Brokerage Services. The following additional tasks will be performed by Xxxxxx: 194 195 196
Brokerage Services. Adviser will place orders pursuant to its investment determinations for each Portfolio either directly with the issuer or through brokers. Adviser may enter orders for securities transactions in the Portfolios with such brokers, dealers, or issuers as Adviser may select. Orders will be entered for execution on such markets, at such prices, and at such rates of broker-dealer compensation as Adviser deem appropriate. When selecting a broker-dealer to use for the execution of trades on behalf of its clients, Client understands that Adviser, bearing in mind a Portfolio’s best interests at all times, will consider such factors as quality of execution (including the price to be paid, access to markets, timely and accurate written confirmations and the broker-dealer’s record of good and timely delivery and payment on trades), ability to handle block trades, knowledge of the market, specific industries, and securities, the financial condition of the broker-dealer and quality and value of research material and services. Client further understands that it is not Adviser’s policy to seek the lowest available commission rate when it is believed that a broker or dealer charging a higher commission rate would offer greater reliability or provide better price or execution. If Adviser decides to purchase or sell the same securities for Client and other of Adviser’s clients at about the same time, Adviser may combine the order for the Portfolios with orders for other clients to allow Adviser to negotiate better prices or lower commission rates and other transaction charges than Adviser could get for an order for the Portfolios alone. Adviser may allocate securities so purchased or sold, as well as the expenses incurred in the transaction, in the manner that Adviser consider to be equitable and consistent with Adviser’s fiduciary obligations to Client and Adviser’s other clients. Adviser may enter orders with brokers or dealers with which Adviser is affiliated, and Client acknowledges that such brokers or dealers may profit from such transactions by charging their usual and customary rates of compensation, including xxxx-ups or xxxx-xxxxx on principal transactions. If Client was referred to Adviser by a broker or dealer, Client understands that Adviser could have a conflict of interest in negotiating broker-dealer compensation with such broker or dealer on Client’s behalf.
Brokerage Services. Principal or Manager may direct Custodian to utilize for this Account other services or facilities provided by Custodian, its subsidiaries or affiliates. Such services may include, but are not be limited to (i) the purchase or sale of securities as principal, or (ii) the placing of orders for the purchase, sale, exchange, investment or reinvestment of securities through any affiliated brokerage service, or (iii) the placing of orders for the purchase or sale of units of any investment company that Custodian, UnionBanCal Corporation, or their subsidiaries or affiliates, manage, advise act as custodian or provide other services.
Brokerage Services. Before working with a real estate broker, you should know that the duties of a broker depend on whom the broker represents. If you are a prospective seller or landlord (owner) or a prospective buyer or tenant (buyer), you should know that the broker who lists the property for sale or lease is the owner’s agent. A broker who acts as a subagent represents the owner in cooperation with the listing broker. A broker who acts as a buyer’s agent represents the buyer. A broker may act as an intermediary between the parties if the parties consent in writing. A broker can assist you in locating a property, preparing a contract or lease, or obtaining financing without representing you. A broker is obligated by law to treat you honestly.
Brokerage Services. 15. Attribution and risk analysis services provided in support of the Chief Investment Risk Officer such as those currently provided by the Bank of New York-Wilshire Atlas/Axiom Attribution and Risk Analysis System
Brokerage Services. You authorize securities transactions in your Account to be effected through LPL. LPL may receive and retain compensation for effecting transactions on behalf of Account. In connection with sales or purchases of a security in the Account, LPL may act as principal for its own account or as agent for another person. LPL may aggregate purchases, sales and exchanges of securities beneficially owned by you with purchases, sales and exchanges of securities beneficially owned by other persons. Payment for the purchase of securities in Account should be made payable to LPL Financial LLC.
Brokerage Services. An affiliate of the Sponsor will facilitate transactions in real-estate related loans and commercial mortgage backed securities. The service provider will not be reimbursed for any expenses incurred in providing these services. · Communications Services. Inland Communications, Inc. will provide marketing, communications and media relations services, including designing and placing advertisements, editing marketing materials, preparing and reviewing press releases, distributing certain stockholder communications and maintaining branding standards. · Computer Services. Inland Computer Services, Inc. (“ICS”) will provide data processing, computer equipment and support services and other information technology services, including custom application, development and programming, support and troubleshooting, data storage and backup, email services, printing services and networking services, including Internet access. · Insurance and Risk Management Services. Inland Risk and Insurance Management Services, Inc. will provide insurance and risk management services, including negotiating and obtaining insurance policies, managing sales contracts, leases and other real estate or corporate agreements and documents and settling claims and reviewing and monitoring the Company’s insurance policies.
Brokerage Services. The Broker shall provide brokerage services to Buyer. The following additional tasks shall be 183 performed by Xxxxxx: 184 185 186
Brokerage Services. Probity identifies, recommends and contracts for voting of proxies). Client may revoke Probity’s authority to effect tenders, exchanges, brokerage services for clients from third party broker-dealers (“Broker”). Broker, or redemptions, or other similar actions by forwarding written notification of same together with the Introducing IAR and/or Probity IAR, will obtain the necessary to Probity. Such revocation will neither impair nor limit any other authority given to financial, legal and regulatory data from Client to open and maintain a brokerage Probity pursuant to this section, and such revocation shall not apply to actions taken account for the Client. The information provided by the Client will include a before Probity’s receipt of the notification. Probity, however, will not be obligated to description of the investment objectives and guidelines for the Program account take action or render any advice involving legal action on behalf of Client with respect (“Account”), including any investment restrictions posed by Client. Broker will to securities or other investments held in the Account, or issuers thereof that become facilitate the operational and administrative activities associated with the Client the subject of legal notices or proceedings, including bankruptcies or divorce. account and the Broker will accept the instructions of Probity and its agents, Neither Probity nor Probity IAR is authorized to withdraw any money, securities, or subject to the authority granted to Probity by the Client contained herein. property without Client’s expressed written consent, unless Probity or Probity IAR 3. Portfolio Management Service: Probity will direct the investment and is initiating an ACH, wire, or check request directly through Custodian on behalf reinvestment of the assets in the Account in accordance with the information of Client, and the ACH, wire, or check is issued payable as the Client’s account is provided by Client. By executing this Agreement, Probity acknowledges and titled and the check is sent to the Client’s address of record. Third party electronic agrees to manage the Account investments in accordance with the investment wire requests must be initiated in writing by the Client. Client authorizes Probity to authority provided by Client. transfer assets between any Client accounts held with Probity at Custodian, subject to applicable limitations and restrictions (e.g. transfers to or among retirement accounts 4. Execution,
Brokerage Services. Sponsoring Xxxxxx agrees to provide those brokerage services set forth in Section 15 -75 of the Illinois Real Estate License Act.
