Brokerage Services. The following additional tasks will be performed by Xxxxxx: 194 195 196
Brokerage Services. Principal or Manager may direct Custodian to utilize for this Account other services or facilities provided by Custodian, its subsidiaries or affiliates. Such services may include, but are not be limited to (i) the purchase or sale of securities as principal, or (ii) the placing of orders for the purchase, sale, exchange, investment or reinvestment of securities through any affiliated brokerage service, or (iii) the placing of orders for the purchase or sale of units of any investment company that Custodian, UnionBanCal Corporation, or their subsidiaries or affiliates, manage, advise act as custodian or provide other services.
Brokerage Services. Before working with a real estate broker, you should know that the duties of a broker depend on whom the broker represents. If you are a prospective seller or landlord (owner) or a prospective buyer or tenant (buyer), you should know that the broker who lists the property for sale or lease is the owner’s agent. A broker who acts as a subagent represents the owner in cooperation with the listing broker. A broker who acts as a buyer’s agent represents the buyer. A broker may act as an intermediary between the parties if the parties consent in writing. A broker can assist you in locating a property, preparing a contract or lease, or obtaining financing without representing you. A broker is obligated by law to treat you honestly.
Brokerage Services. Attribution and risk analysis services provided in support of the Chief Investment Risk Officer such as those currently provided by the Bank of New York-Wilshire Atlas/Axiom Attribution and Risk Analysis System
Brokerage Services. Adviser will place orders pursuant to its investment determinations for each Portfolio either directly with the issuer or through brokers. Adviser may enter orders for securities transactions in the Portfolios with such brokers, dealers, or issuers as Adviser may select. Orders will be entered for execution on such markets, at such prices, and at such rates of broker-dealer compensation as Adviser deem appropriate. When selecting a broker-dealer to use for the execution of trades on behalf of its clients, Client understands that Adviser, bearing in mind a Portfolio’s best interests at all times, will consider such factors as quality of execution (including the price to be paid, access to markets, timely and accurate written confirmations and the broker-dealer’s record of good and timely delivery and payment on trades), ability to handle block trades, knowledge of the market, specific industries, and securities, the financial condition of the broker-dealer and quality and value of research material and services. Client further understands that it is not Adviser’s policy to seek the lowest available commission rate when it is believed that a broker or dealer charging a higher commission rate would offer greater reliability or provide better price or execution. If Adviser decides to purchase or sell the same securities for Client and other of Adviser’s clients at about the same time, Adviser may combine the order for the Portfolios with orders for other clients to allow Adviser to negotiate better prices or lower commission rates and other transaction charges than Adviser could get for an order for the Portfolios alone. Adviser may allocate securities so purchased or sold, as well as the expenses incurred in the transaction, in the manner that Adviser considers to be equitable and consistent with Adviser’s fiduciary obligations to Client and Adviser’s other clients. Adviser may enter orders with brokers or dealers with which Adviser is affiliated, and Client acknowledges that such brokers or dealers may profit from such transactions by charging their usual and customary rates of compensation, including xxxx-ups or xxxx-xxxxx on principal transactions. Client understands that Adviser could have a conflict of interest in negotiating broker-dealer compensation with such broker-dealer on Client’s behalf. If Client was referred to Adviser by a broker-dealer or other financial institution, or if Client has an agreement with a broker-dealer or other financial instit...
Brokerage Services. You authorize securities transactions in your Account to be effected through LPL. LPL may receive and retain compensation for effecting transactions on behalf of Account. In connection with sales or purchases of a security in the Account, LPL may act as principal for its own account or as agent for another person. LPL may aggregate purchases, sales and exchanges of securities beneficially owned by you with purchases, sales and exchanges of securities beneficially owned by other persons. Payment for the purchase of securities in Account should be made payable to LPL Financial LLC.
Brokerage Services. An affiliate of the Sponsor will facilitate transactions in real-estate related loans and commercial mortgage backed securities. The service provider will not be reimbursed for any expenses incurred in providing these services. · Communications Services. Inland Communications, Inc. will provide marketing, communications and media relations services, including designing and placing advertisements, editing marketing materials, preparing and reviewing press releases, distributing certain stockholder communications and maintaining branding standards. · Computer Services. Inland Computer Services, Inc. (“ICS”) will provide data processing, computer equipment and support services and other information technology services, including custom application, development and programming, support and troubleshooting, data storage and backup, email services, printing services and networking services, including Internet access. · Insurance and Risk Management Services. Inland Risk and Insurance Management Services, Inc. will provide insurance and risk management services, including negotiating and obtaining insurance policies, managing sales contracts, leases and other real estate or corporate agreements and documents and settling claims and reviewing and monitoring the Company’s insurance policies.
Brokerage Services. The Broker shall provide brokerage services to Buyer. The following additional tasks shall be 183 performed by Xxxxxx: 184 185 186
Brokerage Services i. Electronic Trading The Firm utilizes electronic trading systems, some provided by Third Party Providers. These electronic systems are subject to unavailability. The Account Owner acknowledges that the Firm has broker assisted trading arrangements available for the placement of client orders and you agree that you shall use such arrangements in the event that the Firm’s electronic trading systems become unavailable. Although the electronic trading system is designed to perform certain automated functions, the Firm does not xxxxxx that the electronic trading systems will perform as it is designed to and the Firm will not have any liability to the Account Owner for losses or damages which result from such failures of performance or unavailability. The Third Party Providers make no warranties, the Disclaimer of Warranty posted at our website is hereby incorporated by reference and made a part of this Agreement.
ii. Order Routing and Executions Unless you specify the market for execution, the Firm decides where to route orders for execution. The Firm considers a wide variety of factors in determining where to direct orders, such as execution price, opportunities for price improvement, market depth, order size and trading characteristics of the security, efficient and reliable order handling systems and market centre service levels, speed, efficiency, accuracy of executions, and the cost of executing orders at a market. If you instruct the Firm to route your order to a particular market for execution (“Direct Routing”), and it is accepted, the Firm is not required to make a best execution determination beyond executing the order promptly and in accordance with the terms of the order. Instructions to direct orders to certain market centres could incur additional fees.
iii. Account Restrictions, Deposit and Order Refusal The Firm reserves the right not to accept the deposit of funds or particular securities into your Account and may refuse any of your orders. The Firm also reserves the right to place trading, disbursement, and other restrictions on your Account. The Firm may restrict your Account from withdrawals or trading if there is a reasonable suspicion of fraud, diminished capacity or inappropriate activity, or if the Firm receives reasonable notice that the ownership of some or all of the assets in your Account is in dispute. You will not hold the Firm liable for any loss that may be incurred due to the Firm’s refusal to permit any deposit, withdrawal, o...
Brokerage Services. Sponsoring Xxxxxx agrees to provide those brokerage services set forth in Section 15-75 of the Illinois Real Estate License Act.
