Order Flow Clause Samples
Order Flow. The Firm may receive remuneration from markets for directing orders to them. Markets may act as principals to buy, sell or hold securities for their own accounts, and they may make money when executing trades.
Order Flow. All broker-dealers are required by the Securities and Exchange Commission to make annual disclosure to customers concerning order routing practices and payment for order flow received from market centers and regional exchanges to which the broker-dealer routes orders for execution. We are providing you this information to assist you in understanding the process TPMR employs.
Order Flow. I UNDERSTAND AND AGREE THAT YOU DO NOT RECEIVE COMPENSATION FOR DIRECTING ORDER FLOW IN EQUITY SECURITIES. I HAVE BEEN DIRECTED TO THE TERMS AND CONDITIONS SECTION OF MY BROKERAGE ACCOUNT STATEMENT FOR A DESCRIPTION OF ▇▇▇▇▇▇▇▇’▇ PAYMENT FOR ORDER FLOW PRACTICES. . I ALSO UNDERSTAND THAT, IN THE ABSENCE OF SPECIFIC INSTRUCTIONS FROM ME, PERSHING MAKES ALL DECISIONS ABOUT ROUTING OF CUSTOMER ORDERS.
Order Flow. In consideration of the sale of the Assets to Buyer and to the extent permissible and allowable by applicable law or regulation, all order flow of Buyer during the term of the Clearing Agreement referred to in Section 4.1(d)(iii) from and attributable to the M-One Investment Securities, Inc. offices purchased by Buyer in the transactions contemplated by this Agreement shall be processed by MPAC Capital Partners, L.P. on terms and conditions mutually acceptable from time to time to Buyer and MPAC Capital Partners, L.P.
Order Flow. 23 3.21 Broker's Fees...............................................................................23 3.22
Order Flow. (a) [Intentionally Omitted].
(b) [Intentionally Omitted].
(c) Section 3.20(c) of the Disclosure Schedule sets forth a true and complete summary of commissions associated with trades executed by individual traders employed by CCM in 2003 and the first two calendar quarters of 2004.
(d) Capitalized terms used in this Section 3.20 and not otherwise defined herein shall have the meaning set forth in the (i) Order Handling Agreement, when such term is used with respect to equity securities, or (ii) Options Order Business Agreement, when such term is used with respect to options.
Order Flow