BROKERAGE FEES AND EXPENSES. 10.1. The Company, on behalf of the Acquiring Fund and on behalf of the Acquired Fund, represents and warrants that there are no brokers or finders entitled to receive any payments in connection with the transactions provided for herein.
Appears in 7 contracts
Samples: Form of Agreement and Plan of Reorganization (Hartford Series Fund Inc), Agreement and Plan of Reorganization (Hartford Mutual Funds Inc/Ct), Agreement and Plan of Reorganization (Hartford Mutual Funds Ii Inc)
BROKERAGE FEES AND EXPENSES. 10.1. 9.1 The Company, Company on behalf of the Acquired Fund and the Trust on behalf of the Acquiring Fund represent and on behalf of the Acquired Fund, represents and warrants warrant to each other that there are no brokers or finders entitled to receive any payments in connection with the transactions provided for herein.
Appears in 2 contracts
Samples: Form of Agreement and Plan of Reorganization (Pilgrim Funds Trust), Form of Agreement and Plan of Reorganization (Pilgrim Funds Trust)
BROKERAGE FEES AND EXPENSES. 10.1. The Company, on behalf of the Acquiring Fund Fund, and the Trust, on behalf of the Acquired Fund, represents represent and warrants warrant to each other that there are no brokers or finders entitled to receive any payments in connection with the transactions provided for herein.
Appears in 1 contract
Samples: Form of Agreement and Plan of Reorganization (Ing Series Fund Inc)
BROKERAGE FEES AND EXPENSES. 10.1. 10.1 The Company, Company on behalf of the Acquired Fund and the Trust on behalf of the Acquiring Fund represent and on behalf of the Acquired Fund, represents and warrants warrant to each other that there are no brokers or finders entitled to receive any payments in connection with the transactions provided for herein.
Appears in 1 contract
Samples: Form of Agreement and Plan of Reorganization (Ing Funds Trust)
BROKERAGE FEES AND EXPENSES. 10.19.1. The Company, Company on behalf of the Acquired Fund and the Company on behalf of the Acquiring Fund represent and on behalf of the Acquired Fund, represents and warrants warrant to each other that there are no brokers or finders entitled to receive any payments in connection with the transactions provided for herein.
Appears in 1 contract
Samples: Form of Agreement and Plan of Reorganization (TCW Funds Inc)
