AUTHORIZED PERSONS OF THE PARTICIPANT. (a) Concurrently with the execution of this Agreement, and from time to time thereafter as may be requested by the Funds, the Transfer Agent, or the Distributor, the Participant shall deliver to the Funds and the Transfer Agent, with copies to the Distributor, a certificate in the format of Attachment A to this Agreement, duly certified by the Participant’s Secretary or other duly authorized officer of Participant, setting forth the names and signatures of all persons authorized by the Participant (each an “Authorized Person”) to give Orders and instructions relating to any activity contemplated by this Agreement on behalf of the Participant. Such certificate may be relied upon by the Distributor, the Transfer Agent and the Funds as conclusive evidence of the facts set forth therein and shall be considered to be in full force and effect until receipt by the Funds, the Distributor, and the Transfer Agent of a superseding certificate or of written notice from the Participant that an individual should be added to, or removed from, the certificate. Whenever the Participant wants to add an Authorized Person, revoke the authority of an Authorized Person, or change or cancel a PIN Number (as defined below), the Participant shall give prompt written notice of such fact to the Funds and the Transfer Agent, with a copy to the Distributor, and such notice shall be effective upon receipt by the Funds, the Transfer Agent, and the Distributor.
Appears in 7 contracts
Samples: Authorized Participant Agreement (Elevation Series Trust), Authorized Participant Agreement (Bitwise Funds Trust), Authorized Participant Agreement (DoubleLine ETF Trust)
AUTHORIZED PERSONS OF THE PARTICIPANT. (a) Concurrently with the execution of this Agreement, and from time to time thereafter as may be requested by the FundsTrust, the Transfer Agent, or the Distributor, the Participant shall deliver to the Funds Trust and the Transfer Agent, with copies to the Distributor, a certificate in the format of Attachment A to this Agreement, duly certified by the Participant’s Secretary or other duly authorized officer of Participant, setting forth the names and signatures of all persons authorized by the Participant (each an “Authorized Person”) to give Orders and instructions relating to any activity contemplated by this Agreement on behalf of the Participant. Such certificate may be relied upon by the Distributor, the Transfer Agent and the Funds Trust as conclusive evidence of the facts set forth therein and shall be considered to be in full force and effect until receipt by the FundsTrust, the Distributor, and the Transfer Agent of a superseding certificate or of written notice from the Participant that an individual should be added to, or removed from, the certificate. Whenever the Participant wants to add an Authorized Person, revoke the authority of an Authorized Person, or change or cancel a PIN Number (as defined below), the Participant shall give prompt written notice of such fact to the Funds Trust and the Transfer Agent, with a copy to the Distributor, and such notice shall be effective upon receipt by the FundsTrust, the Transfer Agent, and the Distributor.
Appears in 4 contracts
Samples: Authorized Participant Agreement (Alger ETF Trust), Authorized Participant Agreement (Alger ETF Trust), Authorized Participant Agreement (Gabelli ETFs Trust)
AUTHORIZED PERSONS OF THE PARTICIPANT. (a) Concurrently with the execution of this Agreement, and from time to time thereafter as may be requested by the Funds, the Transfer Agent, or the Distributor, the Participant shall deliver to the Funds and the Transfer Agent, with copies to the Distributor, a certificate in the format of Attachment A to this Agreement, duly certified by the Participant’s Secretary or other duly authorized officer of Participant, setting forth the names and signatures of all persons authorized by the Participant (each an “Authorized Person”) to give Orders and instructions relating to any activity contemplated by this Agreement on behalf of the Participant. Such certificate may be relied upon by the Distributor, the Transfer Agent and the Funds as conclusive evidence of the facts set forth therein and shall be considered to be in full force and effect until receipt by the Funds, the Distributor, and the Transfer Agent of a superseding certificate or of written notice from the Participant that an individual should be added to, or removed from, the certificate. Whenever the Participant wants to add an Authorized Person, revoke the authority of an Authorized Person, or change or cancel a PIN Number (as defined below), the Participant shall give prompt written notice of such fact to the Funds and the Transfer Agent, with a copy to the Distributor, and such notice shall be effective upon receipt by the Funds, the Transfer Agent, Agent and the Distributor.
Appears in 2 contracts
Samples: Authorized Participant Agreement (Madison ETFs Trust), Authorized Participant Agreement (Calamos ETF Trust)
AUTHORIZED PERSONS OF THE PARTICIPANT. (a) Concurrently with the execution of this Agreement, and from time to time thereafter as may be requested by the Funds, the Transfer Index Receipt Agent, or the Distributor, the Participant shall deliver to the Funds and the Transfer Index Receipt Agent, with copies to the Distributor, a certificate in the format of Attachment A to this Agreement, duly certified by the Participant’s Secretary or other duly authorized officer of Participant, setting forth the names and signatures of all persons authorized by the Participant (each an “Authorized Person”) to give Orders and instructions relating to any activity contemplated by this Agreement on behalf of the Participant. Such certificate may be relied upon by the Distributor, the Transfer Index Receipt Agent and the Funds as conclusive evidence of the facts set forth therein and shall be considered to be in full force and effect until receipt by the Funds, the Distributor, and the Transfer Index Receipt Agent of a superseding certificate or of written notice from the Participant that an individual should be added to, or removed from, the certificate. Whenever the Participant wants to add an Authorized Person, Person or revoke the authority of an Authorized Person, or change or cancel a PIN Number (as defined below), the Participant shall give prompt written notice of such fact to the Funds and the Transfer Index Receipt Agent, with a copy to the Distributor, and such notice shall be effective upon receipt by the Funds, the Transfer Index Receipt Agent, and the Distributor.
Appears in 2 contracts
Samples: Authorized Participant Agreement (Tidal Trust III), Authorized Participant Agreement (Hennessy Funds Trust)
AUTHORIZED PERSONS OF THE PARTICIPANT. (a) Concurrently with the execution of this Agreement, and from time to time thereafter as may be requested by the Funds, the Transfer Index Receipt Agent, or the Distributor, the Participant shall deliver to the Funds and the Transfer Index Receipt Agent, with copies to the Distributor, a certificate in the format of Attachment A to this Agreement, duly certified by the Participant’s Secretary or other duly authorized officer of Participant, setting forth the names and signatures of all persons authorized by the Participant (each an “Authorized Person”) to give Orders and instructions relating to any activity contemplated by this Agreement on behalf of the Participant. Such certificate may be relied upon by the Distributor, the Transfer Index Receipt Agent and the Funds as conclusive evidence of the facts set forth therein and shall be considered to be in full force and effect until receipt by the Funds, the Distributor, and the Transfer Index Receipt Agent of a superseding certificate or of written notice from the Participant that an individual should be added to, or removed from, the certificate. Whenever the Participant wants to add an Authorized Person, Person or revoke the authority of an Authorized Person, or change or cancel a PIN Number (as defined below), Person the Participant shall give prompt written notice of such fact to the Funds and the Transfer Index Receipt Agent, with a copy to the Distributor, and such notice shall be effective upon receipt by the Funds, the Transfer Index Receipt Agent, and the Distributor.
Appears in 1 contract
Samples: Authorized Participant Agreement (Roundhill ETF Trust)
AUTHORIZED PERSONS OF THE PARTICIPANT. (a) Concurrently with the execution of this Agreement, and from time to time thereafter as may be requested by the Funds, the Transfer AgentDistributor, or the DistributorIndex Receipt Agent, the Participant shall deliver to the Funds and the Transfer AgentDistributor, with copies to the DistributorIndex Receipt Agent, a certificate in the format of Attachment A Annex I to this Agreement, duly certified by the Participant’s Secretary or other a duly authorized officer of Participant, setting forth the names and signatures of all persons authorized by the Participant (each an “Authorized Person”) to give Orders and instructions relating to any activity contemplated by this Agreement on behalf of the Participant. Such certificate may be relied upon by the Distributor, the Transfer Agent Index Receipt Agent, and the Funds as conclusive evidence of the facts set forth therein and shall be considered to be in full force and effect until receipt by the Funds, the Distributor, and the Transfer Index Receipt Agent of a superseding certificate or of written notice from the Participant that an individual should be added to, or removed from, the certificate. Whenever the Participant wants to add an Authorized Person, revoke the authority of an Authorized Person, or change or cancel a PIN Number (as defined below), the Participant shall give prompt written notice of such fact to the Funds and the Transfer AgentDistributor, with a copy to the DistributorIndex Receipt Agent, and such notice shall be effective upon receipt by the Funds, the Transfer AgentDistributor, and the DistributorIndex Receipt Agent.
Appears in 1 contract
AUTHORIZED PERSONS OF THE PARTICIPANT. (a) Concurrently with the execution of this Agreement, and from time to time thereafter as may be requested by the Funds, the Transfer Agent, or the Distributor, the Participant shall deliver to the Funds and the Transfer Agent, with copies to the Distributor, a certificate in the format of Attachment A B to this Agreement, duly certified by the Participant’s 's Secretary or other duly authorized officer of Participant, setting forth the names and signatures of all persons authorized by the Participant (each an “"Authorized Person”") to give Orders and instructions relating to any activity contemplated by this Agreement on behalf of the Participant. Such certificate may be relied upon by the Distributor, the Transfer Agent and the Funds as conclusive evidence of the facts set forth therein and shall be considered to be in full force and effect until receipt by the Funds, the Distributor, and the Transfer Agent of a superseding certificate or of written notice from the Participant that an individual should be added to, or removed from, the certificate. Whenever the Participant wants to add an Authorized Person, revoke the authority of an Authorized Person, or change or cancel a PIN Number (as defined below), the Participant shall give prompt written notice of such fact to the Funds and the Transfer Agent, with a copy to the Distributor, and such notice shall be effective upon receipt by the Funds, the Transfer Agent, and the Distributor.
Appears in 1 contract
Samples: Authorized Participant Agreement (Davis Fundamental ETF Trust)
AUTHORIZED PERSONS OF THE PARTICIPANT. (a) Concurrently with the execution of this Agreement, and from time to time thereafter as may be requested by the Funds, the Transfer Agent, or the Distributor, the Participant shall deliver to the Funds and the Transfer Agent, with copies to the Distributor, a certificate in the format of Attachment A to this Agreement, duly certified by the Participant’s Secretary or other duly authorized officer person of Participant, setting forth the names and signatures of all persons authorized by the Participant (each an “Authorized Person”) to give Orders and instructions relating to any activity contemplated by this Agreement on behalf of the Participant. Such certificate may be relied upon by the Distributor, the Transfer Agent and the Funds as conclusive evidence of the facts set forth therein and shall be considered to be in full force and effect until receipt by the Funds, the Distributor, and the Transfer Agent of a superseding certificate or of written notice from the Participant that an individual should be added to, or removed from, the certificate. Whenever the Participant wants to add an Authorized Person, revoke the authority of an Authorized Person, or change or cancel a PIN Number (as defined below), the Participant shall give prompt written notice of such fact to the Funds and the Transfer Agent, with a copy to the Distributor, and such notice shall be effective upon receipt by the Funds, the Transfer Agent, Agent and the Distributor.
Appears in 1 contract
Samples: Authorized Participant Agreement (Calamos ETF Trust)
AUTHORIZED PERSONS OF THE PARTICIPANT. (a) Concurrently with the execution of this Agreement, and from time to time thereafter as may be requested by the Funds, the Transfer Agent, or the Distributor, the Participant shall deliver to the Funds and the Transfer Agent, with copies to the Distributor, a certificate in the format of Attachment A to this Agreement, duly certified by the Participant’s Secretary or other duly authorized officer of Participant, setting forth the names and signatures of all persons authorized by the Participant (each an “Authorized Person”) to give Orders and instructions relating to any activity contemplated by this Agreement on behalf of the Participant. Such certificate may be relied upon by the Distributor, the Transfer Agent and the Funds as conclusive evidence of the facts set forth therein and shall be considered to be in full force and effect until receipt by the Funds, the Distributor, and the Transfer Agent of a superseding certificate or of written notice from the Participant that an individual should be added to, or removed from, the certificate. Whenever the Participant wants to add an Authorized Person, revoke the authority of an Authorized Person, or change or cancel a PIN Number (as defined below), the Participant shall give prompt written notice of such fact to the Funds and the Transfer Agent, with a copy to the Distributor, and such notice shall be effective upon receipt by the Funds, the Transfer Agent, and the Distributor.
Appears in 1 contract
Samples: Authorized Participant Agreement (DriveWealth ETF Trust)
AUTHORIZED PERSONS OF THE PARTICIPANT. (a) Concurrently with the execution of this Agreement, and from time to time thereafter as may be requested by the FundsTrust, the Transfer Agent, Agent or the Distributor, the Participant shall deliver to the Funds Trust and the Transfer Agent, with copies to the Distributor, a certificate in the format of Attachment A to this Agreement, duly certified by the Participant’s Secretary or other duly authorized officer of Participant, setting forth the names and signatures of all persons authorized by the Participant (each an “Authorized Person”) to give Orders and instructions relating to any activity contemplated by this Agreement on behalf of the Participant. Such certificate may be relied upon by the Distributor, the Transfer Agent and the Funds Trust as conclusive evidence of the facts set forth therein and shall be considered to be in full force and effect until receipt by the FundsTrust, the Distributor, and the Transfer Agent of a superseding certificate or of written notice from the Participant that an individual should be added to, or removed from, the certificate. Whenever the Participant wants to add an Authorized Person, revoke the authority of an Authorized Person, or change or cancel a PIN Number (as defined below), the Participant shall give prompt written notice of such fact to the Funds Trust and the Transfer Agent, with a copy to the Distributor, and such notice shall be effective upon receipt by the FundsTrust, the Transfer Agent, and the Distributor.
Appears in 1 contract
Samples: Authorized Participant Agreement (AIM ETF Products Trust)
AUTHORIZED PERSONS OF THE PARTICIPANT. (a) Concurrently with the execution of this Agreement, and from time to time thereafter as may be requested by the Funds, the Transfer Agent, or the Distributor, the Participant shall deliver to the Funds and the Transfer Agent, with copies to the Distributor, a certificate in the format of Attachment A to this Agreement, duly certified by the Participant’s Secretary or other duly authorized officer of Participant, setting forth the names and signatures of all persons authorized by the Participant (each an “Authorized Person”) to give Orders and instructions relating to any activity contemplated by this Agreement on behalf of the Participant. Such certificate may will be relied upon by the Distributor, the Transfer Agent and the Funds as conclusive evidence of the facts set forth therein and shall be considered to be in full force and effect until receipt by the Funds, the Distributor, and the Transfer Agent of a superseding certificate or of written notice from the Participant that an individual should be added to, or removed from, the certificate. Whenever the Participant wants to add an Authorized Person, revoke the authority of an Authorized Person, or change or cancel a PIN Number (as defined below), the Participant shall give prompt written notice of such fact to the Funds and the Transfer Agent, with a copy to the Distributor, and such notice shall be effective upon receipt by the Funds, the Transfer Agent, and the Distributor.
Appears in 1 contract
Samples: Authorized Participant Agreement (Harbor ETF Trust)
AUTHORIZED PERSONS OF THE PARTICIPANT. (a) Concurrently with the execution of this Agreement, and from time to time thereafter as may be requested by the Funds, the Transfer Agent, or the Distributor, the Participant shall deliver to the Funds and the Transfer Agent, with copies to the Distributor, a certificate in the format of Attachment A to this Agreement, duly certified by the Participant’s 's Secretary or other duly authorized officer of Participant, setting forth the names and signatures of all persons authorized by the Participant (each an “"Authorized Person”") to give Orders and instructions relating to any activity contemplated by this Agreement on behalf of the Participant. Such certificate may be relied upon by the Distributor, the Transfer Agent and the Funds as conclusive evidence of the facts set forth therein and shall be considered to be in full force and effect until receipt by the Funds, the Distributor, and the Transfer Agent of a superseding certificate or of written notice from the Participant that an individual should be added to, or removed from, the certificate. Whenever the Participant wants to add an Authorized Person, revoke the authority of an Authorized Person, or change or cancel a PIN Number (as defined below), the Participant shall give prompt written notice of such fact to the Funds and the Transfer Agent, with a copy to the Distributor, and such written notice shall be effective upon receipt by the Funds, the Transfer Agent, and the Distributor.
Appears in 1 contract
Samples: Authorized Participant Agreement (AB Active ETFs, Inc.)
AUTHORIZED PERSONS OF THE PARTICIPANT. (a) Concurrently with the execution of this Agreement, and from time to time thereafter as may be requested by the FundsFund, the Transfer Agent, or the Distributor, the Participant shall deliver to the Funds Fund and the Transfer Agent, with copies to the Distributor, a certificate in the format of Attachment A to this Agreement, duly certified by the Participant’s Secretary or other duly authorized officer of Participant, setting forth the names and signatures of all persons authorized by the Participant (each an “Authorized Person”) to give Orders and instructions relating to any activity contemplated by this Agreement on behalf of the Participant. Such certificate may will be relied upon by the Distributor, the Transfer Agent and the Funds Fund as conclusive evidence of the facts set forth therein and shall be considered to be in full force and effect until receipt by the FundsFund, the Distributor, and the Transfer Agent of a superseding certificate or of written notice from the Participant that an individual should be added to, or removed from, the certificate. Whenever the Participant wants to add an Authorized Person, revoke the authority of an Authorized Person, or change or cancel a PIN Number (as defined below), the Participant shall give prompt written notice of such fact to the Funds Fund and the Transfer Agent, with a copy to the Distributor, and such notice shall be effective upon receipt by the FundsFund, the Transfer Agent, and the Distributor.
Appears in 1 contract
Samples: Authorized Participant Agreement (T. Rowe Price Exchange-Traded Funds, Inc.)
AUTHORIZED PERSONS OF THE PARTICIPANT. (a) Concurrently with the execution of this Agreement, and from time to time thereafter as may be reasonably requested by the Funds, the Transfer Agent, or the Distributor, the Participant shall deliver to the Funds and the Transfer Agent, with copies to the Distributor, a certificate in the format of Attachment A B to this Agreement, duly certified by the Participant’s Secretary or other duly authorized officer person of the Participant, setting forth the names and signatures of all persons authorized by the Participant (each an “Authorized Person”) to give Orders and instructions relating to any activity contemplated by this Agreement on behalf of the ParticipantParticipant (each an “Authorized Person”). Such certificate may be relied upon by the Distributor, the Transfer Agent and the Funds as conclusive evidence of the facts set forth therein and shall be considered to be in full force and effect until receipt by the Funds, the Distributor, and the Transfer Agent of a superseding certificate or of written notice (via e-mail is permissible) from the Participant that an individual should be added to, or removed from, the certificate. Whenever the Participant wants to add an Authorized Person, revoke the authority of an Authorized Person, or change or cancel a PIN Number (as defined below), the Participant shall give prompt written notice (via e-mail is permissible) of such fact to the Funds Funds, and the Transfer Agent, with a copy to the Distributor, and such notice shall be effective upon receipt by the Funds, the Transfer Agent, and the Distributor.
Appears in 1 contract
Samples: Authorized Participant Agreement (Dynamic Shares Trust)