Broker to File CTRs and Provide Copies to Pershing. Broker is responsible for filing currency transaction reports (“CTRs”) and will provide a copy of all such reports to Pershing at the same time as they are filed in accordance with applicable regulations.
Appears in 4 contracts
Samples: Disclosed Clearing Agreement (Gleacher & Company, Inc.), Disclosed Clearing Agreement (Broadpoint Securities Group, Inc.), Disclosed Clearing Agreement (Broadpoint Securities Group, Inc.)
Broker to File CTRs and Provide Copies to Pershing. Broker is responsible for filing currency transaction reports (“"CTRs”") and will provide a copy of all such reports to Pershing at the same time as they are filed in accordance with applicable regulations.
Appears in 1 contract
Samples: Fully Disclosed Clearing Agreement (Southern Trust Securities Holding Corp)
