within the meaning of Article I, Section 1(ee) of the By-laws of FINRA) of, any member firm of FINRA. Any certificate signed by or on behalf of the a Selling Shareholder stockholder and delivered to the Representatives or to counsel for the Underwriters shall be deemed to be a representation and warranty by such the Selling Shareholder stockholder to each Underwriter as to the matters covered thereby.

Appears in 1 contract

Samples: Underwriting Agreement (Asure Software Inc)

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Associated Persons. Neither such the Selling Shareholder Stockholder nor any of its affiliates (within the meaning of FINRA Rule 5121(f)(1)) directly or indirectly controls, is controlled by, or is under common control with, or is an associated person of, any member firm of FINRA (within the meaning of Article I, Section 1(ee1(rr) of the By-laws of FINRA) of, any member firm of FINRA). Any certificate signed by or on behalf of the a Selling Shareholder Stockholder and delivered to the Representatives or to counsel for the Underwriters shall be deemed to be a representation and warranty by such Selling Shareholder Stockholder to each Underwriter as to the matters covered thereby.

Appears in 1 contract

Samples: Underwriting Agreement (Radiant Logistics, Inc)

Associated Persons. Neither such Selling Shareholder Stockholder nor any of its affiliates (within the meaning of FINRA Rule 5121(f)(1)) directly or indirectly controls, is controlled by, or is under common control with, or is an associated person (within the meaning of Article I, Section 1(ee) of the By-laws of FINRA) of, any member firm of FINRA. Any certificate signed by or on behalf of the a Selling Shareholder Stockholder and delivered to the Representatives or to counsel for the Underwriters shall be deemed to be a representation and warranty by such Selling Shareholder Stockholder to each Underwriter as to the matters covered thereby.

Appears in 1 contract

Samples: Underwriting Agreement (Krystal Biotech, Inc.)

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