Availability of Vanguard Fund Shares. The parties acknowledge and agree that the availability of shares of any Vanguard Fund shall be subject to the Vanguard Fund’s then-current prospectus and statement of additional information, applicable federal and state laws, and applicable rules and regulations of the Securities and Exchange Commission (“SEC”) and the Financial Industry Regulatory Authority, Inc. (“FINRA”).
Appears in 3 contracts
Samples: Agreement (Priac Variable Contract Account A), Settlement Agreement (Separate Account VA FF), Agreement (TIAA Separate Account VA-3)
Availability of Vanguard Fund Shares. The parties acknowledge and agree that the availability of shares of any Vanguard Fund shall be subject to the Vanguard Fund’s then-current prospectus and statement of additional information, applicable federal and state laws, and applicable rules and regulations of the Securities and Exchange Commission (“SEC”) and the Financial Industry Regulatory AuthorityNational Association of Securities Dealers, Inc. (“FINRANASD”).
Appears in 2 contracts
Samples: Valuation Agency Agreement (Separate Account VA FF), Valuation Agency Agreement (TFLIC Pooled Account No. 44)
Availability of Vanguard Fund Shares. The parties acknowledge and agree that the availability of shares of any Vanguard Fund shall be subject to the Vanguard Fund’s 's then-current prospectus and statement of additional information, applicable federal and state laws, and applicable rules and regulations of the Securities and Exchange Commission (“"SEC”") and the Financial Industry Regulatory Authority, Inc. (“"FINRA”").
Appears in 1 contract
Samples: Settlement Agreement (Hartford Life Insurance Co Separate Account 11)
