Order Flow. The Firm may receive remuneration from markets for directing orders to them. Markets may act as principals to buy, sell or hold securities for their own accounts, and they may make money when executing trades.
Order Flow. All broker-dealers are required by the Securities and Exchange Commission to make annual disclosure to customers concerning order routing practices and payment for order flow received from market centers and regional exchanges to which the broker-dealer routes orders for execution. We are providing you this information to assist you in understanding the process TPMR employs. TPMR receives payment for routing certain orders in fixed income securities to specialized Broker-dealers for execution. Other types of orders generally are not eligible for payments. TPMR believes that our order routing policies may provide significant benefits to customers. Practices engaged by specialized fixed income broker-dealer are designed to enhance quality and to provide opportunities for price improvement. Upon written request, TPMR will provide specific information regarding a particular transaction, including whether or not payment for order flow was received, the source of such payment, and the amount of such payment. You acknowledge that you understand that the securities which are traded in your Account may be traded in more than one marketplace. Consistent with the overriding principle of best execution and subject to applicable regulatory requirements, you agree that we may use our discretion in selecting the market in which to enter your orders. We route customer orders for over-the-counter and listed equity securities to our Clearing Firm, who may route your order to selected market makers or other venues for execution. TPMR receives payment for routing certain orders in fixed income securities to specialized Broker-dealers for execution. At all times, Clearing Firm’s foremost concern is to obtain the best execution for customers, regardless of any compensation factor.
Order Flow. (a) [Intentionally Omitted].
Order Flow. 23 3.21 Broker's Fees...............................................................................23 3.22
Order Flow. I UNDERSTAND AND AGREE THAT YOU DO NOT RECEIVE COMPENSATION FOR DIRECTING ORDER FLOW IN EQUITY SECURITIES. I HAVE BEEN DIRECTED TO THE TERMS AND CONDITIONS SECTION OF MY BROKERAGE ACCOUNT STATEMENT FOR A DESCRIPTION OF XXXXXXXX’X PAYMENT FOR ORDER FLOW PRACTICES. . I ALSO UNDERSTAND THAT, IN THE ABSENCE OF SPECIFIC INSTRUCTIONS FROM ME, PERSHING MAKES ALL DECISIONS ABOUT ROUTING OF CUSTOMER ORDERS.
Order Flow. In consideration of the sale of the Assets to Buyer and to the extent permissible and allowable by applicable law or regulation, all order flow of Buyer during the term of the Clearing Agreement referred to in Section 4.1(d)(iii) from and attributable to the M-One Investment Securities, Inc. offices purchased by Buyer in the transactions contemplated by this Agreement shall be processed by MPAC Capital Partners, L.P. on terms and conditions mutually acceptable from time to time to Buyer and MPAC Capital Partners, L.P.
Order Flow
