Bank Secrecy Act. Neither Company nor any Company Subsidiary has been notified of any supervisory criticisms or charges alleging noncompliance with the Bank Secrecy Act (41 USC 5422, et seq.) or related state or federal anti-money laundering Laws, regulations and guidelines, including without limitation those provisions of federal regulations requiring (a) the filing of reports, such as Currency Transaction Reports and Suspicious Activity Reports, (b) the maintenance of records and (c) the exercise of due diligence in identifying customers.
Appears in 5 contracts
Samples: Agreement and Plan of Merger (Choiceone Financial Services Inc), Agreement and Plan of Merger (Macatawa Bank Corp), Agreement and Plan of Merger (Wintrust Financial Corp)
Bank Secrecy Act. Neither Company Purchaser nor any Company Purchaser Subsidiary has been notified of any supervisory criticisms or charges alleging noncompliance with the Bank Secrecy Act (41 USC 5422, et seq.) or related state or federal anti-money laundering Laws, regulations and guidelines, including without limitation those provisions of federal regulations requiring (a) the filing of reports, such as Currency Transaction Reports and Suspicious Activity Reports, (b) the maintenance of records and (c) the exercise of due diligence in identifying customers.
Appears in 3 contracts
Samples: Agreement and Plan of Merger (Chemical Financial Corp), Agreement and Plan of Merger (Monarch Community Bancorp Inc), Agreement and Plan of Merger (Old National Bancorp /In/)
Bank Secrecy Act. Neither Company nor any Company Subsidiary has been notified advised of any supervisory criticisms or charges alleging noncompliance regarding their compliance with the Bank Secrecy Act (41 USC 5422, et seq.) or related state or federal anti-money laundering Lawslaws, regulations and guidelines, including without limitation those provisions of federal regulations requiring (ai) the filing of reports, such as Currency Transaction Reports and Suspicious Activity Reports, (bii) the maintenance of records and (ciii) the exercise of due diligence in identifying customers.
Appears in 2 contracts
Samples: Agreement and Plan of Merger (United Bancorp Inc /Mi/), Agreement and Plan of Merger (Old National Bancorp /In/)
Bank Secrecy Act. Neither Company Purchaser nor any Company Purchaser Subsidiary has been notified of any material supervisory criticisms or charges alleging noncompliance with the Bank Secrecy Act (41 USC 5422, et seq.) or related state or federal anti-money laundering Laws, regulations and guidelines, including without limitation those provisions of federal regulations requiring (a) the filing of reports, such as Currency Transaction Reports and Suspicious Activity Reports, (b) the maintenance of records and (c) the exercise of due diligence in identifying customers.
Appears in 2 contracts
Samples: Agreement and Plan of Merger (Choiceone Financial Services Inc), Agreement and Plan of Merger (Wintrust Financial Corp)
Bank Secrecy Act. Neither Company nor any Company Subsidiary has been notified of any supervisory criticisms or charges alleging noncompliance with the Bank Secrecy Act (41 USC 5422, et seq.) or related state or federal anti-money laundering Laws, regulations and guidelines, including without limitation those provisions of federal regulations requiring (ai) the filing of reports, such as Currency Transaction Reports and Suspicious Activity Reports, (bii) the maintenance of records and (ciii) the exercise of due diligence in identifying customers.
Appears in 2 contracts
Samples: Agreement and Plan of Merger (Independent Bank Corp /Mi/), Agreement and Plan of Merger (Old National Bancorp /In/)
