BROKERAGE FEES AND EXPENSES. 9.1 The Trust, on behalf of the Acquired Fund, and the Acquiring Trust, on behalf of the Acquiring Fund, each represents and warrants to the other that there are no brokers or finders entitled to receive any payments in connection with the transactions provided for herein.
Appears in 17 contracts
Samples: Agreement and Plan of Reorganization (Liberty Stein Roe Funds Municipal Trust), Agreement and Plan of Reorganization (Liberty Funds Trust Iii), Agreement and Plan of Reorganization (Liberty Funds Trust Vi)
BROKERAGE FEES AND EXPENSES. 9.1 10.1 The Selling Trust, on behalf of the Acquired Fund, and the Acquiring Trust, on behalf of the Acquiring Fund, represent and warrant to each represents and warrants to the other that there are no brokers or finders entitled to receive any payments in connection with the transactions provided for herein.
Appears in 13 contracts
Samples: Form of Agreement (Financial Investors Variable Insurance Trust), Form of Agreement and Plan of Reorganization (Financial Investors Variable Insurance Trust), Agreement and Plan of Reorganization (Phoenix Multi Portfolio Fund)
BROKERAGE FEES AND EXPENSES. 9.1 9.1. The Trust, on behalf of the Acquired FundPortfolio, and the Acquiring TrustCompany, on behalf of the Acquiring FundPortfolio, represent and warrant to each represents and warrants to the other that there are no brokers or finders entitled to receive any payments in connection with the transactions provided for herein.
Appears in 7 contracts
Samples: Agreement and Plan of Reorganization (Ing Partners Inc), Agreement and Plan of Reorganization (Ing Partners Inc), Form of Agreement and Plan of Reorganization (Ing Partners Inc)
BROKERAGE FEES AND EXPENSES. 9.1 The Trust, on behalf of the Acquired Fund, and the Acquiring Trust, on behalf of the Acquiring Fund, and the Company, on behalf of the Acquired Fund, represent and warrant to each represents and warrants to the other that there are no brokers or finders entitled to receive any payments in connection with the transactions provided for herein.
Appears in 4 contracts
Samples: Form of Agreement and Plan of Reorganization (Capstone Social Ethics & Religious Values Fund), Form of Agreement and Plan of Reorganization (Capstone Social Ethics & Religious Values Fund), Form of Agreement and Plan of Reorganization (Ing Mutual Funds)
BROKERAGE FEES AND EXPENSES. 9.1 9.1. The Trust, on behalf of the Acquired Fund, and the Acquiring TrustCompany, on behalf of the Acquiring Fund, represent and warrant to each represents and warrants to the other that there are no brokers or finders entitled to receive any payments in connection with the transactions provided for herein.
Appears in 3 contracts
Samples: Form of Agreement and Plan of Reorganization (Ing Series Fund Inc), Form of Agreement and Plan of Reorganization (Ing Series Fund Inc), Form of Agreement and Plan of Reorganization (Ing Series Fund Inc)
BROKERAGE FEES AND EXPENSES. 9.1 11.1. The Acquired Trust, on behalf of the each Acquired Fund, and the Acquiring Trust, on behalf of the each Acquiring Fund, represent and warrant to each represents and warrants to the other that there are no brokers or finders entitled to receive any payments in connection with the transactions provided for herein.
Appears in 2 contracts
Samples: Agreement and Plan of Reorganization (Forward Funds), Agreement and Plan of Reorganization (Forward Funds)
BROKERAGE FEES AND EXPENSES. 9.1 The Trust, on behalf of the Acquired Fund, and the Acquiring Trust, Trust II on behalf of the Acquiring Fund, and the Trust on behalf of the Acquired Fund each represents represent and warrants warrant to the other that there are no brokers or finders entitled to receive any payments in connection with the transactions provided for herein.
Appears in 2 contracts
Samples: Agreement and Plan of Reorganization (Hancock John Variable Series Trust I), Agreement and Plan of Reorganization (Hancock John Strategic Series)
BROKERAGE FEES AND EXPENSES. 9.1 10.1. The Trust, on behalf of the Acquired Fund, and the Acquiring Trust, on behalf of the Acquiring Fund, and Acquired Fund Company, on behalf of the Acquired Fund, represent and warrant to each represents and warrants to the other that there are no brokers or finders entitled to receive any payments in connection with the transactions provided for herein.
Appears in 1 contract
Samples: Agreement and Plan of Reorganization (Munder Series Trust)
BROKERAGE FEES AND EXPENSES. 9.1 9.1. The Trust, on behalf of the Acquired Fund, and the Acquiring Trust, on behalf of the Acquiring Fund, and the Company, on behalf of the Acquired Fund, represent and warrant to each represents and warrants to the other that there are no brokers or finders entitled to receive any payments in connection with the transactions provided for herein.
Appears in 1 contract
Samples: Form of Agreement and Plan of Reorganization (Pilgrim Mutual Funds)
BROKERAGE FEES AND EXPENSES. 9.1 The Trust, on behalf of the Acquiring Fund, and the Trust, on behalf of the Acquired Fund, and the Acquiring Trust, on behalf of the Acquiring Fund, each represents represent and warrants to the other that there are no brokers or finders entitled to receive any payments in connection with the transactions provided for herein.
Appears in 1 contract
Samples: Agreement and Plan of Reorganization (Hancock John World Fund)
BROKERAGE FEES AND EXPENSES. 9.1 The Trust, on behalf of the Acquired Fund, and the Acquiring Trust, Trust on behalf of the Acquiring Fund, Fund and the Acquired Fund each represents represent and warrants warrant to the other that there are no brokers or finders entitled to receive any payments in connection with the transactions provided for herein.
Appears in 1 contract
Samples: Agreement and Plan of Reorganization (Hancock John Series Trust)
BROKERAGE FEES AND EXPENSES. 9.1 The Trust, on behalf of the Acquired Fund, and the Acquiring Trust, on behalf of the Acquiring Fund, and the Acquired Fund represent and warrant to each represents and warrants to the other that there are no brokers or finders entitled to receive any payments in connection with the transactions provided for herein.
Appears in 1 contract
Samples: Form of Agreement and Plan of Reorganization (Pilgrim Mutual Funds)
BROKERAGE FEES AND EXPENSES. 9.1 11.1. The Trust, on behalf of the Acquired Fund, Successor Funds and the Acquiring TrustCompany, on behalf of the Acquiring FundAcquired Funds, each represents represent and warrants warrant to the other that there are no brokers or finders entitled to receive any payments in connection with the transactions provided for herein.
Appears in 1 contract
Samples: Agreement and Plan of Reorganization (Forward Funds)
BROKERAGE FEES AND EXPENSES. 9.1 9.1. The Trust, on behalf of the each Acquired Fund, and the Acquiring TrustCompany, on behalf of the Acquiring Fund, represent and warrant to each represents and warrants to the other that there are no brokers or finders entitled to receive any payments in connection with the transactions provided for herein.
Appears in 1 contract
Samples: Agreement and Plan of Reorganization (Ing Series Fund Inc)
BROKERAGE FEES AND EXPENSES. 9.1 10.1. The Trust, on behalf of the Acquired Fund, and the Acquiring Trust, on behalf of the Acquiring Fund, and the Company, on behalf of the Acquired Fund, represent and warrant to each represents and warrants to the other that there are no brokers or finders entitled to receive any payments in connection with the transactions provided for herein.
Appears in 1 contract
Samples: Agreement and Plan of Reorganization (Munder Funds Trust)
BROKERAGE FEES AND EXPENSES. 9.1 The Trust, on behalf of the Acquired Fund, and the Acquiring Trust, on behalf of the Acquiring Fund, each represents and the Trust II, on behalf of the Acquired Fund, represent and warrants to the other that there are no brokers or finders entitled to receive any payments in connection with the transactions provided for herein.
Appears in 1 contract
Samples: Agreement and Plan of Reorganization (John Hancock Investment Trust Ii)
BROKERAGE FEES AND EXPENSES. 9.1 The Trust, Trust on behalf of the Acquiring Fund and the Trust on behalf of the Acquired Fund, Fund each represent and the Acquiring Trust, on behalf of the Acquiring Fund, each represents and warrants warrant to the other that there are no brokers or finders entitled to receive any payments in connection with the transactions provided for herein.
Appears in 1 contract
Samples: Agreement and Plan of Reorganization (Kobren Insight Funds)
BROKERAGE FEES AND EXPENSES. 9.1 The Trust, Trust on behalf of the Acquiring Fund and the Trust II on behalf of the Acquired Fund, Fund each represent and the Acquiring Trust, on behalf of the Acquiring Fund, each represents and warrants warrant to the other that there are no brokers or finders entitled to receive any payments in connection with the transactions provided for herein.
Appears in 1 contract
Samples: Agreement and Plan of Reorganization (Hancock John Capital Series)
BROKERAGE FEES AND EXPENSES. 9.1 The Trust, on behalf of the Acquired Fund, and the Acquiring Trust, on behalf of the Acquiring Fund, each represents and Strategic Series, on behalf of the Acquired Fund, represent and warrants to the other that there are no brokers or finders entitled to receive any payments in connection with the transactions provided for herein.
Appears in 1 contract
Samples: Agreement and Plan of Reorganization (Hancock John Bond Trust/)
