Atlantic. (i) agrees to provide, upon request by federal examiners, information and records maintained by Atlantic relating to the Trust AML Program for purposes of the Trust AML Program; (ii) agrees to provide, upon request by the Trust, information and records maintained by Atlantic relating to the AML Services and Atlantic AML Program as it applies to the AML Services; (iii) agrees to cooperate with the Trust's AML Compliance Officer with respect to any request for information by the Financial Crimes Enforcement Network pursuant to the Bank Secrecy Act, as amended by the USA PATRIOT Act and the regulations thereunder; and (iv) consents to the inspection of Atlantic by federal examiners for purposes of the Trust AML Program; any such inspection shall be deemed outside of routine and normal periodic reviews as contemplated under Section 5(c).
Appears in 4 contracts
Samples: Transfer Agency Services Agreement (Advisors' Inner Circle Fund III), Transfer Agency Services Agreement (Gallery Trust), Transfer Agency Services Agreement (Gallery Trust)
Atlantic. (i) agrees to provide, upon request by federal examiners, information and records maintained by Atlantic relating to the Trust AML Program for purposes of the Trust AML Program;
(ii) agrees to provide, upon request by the Trust, information and records maintained by Atlantic relating to the AML Services and the Atlantic AML Program Policies and Procedures as it applies they apply to the AML Services;
(iii) agrees to cooperate with the Trust's AML Compliance Officer with respect to any request for information by the Financial Crimes Enforcement Network pursuant to the Bank Secrecy Act, as amended by the USA PATRIOT Act and the regulations thereunder; and
(iv) consents to the inspection of Atlantic by federal examiners for purposes of the Trust AML Program; any such inspection shall be deemed outside of routine and normal periodic reviews as contemplated under Section 5(c).
Appears in 3 contracts
Samples: Transfer Agency Services Agreement (Winton Diversified Opportunities Fund), Transfer Agency Services Agreement (Winton Diversified Opportunities Fund), Transfer Agency Services Agreement (Winton Series Trust)
Atlantic. (i) agrees to provide, upon request by federal examiners, information and records maintained by Atlantic relating to the Trust AML Program for purposes of the Trust AML Program;
(ii) agrees to provide, upon request by the Trust, information and records maintained by Atlantic relating to the AML Services and Atlantic AML Program as it applies to the AML Services;
(iii) agrees to cooperate with the Trust's ’s AML Compliance Officer with respect to any request for information by the Financial Crimes Enforcement Network pursuant to the Bank Secrecy Act, as amended by the USA PATRIOT Act and the regulations thereunder; and
(iv) consents to the inspection of Atlantic by federal examiners for purposes of the Trust AML Program; any such inspection shall be deemed outside of routine and normal periodic reviews as contemplated under Section 5(c).
Appears in 2 contracts
Samples: Transfer Agency Services Agreement (Catholic Responsible Investments Funds), Transfer Agency Services Agreement (Advisors' Inner Circle Fund III)
Atlantic. (i) agrees to provide, upon request by federal examiners, information and records maintained by Atlantic relating to the Trust AML Program for purposes of the Trust AML Program;
(ii) agrees to provide, upon request by the Trust, information and records maintained by Atlantic relating to the AML Services and the Atlantic AML Program as it applies to the AML Services;
(iii) agrees to cooperate with the Trust's ’s AML Compliance Officer with respect to any request for information by the Financial Crimes Enforcement Network pursuant to the Bank Secrecy Act, as amended by the USA PATRIOT Act and the regulations thereunder; and
(iv) consents to the inspection of Atlantic by federal examiners for purposes of the Trust AML Program; any such inspection shall be deemed outside of routine and normal periodic reviews as contemplated under Section 5(c).
Appears in 2 contracts
Samples: Transfer Agency Services Agreement (Quaker Investment Trust), Transfer Agency Services Agreement (Advisors' Inner Circle Fund)
Atlantic. (i) agrees to provide, upon request by federal examiners, information and records maintained by Atlantic relating to the Trust AML Program for purposes of the Trust AML Program;
(ii) agrees to provide, upon request by the TrustTrust or GCCM, information and records maintained by Atlantic relating to the AML Services and the Atlantic AML Program as it applies to the AML Services;
(iii) agrees to cooperate with the Trust's ’s AML Compliance Officer with respect to any request for information by the Financial Crimes Enforcement Network pursuant to the Bank Secrecy Act, as amended by the USA PATRIOT Act and the regulations thereunder; and
(iv) consents to the inspection of Atlantic by federal examiners for purposes of the Trust AML Program; any such inspection shall be deemed outside of routine and normal periodic reviews as contemplated under Section 5(c).
Appears in 1 contract
Samples: Transfer Agency Services Agreement (Green Century Funds)
Atlantic. (i) agrees to provide, upon request by federal examiners, information and records maintained by Atlantic relating to the Trust AML Program for purposes of the Trust AML Program;
(ii) agrees to provide, upon request by the Trust, information and records maintained by Atlantic relating to the AML Services and the Atlantic AML Program as it applies to the AML Services;
(iii) agrees to cooperate with the Trust's AML Compliance Officer with respect to any request for information by the Financial Crimes Enforcement Network pursuant to the Bank Secrecy Act, as amended by the USA PATRIOT Act and the regulations thereunder; and
(iv) consents to the inspection of Atlantic by federal examiners for purposes of the Trust AML Program; any such inspection shall be deemed outside of routine and normal periodic reviews as contemplated under Section 5(c).
Appears in 1 contract
Samples: Transfer Agency Services Agreement (Advisors Inner Circle Fund II)
Atlantic. (i) agrees to provide, upon request by federal examiners, information and records maintained by Atlantic relating to the Trust AML Program for purposes of the Trust AML Program;:
(ii) agrees to provide, upon request by the Trust, information and records maintained by Atlantic relating to the AML Services and Atlantic AML Program Policies and Procedures as it applies to the AML Services;
(iii) agrees to cooperate with the Trust's ’s AML Compliance Officer with respect to any request for information by the Financial Crimes Enforcement Network pursuant to the Bank Secrecy Act, as amended by the USA PATRIOT Act and the regulations thereunder; and
(iv) consents to the inspection of Atlantic by federal examiners for purposes of the Trust AML Program; any such inspection shall be deemed outside of routine and normal periodic reviews as contemplated under Section 5(c).
Appears in 1 contract
Samples: Transfer Agency Services Agreement (Symmetry Panoramic Trust)
Atlantic. (i) agrees to provide, upon request by federal examiners, information and records maintained by Atlantic relating to the Trust AML Program for purposes of the Trust AML Program;
(ii) agrees to provide, upon request by the Trust, information and records maintained by Atlantic relating to the AML Services and Atlantic AML Program Policies and Procedures as it applies to the AML Services;
(iii) agrees to cooperate with the Trust's AML Compliance Officer with respect to any request for information by the Financial Crimes Enforcement Network pursuant to the Bank Secrecy Act, as amended by the USA PATRIOT Act and the regulations thereunder; and
(iv) consents to the inspection of Atlantic by federal examiners for purposes of the Trust AML Program; any such inspection shall be deemed outside of routine and normal periodic reviews as contemplated under Section 5(c).
Appears in 1 contract
Samples: Transfer Agency Services Agreement (Community Capital Trust)