BROKERAGE FEES AND EXPENSES. (a) Funds Trust represents and warrants that there are no brokers or finders entitled to receive any payments in connection with the transactions provided for herein. (b) The Acquiring Funds will be responsible for the expenses related to entering into and carrying out the provisions of this Agreement, whether or not the transactions contemplated hereby are consummated. To the extent that such expenses exceed contractual total operating expense ratio caps in place for any such Acquiring Fund, Banc of America Advisors, LLC or any of its affiliates will bear such excess expenses.
Appears in 12 contracts
Samples: Agreement and Plan of Reorganization (Nations Fund Inc), Reorganization Agreement (Nations Institutional Reserves), Agreement and Plan of Reorganization (Nations Fund Trust)
BROKERAGE FEES AND EXPENSES. (a) Funds The Trust represents and warrants that there are no brokers or finders entitled to receive any payments in connection with the transactions provided for herein.
(b) The Acquiring Funds Banc of America Advisors, Inc. and/or its affiliates will be responsible for the expenses related to entering into and carrying out the provisions of this Agreement, whether or not the transactions contemplated hereby are consummated. To the extent that such expenses exceed contractual total operating expense ratio caps in place for any such Acquiring Fund, Banc of America Advisors, LLC or any of its affiliates will bear such excess expenses.
Appears in 4 contracts
Samples: Reorganization Agreement (Nations Lifegoal Funds Inc), Agreement and Plan of Reorganization (Nations Funds Trust), Agreement and Plan of Reorganization (Nations Institutional Reserves)
BROKERAGE FEES AND EXPENSES. (a) Funds Trust represents and warrants that there are no brokers or finders entitled to receive any payments in connection with the transactions provided for herein.
(b) The Acquiring Funds Target Fund will be responsible for the expenses related to entering into and carrying out the provisions of this Agreement, whether or not the transactions contemplated hereby are consummated. To the extent that such expenses exceed contractual total operating expense ratio caps in place for any such Acquiring the Target Fund, Banc of America AdvisorsCapital Management, LLC or any of its affiliates will bear such excess expenses.
Appears in 2 contracts
Samples: Reorganization Agreement (Nations Funds Trust), Reorganization Agreement (Nations Funds Trust)
BROKERAGE FEES AND EXPENSES. (a) Funds The Trust represents and warrants that there are no brokers or finders entitled to receive any payments in connection with the transactions provided for herein.
(b) The Acquiring Funds Banc of America Advisors, Inc. or its affiliates will be responsible for the customary expenses related to entering into and carrying out the provisions of this Agreement, whether or not the transactions contemplated hereby are consummated. To the extent that such expenses exceed contractual total operating expense ratio caps in place for any such Acquiring Fund, Banc of America Advisors, LLC or any of its affiliates will bear such excess expenses.
Appears in 2 contracts
Samples: Reorganization Agreement (Nations Fund Trust), Agreement and Plan of Reorganization (Nations Fund Trust)
BROKERAGE FEES AND EXPENSES. (a) Funds Trust represents and warrants that there are no brokers or finders entitled to receive any payments in connection with the transactions provided for herein.
(b) The Acquiring Funds Banc of America Advisors, Inc. and/or its affiliates will be responsible for the expenses related to entering into and carrying out the provisions of this Agreement, whether or not the transactions contemplated hereby are consummated. To the extent that such expenses exceed contractual total operating expense ratio caps in place for any such Acquiring Fund, Banc of America Advisors, LLC or any of its affiliates will bear such excess expenses.
Appears in 1 contract
Samples: Agreement and Plan of Reorganization (Nations Funds Trust)
BROKERAGE FEES AND EXPENSES. (a) Funds The Trust represents and warrants that there are no brokers or finders entitled to receive any payments in connection with the transactions provided for herein.
(b) The Acquiring Funds Fund will be responsible for the expenses related to entering into and carrying out the provisions of this Agreement, whether or not the transactions contemplated hereby are consummated. To the extent that such expenses exceed contractual total operating expense ratio caps in place for any such the Acquiring Fund, Banc of America Advisors, LLC or any of its affiliates will bear such excess expenses.
Appears in 1 contract
Samples: Agreement and Plan of Reorganization (Nations Master Investment Trust)
BROKERAGE FEES AND EXPENSES. (a) Funds The Trust represents and warrants that there are no brokers or finders entitled to receive any payments in connection with the transactions provided for herein.
(b) The Acquiring Funds Target Fund will be responsible for the expenses related to entering into and carrying out the provisions of this Agreement, whether or not the transactions contemplated hereby are consummated. To the extent that such expenses exceed contractual total operating expense ratio caps in place for any such Acquiring the Target Fund, Banc of America AdvisorsCapital Management, LLC or any of its affiliates will bear such excess expenses.
Appears in 1 contract
Samples: Reorganization Agreement (Nations Separate Account Trust)