BROKERAGE FEES AND EXPENSES. 10.1 The Acquiring Fund and the Acquired Fund represent and warrant to each other that there are no brokers or finders entitled to receive any payments in connection with the transactions provided for herein, other than any brokerage fees and expenses incurred in connection with the Reorganization.
Appears in 13 contracts
Samples: Agreement and Plan of Reorganization (Mainstay Funds Trust), Agreement and Plan of Reorganization (Mainstay Funds Trust), Agreement and Plan of Reorganization (Mainstay Funds Trust)
BROKERAGE FEES AND EXPENSES. 10.1 10.1. The Acquiring Fund and the Acquired Fund represent and warrant to each other that there are no brokers or finders entitled to receive any payments in connection with the transactions provided for herein, other than any brokerage fees and expenses incurred in connection with the Reorganization.
Appears in 4 contracts
Samples: Agreement and Plan of Reorganization (Harbor Funds), Agreement and Plan of Reorganization (Harbor Funds), Goldman Sachs Trust
BROKERAGE FEES AND EXPENSES. 10.1 The Acquiring Fund Funds and the Acquired Fund Funds represent and warrant to each other that there are no brokers or finders entitled to receive any payments in connection with the transactions provided for herein, other than any brokerage fees and expenses incurred in connection with the Reorganization.
Appears in 2 contracts
Samples: Agreement and Plan of Reorganization (Icap Funds Inc), Eclipse Funds
BROKERAGE FEES AND EXPENSES. 10.1 The Each Acquiring Fund and the Acquired Fund represent and warrant to each other that there are no brokers or finders entitled to receive any payments in connection with the transactions provided for herein, other than any brokerage fees and expenses incurred in connection with the Reorganization.
Appears in 1 contract
Samples: Agreement and Plan of Reorganization (Mainstay Funds Trust)
BROKERAGE FEES AND EXPENSES. 10.1 The Acquiring Fund and the Acquired Fund represent and warrant to each other that there are no brokers or finders entitled to receive any payments in connection with the transactions provided for herein, other than any brokerage fees and expenses incurred in connection with the Reorganization.. Exhibit 4c
Appears in 1 contract
Samples: Agreement and Plan of Reorganization (Mainstay Funds)
