Attorney’s Fees and Applicable Law. In any action to enforce the provisions of this Agreement or to secure damages for its breach, the prevailing party shall recover its costs and reasonable attorney's fees. This Agreement shall be construed under the laws of the State of Georgia and shall take effect when signed by Dealer and countersigned by the Dealer Manager. THE DEALER MANAGER: XXXXX INVESTMENT SECURITIES, INC. Attest: By:_________________________ By:_________________________ Name:_______________________ Xxx X. Xxxxx, III Title:______________________ President We have read the foregoing Agreement and we hereby accept and agree to the terms and conditions therein set forth. We hereby represent that the list below of jurisdictions in which we are registered or licensed as a broker or dealer and are fully authorized to sell securities is true and correct, and we agree to advise you of any change in such list during the term of this Agreement. 1. Identity of Dealer: Name:___________________________________________________________________________ Type of entity:_________________________________________________________________________ (to be completed by Dealer) (corporation, partnership or proprietorship) Organized in the State of:______________________________________________________ (to be completed by Dealer) (State) Licensed as broker-dealer in the following states:_________________________________________________________________________ (to be completed by Dealer) Tax I.D. #______________________________________________________________________ 2. Person to receive notice pursuant to Section XI. Name:___________________________________________________________________________ Company:________________________________________________________________________ Address:________________________________________________________________________ City, State and Zip Code:_______________________________________________________ Telephone No.:(_____)___________________________________________________________ Telefax No.:(_____)_____________________________________________________________ AGREED TO AND ACCEPTED BY THE DEALER: ___________________________________________ (Dealer's Firm Name) By:________________________________________ Signature Title:_______________________________________ ATTACHMENT NO. 1 APPENDIX "F" ------------
Appears in 1 contract
Samples: Dealer Manager Distribution Agreement (Wells Real Estate Fd Xii L P & Wells Real Estate Fd Xiii Lp)
Attorney’s Fees and Applicable Law. In any action to enforce the provisions of this Agreement or to secure damages for its breach, the prevailing party shall recover its costs and reasonable attorney's fees. This Agreement shall be construed under the laws of the State of Georgia and shall take effect when signed by Dealer and countersigned by the Dealer Manager. THE DEALER MANAGER: XXXXX INVESTMENT SECURITIES, INC. Attest: By:_________________________ By:________________________________ Name:_______________________ Xxx X. Xxxxx, III Title:______________________ President We have read the foregoing Agreement and we hereby accept and agree to the terms and conditions therein set forth. We hereby represent that the list below of jurisdictions in which we are registered or licensed as a broker or dealer and are fully authorized to sell securities is true and correct, and we agree to advise you of any change in such list during the term of this Agreement.
1. Identity of Dealer: Name:___________________________________________________________________________ Type of entity:_________________________________________________________________________ (to be completed by Dealer) (corporation, partnership or proprietorship) Organized in the State of:______________________________________________________ (to be completed by Dealer) (State) Licensed as broker-dealer in the following statesStates:_________________________________________________________________________ (to be completed by Dealer) Tax I.D. #_:_____________________________________________________________________
2. Person to receive notice pursuant to Section XI. Name:___________________________________________________________________________ Company:________________________________________________________________________ Address:________________________________________________________________________ City, State and Zip Code:_______________________________________________________ Telephone No.:(_____)___________________________________________________________ Telefax No.:(_____)_____________________________________________________________ AGREED TO AND ACCEPTED BY THE DEALER: ___________________________________________ (Dealer's Firm Name) By:________________________________________ Signature Title:_______________________________________ ATTACHMENT NO. 1 APPENDIX "F" ------------
Appears in 1 contract
Samples: Dealer Manager Distribution Agreement (Wells Real Estate Investment Trust Inc)
Attorney’s Fees and Applicable Law. In any action to enforce the provisions of this Agreement or to secure damages for its breach, the prevailing party shall recover its costs and reasonable attorney's fees. This Agreement shall be construed under the laws of the State of Georgia and shall take effect when signed by Dealer and countersigned by the Dealer Manager. THE DEALER MANAGER: XXXXX INVESTMENT SECURITIES, INC. Attest: By:: _____________________________ By:______________________________ Name:____________________________ Xxx X. Xxxxx, III Title:: __________________________ President We have read the foregoing Agreement and we hereby accept and agree to the terms and conditions therein set forth. We hereby represent that the list below of jurisdictions in which we are registered or licensed as a broker or dealer and are fully authorized to sell securities is true and correct, and we agree to advise you of any change in such list during the term of this Agreement.
1. Identity of Dealer: Name:___________________________________________________________________________ Type of entity:_________________________________________________________________________ (to be completed by Dealer) (corporation, partnership or proprietorship) Organized in the State of:_: _____________________________________________________ (to be completed by Dealer) (State) Licensed as broker-dealer in the following statesStates:_________________________________________________________________________ (to be completed by Dealer) Tax I.D. #_:_____________________________________________________________________
2. Person to receive notice pursuant to Section XI. Name:___________________________________________________________________________ Company:________________________________________________________________________ Address:________________________________________________________________________ City, State and Zip Code:_______________________________________________________ Telephone No.:(_____)___________________________________________________________ Telefax No.:(_____)_____________________________________________________________ AGREED TO AND ACCEPTED BY THE DEALER: ___________________________________________ (Dealer's Firm Name) By:________________________________________ Signature Title:_______________________________________ ATTACHMENT NO. 1 APPENDIX "F" ------------
Appears in 1 contract
Samples: Dealer Manager Agreement (Wells Real Estate Investment Trust Inc)
Attorney’s Fees and Applicable Law. In any action to enforce the provisions of this Agreement or to secure damages for its breach, the prevailing party shall recover its costs and reasonable attorney's ’s fees. This Agreement shall be construed under the laws of the State of Georgia and shall take effect when signed by Dealer and countersigned by the Dealer Manager. THE DEALER MANAGER: XXXXX INVESTMENT SECURITIES, INC. Attest: By:_________________________ By:_________________________ : Name:_______________________ Xxx X. Xxxxx, III : Name: Title:______________________ President : Title: We have read the foregoing Agreement and we hereby accept and agree to the terms and conditions therein set forth. We hereby represent that the list below of jurisdictions in which we are registered or licensed as a broker or dealer and are fully authorized to sell securities is true and correct, and we agree to advise you of any change in such list during the term of this Agreement.
1. Identity of Dealer: Name:___________________________________________________________________________ Type of entity:_________________________________________________________________________ (to be completed by Dealer) (corporation, partnership or proprietorship) Organized in the State of:_____: _________________________________________________ (to be completed by Dealer) (State) Licensed as broker-dealer in the following statesStates:_________________________________________________________________________ (to be completed by Dealer) Tax I.D. #________:______________________________________________________________
2. Person to receive notice pursuant to Section XI. Name:___________________________________________________________________________ Company:________________________________________________________________________ Address:________________________________________________________________________ City, State and Zip Code:_______________________________________________________ Telephone NoXIII.:(_____)___________________________________________________________ Telefax No.:(_____)_____________________________________________________________ AGREED TO AND ACCEPTED BY THE DEALER: ___________________________________________ (Dealer's Firm Name) By:________________________________________ Signature Title:_______________________________________ ATTACHMENT NO. 1 APPENDIX "F" ------------
Appears in 1 contract
Samples: Dealer Manager Agreement (Wells Real Estate Investment Trust Iii Inc)
Attorney’s Fees and Applicable Law. In any action to enforce the provisions of this Agreement or to secure damages for its breach, the prevailing party shall recover its costs and reasonable attorney's fees. This Agreement shall be construed under the laws of the State of Georgia and shall take effect when signed by Dealer and countersigned by the Dealer Manager. THE DEALER MANAGER: XXXXX INVESTMENT SECURITIES, INC. Attest: By:_______________________________ ByXxx X. Xxxxx, III President Attest:___________________________ Name:_____________________________ Xxx X. Xxxxx, III Title:____________________________ President We have read the foregoing Agreement and we hereby accept and agree to the terms and conditions therein set forth. We hereby represent that the list below of jurisdictions in which we are registered or licensed as a broker or dealer and are fully authorized to sell securities is true and correct, and we agree to advise you of any change in such list during the term of this Agreement.
1. Identity of Dealer: Name:___________________________________________________________________________ Type of entity:_________________________________________________________________________ (to be completed by Dealer) (corporation, partnership or proprietorship) Organized in the State of:______________________________________________________ (to be completed by Dealer) (State) Licensed as broker-dealer in the following states:_________________________________________________________________________ (to be completed by Dealer) Tax I.D. #______________________________________________________________________
2. Person to receive notice pursuant to Section XI. Name:___________________________________________________________________________ Company:________________________________________________________________________ Address:________________________________________________________________________ City, State and Zip Code:_______________________________________________________ Telephone No.:(_____)___________________________________________________________ Telefax No.:(_____)_____________________________________________________________ AGREED TO AND ACCEPTED BY THE DEALER: ___________________________________________ (Dealer's Firm Name) By:________________________________________ Signature Title:_______________________________________ ATTACHMENT NOXX. 1 APPENDIX "F" ------------0 Xxx. 0 Xxxxxxxxxxx
(x) A member or person associated with a member shall not underwrite or participate in a public offering of a direct participation program unless standards of suitability have been established by the program for participants therein and such standards are fully disclosed in the prospectus and are consistent with the provisions of subsection (b) of this section.
(b) In recommending to a participant the purchase, sale or exchange of an interest in a direct participation program, a member or person associated with a member shall:
(1) have reasonable grounds to believe, on the basis of information obtained from the participant concerning his investment objectives, other investments, financial situation and needs, and any other information known by the member or associated person, that:
(i) the participant is or will be in a financial position appropriate to enable him to realize to a significant extent the benefits described in the prospectus, including the tax benefits where they are a significant aspect of the program;
(ii) the participant has a fair market net worth sufficient to sustain the risks inherent in the program, including loss of investment and lack of liquidity; and
(iii) the program is otherwise suitable for the participant; and
(2) maintain in the files of the member documents disclosing the basis upon which the determination of suitability was reached as to each participant.
(c) Subsections 3(a) and 3
Appears in 1 contract
Samples: Dealer Manager Distribution Agreement (Wells Real Estate Fund Xiii L P)
Attorney’s Fees and Applicable Law. In any action to enforce the provisions of this Selected Dealer Agreement or to secure damages for its breach, the prevailing party shall recover its costs and reasonable attorney's fees. This Selected Dealer Agreement shall be construed under the laws of the State of Georgia New York and shall take effect when signed by Dealer and countersigned by the Dealer Manager. THE DEALER MANAGER: XXXXX INVESTMENT SECURITIESSKB Real Estate Securities, INC. Attest: Inc. By:_________________________ By:_________________________ Name:_______________________ Xxx X. Xxxxx, III : Title:______________________ President : We have read the foregoing Selected Dealer Agreement and we hereby accept and agree to the terms and conditions therein set forth. We hereby represent that the list below of jurisdictions in which we are registered or licensed as a broker or dealer and are fully authorized to sell securities is true and correct, and we agree to advise you of any change in such list during the term of this Selected Dealer Agreement.
1. Identity of Dealer: Name:___________________________________________________________________________ Type of entity:_________________________________________________________________________ (to be completed by Dealer) (corporation, partnership or proprietorship) Organized in the State of:________________________: ______________________________ (to be completed by Dealer) _____________________________(State) Licensed as broker-dealer in the following statesStates:________________________ __________________________________________________________________________ (to be completed by Dealer) Tax I.D. #_______:_______________________________________________________________
2. Person to receive notice pursuant to Section XI. Name:___________________________________________________________________________ Company:________________________________________________________________________ Address:________________________________________________________________________ City, State and Zip Code:_______________________________________________________ Telephone NoXV.:(_____)___________________________________________________________ Telefax No.:(_____)_____________________________________________________________ AGREED TO AND ACCEPTED BY THE DEALER: ___________________________________________ (Dealer's Firm Name) By:________________________________________ Signature Title:_______________________________________ ATTACHMENT NO. 1 APPENDIX "F" ------------
Appears in 1 contract
Attorney’s Fees and Applicable Law. In any action to enforce the provisions of this Agreement or to secure damages for its breach, the prevailing party shall recover its costs and reasonable attorney's fees. This Agreement shall be construed under the laws of the State of Georgia and shall take effect when signed by Dealer and countersigned by the Dealer Manager. THE DEALER MANAGER: XXXXX INVESTMENT SECURITIES, INC. Attest: By:_________________________ By:_________________________________ Name:_______________________ Xxx X. Xxxxx, III Title:______________________ President We have read the foregoing Agreement and we hereby accept and agree to the terms and conditions therein set forth. We hereby represent that the list below of jurisdictions in which we are registered or licensed as a broker or dealer and are fully authorized to sell securities is true and correct, and we agree to advise you of any change in such list during the term of this Agreement.
1. Identity of Dealer: Name:___________________________________________________________________________ Type of entity:_________________________________________________________________________ (to be completed by Dealer) (corporation, partnership or proprietorship) Organized in the State of:______________________________________________________ (to be completed by Dealer) (State) Licensed as broker-dealer in the following statesStates:_________________________________________________________________________ (to be completed by Dealer) Tax I.D. #_:_____________________________________________________________________
2. Person to receive notice pursuant to Section XI. Name:___________________________________________________________________________ Company:________________________________________________________________________ Address:________________________________________________________________________ City, State and Zip Code:_______________________________________________________ Telephone No.:(_____)___________________________________________________________ Telefax No.:(_____)_____________________________________________________________ AGREED TO AND ACCEPTED BY THE DEALER: ___________________________________________ (Dealer's Firm Name) By:________________________________________ Signature Title:_______________________________________ ATTACHMENT NO. 1 APPENDIX "F" ------------
Appears in 1 contract
Samples: Dealer Manager Agreement (Wells Real Estate Investment Trust Inc)