Common use of Brokerage Services Clause in Contracts

Brokerage Services. Probity identifies, recommends and contracts for voting of proxies). Client may revoke Probity’s authority to effect tenders, exchanges, brokerage services for clients from third party broker-dealers (“Broker”). Broker, or redemptions, or other similar actions by forwarding written notification of same together with the Introducing IAR and/or Probity IAR, will obtain the necessary to Probity. Such revocation will neither impair nor limit any other authority given to financial, legal and regulatory data from Client to open and maintain a brokerage Probity pursuant to this section, and such revocation shall not apply to actions taken account for the Client. The information provided by the Client will include a before Probity’s receipt of the notification. Probity, however, will not be obligated to description of the investment objectives and guidelines for the Program account take action or render any advice involving legal action on behalf of Client with respect (“Account”), including any investment restrictions posed by Client. Broker will to securities or other investments held in the Account, or issuers thereof that become facilitate the operational and administrative activities associated with the Client the subject of legal notices or proceedings, including bankruptcies or divorce. account and the Broker will accept the instructions of Probity and its agents, Neither Probity nor Probity IAR is authorized to withdraw any money, securities, or subject to the authority granted to Probity by the Client contained herein. property without Client’s expressed written consent, unless Probity or Probity IAR 3. Portfolio Management Service: Probity will direct the investment and is initiating an ACH, wire, or check request directly through Custodian on behalf reinvestment of the assets in the Account in accordance with the information of Client, and the ACH, wire, or check is issued payable as the Client’s account is provided by Client. By executing this Agreement, Probity acknowledges and titled and the check is sent to the Client’s address of record. Third party electronic agrees to manage the Account investments in accordance with the investment wire requests must be initiated in writing by the Client. Client authorizes Probity to authority provided by Client. transfer assets between any Client accounts held with Probity at Custodian, subject to applicable limitations and restrictions (e.g. transfers to or among retirement accounts 4. Execution,

Brokerage Services. Probity identifies, recommends and contracts for voting of proxies). Client may revoke Probity’s authority You are required to effect tenders, exchanges, brokerage services for clients from third party broker-dealers (“Broker”). Broker, or redemptions, or other similar actions by forwarding written notification of same together with the Introducing IAR and/or Probity IAR, will obtain the necessary to Probity. Such revocation will neither impair nor limit any other authority given to financial, legal and regulatory data from Client to open establish and maintain a brokerage Probity pursuant account at MLPF&S for custody of your assets and execution of transactions. The Program Fee you pay generally covers the custody of your assets and the execution of securities transactions in your Account (except as otherwise indicated). These brokerage services, including any cash sweep arrangements, are more fully described in your Xxxxxxx Xxxxx brokerage (securities) account agreement and other account documentation and in Section 3 of this Agreement under the subheadings “Custody” and “Execution Services.” Certain brokerage, banking or other features may not be available for Accounts enrolled in the Program. Proxy Voting You retain the right to this sectionvote proxies for securities held in your Account. You may not delegate to us, and we do not accept or assume from you, proxy voting authority for any securities in your Account. We will promptly send you proxy ballots and related shareholder communications electronically, as well as any other information intended for distribution to you. You are responsible for taking any actions. As custodian of your Account, if we do not receive voting instructions from you or your delegate, we will comply with the rules of the Securities and Exchange Commission (“SEC”) and applicable self- regulatory organizations relating to such revocation shall matters, as required by law. Trade Confirmation Statements You will receive electronically trade-by-trade confirmations for transactions in your Account. Reasonable Investment Restrictions You may request through a Program Advisor that MAA impose one or more investment restrictions for the Account relating to a specific constituent Fund that may be or become part of a Strategy. • If a restriction is considered reasonable, we will have discretion to redirect, consistent with the selected Strategy, the portion of your assets aligned to the restricted constituent Fund across the other investments in the Account (on a pro rata basis), to select a substitute security, or hold it in cash. • If a restriction is considered or becomes unreasonable, you will be notified and required to modify or rescind the restriction to continue to be enrolled in the Program. • Our compliance with Reasonable Investment Restrictions will be as of the date of purchase or recommendation only, based on the price and characteristics of the investment on that date. • A Reasonable Investment Restriction will generally not be violated due to changes in the value or status of an investment following the purchase or recommendation. • A Reasonable Investment Restriction does not apply to actions taken account for the Clientunderlying investments in any constituent Fund. The information provided by the Client will include a before Probity’s receipt of the notification. Probity• Restrictions that you impose may have an impact on your investment performance, however, will not be obligated to description of the investment objectives and guidelines for the Program account take action or render any advice involving legal action on behalf of Client with respect (“Account”), including any investment restrictions posed by Client. Broker will to securities or other investments held in the Account, or issuers thereof that become facilitate the operational and administrative activities associated with the Client the subject of legal notices or proceedings, including bankruptcies or divorce. account and the Broker will accept the instructions of Probity and its agents, Neither Probity nor Probity IAR is authorized to withdraw any money, securities, or subject to the authority granted to Probity by the Client contained herein. property without Client’s expressed written consent, unless Probity or Probity IAR 3. Portfolio Management Service: Probity will direct the investment and is initiating an ACH, wire, or check request directly through Custodian on behalf reinvestment of the assets in the Account in accordance with the information of Clientasset diversification, and the ACH, wire, achievement of your investment goals and objectives. The imposition of one or check is issued payable as the Client’s account is provided by Client. By executing this Agreement, Probity acknowledges and titled and the check is sent more restrictions also may cause your Account performance to vary from that of other accounts managed pursuant to the Client’s address of record. Third party electronic agrees to manage the Account investments in accordance with the investment wire requests must be initiated in writing by the Client. Client authorizes Probity to authority provided by Client. transfer assets between any Client accounts held with Probity at Custodian, subject to applicable limitations and restrictions (e.g. transfers to or among retirement accounts 4. Execution,same Strategy.

Brokerage Services. Probity identifies, recommends and contracts for voting of proxies). Client may revoke Probity’s authority You are required to effect tenders, exchanges, brokerage services for clients from third party broker-dealers (“Broker”). Broker, or redemptions, or other similar actions by forwarding written notification of same together with the Introducing IAR and/or Probity IAR, will obtain the necessary to Probity. Such revocation will neither impair nor limit any other authority given to financial, legal and regulatory data from Client to open establish and maintain a brokerage Probity pursuant account at MLPF&S for custody of your assets and execution of transactions. The Program Fee you pay generally covers the custody of your assets and the execution of securities transactions in your Account (except as otherwise indicated). These brokerage services, including any cash sweep arrangements, are more fully described in your Xxxxxxx Xxxxx brokerage (securities) account agreement and other account documentation and in Section 3 of this Agreement under the subheadings “Custody” and “Execution Services.” Certain brokerage, banking or other features may not be available for Accounts enrolled in the Program. Proxy Voting You retain the right to this sectionvote proxies for securities held in your Account. You may not delegate to us, and we do not accept or assume from you, proxy voting authority for any securities in your Account. We will promptly send you proxy ballots and related shareholder communications electronically, as well as any other information intended for distribution to you. You are responsible for taking any actions. As custodian of your Account, if we do not receive voting instructions from you or your delegate, we will comply with the rules of the Securities and Exchange Commission (“SEC”) and applicable self- regulatory organizations relating to such revocation shall matters, as required by law.‌‌‌‌‌ Trade Confirmation Statements You will receive electronically trade-by-trade confirmations for transactions in your Account. Reasonable Investment Restrictions You may request through a Program Advisor that MAA impose one or more investment restrictions for the Account relating to a specific constituent Fund that may be or become part of a Strategy. • If a restriction is considered reasonable, we will have discretion to redirect, consistent with the selected Strategy, the portion of your assets aligned to the restricted constituent Fund across the other investments in the Account (on a pro rata basis), to select a substitute security, or hold it in cash. • If a restriction is considered or becomes unreasonable, you will be notified and required to modify or rescind the restriction to continue to be enrolled in the Program. • Our compliance with Reasonable Investment Restrictions will be as of the date of purchase or recommendation only, based on the price and characteristics of the investment on that date. • A Reasonable Investment Restriction will generally not be violated due to changes in the value or status of an investment following the purchase or recommendation. • A Reasonable Investment Restriction does not apply to actions taken account for the Clientunderlying investments in any constituent Fund. The information provided by the Client will include a before Probity’s receipt of the notification. Probity• Restrictions that you impose may have an impact on your investment performance, however, will not be obligated to description of the investment objectives and guidelines for the Program account take action or render any advice involving legal action on behalf of Client with respect (“Account”), including any investment restrictions posed by Client. Broker will to securities or other investments held in the Account, or issuers thereof that become facilitate the operational and administrative activities associated with the Client the subject of legal notices or proceedings, including bankruptcies or divorce. account and the Broker will accept the instructions of Probity and its agents, Neither Probity nor Probity IAR is authorized to withdraw any money, securities, or subject to the authority granted to Probity by the Client contained herein. property without Client’s expressed written consent, unless Probity or Probity IAR 3. Portfolio Management Service: Probity will direct the investment and is initiating an ACH, wire, or check request directly through Custodian on behalf reinvestment of the assets in the Account in accordance with the information of Clientasset diversification, and the ACH, wire, achievement of your investment goals and objectives. The imposition of one or check is issued payable as the Client’s account is provided by Client. By executing this Agreement, Probity acknowledges and titled and the check is sent more restrictions also may cause your Account performance to vary from that of other accounts managed pursuant to the Client’s address of record. Third party electronic agrees to manage the Account investments in accordance with the investment wire requests must be initiated in writing by the Client. Client authorizes Probity to authority provided by Client. transfer assets between any Client accounts held with Probity at Custodian, subject to applicable limitations and restrictions (e.g. transfers to or among retirement accounts 4. Execution,same Strategy.

Brokerage Services. Probity identifies, recommends and contracts for voting of proxies). Client may revoke Probity’s authority You are required to effect tenders, exchanges, brokerage services for clients from third party broker-dealers (“Broker”). Broker, or redemptions, or other similar actions by forwarding written notification of same together with the Introducing IAR and/or Probity IAR, will obtain the necessary to Probity. Such revocation will neither impair nor limit any other authority given to financial, legal and regulatory data from Client to open establish and maintain a brokerage Probity pursuant account at MLPF&S for custody of your assets and execution of transactions. The Program Fee you pay generally covers the custody of your assets and the execution of securities transactions in your Account (except as otherwise indicated). These brokerage services, including any cash sweep arrangements, are more fully described in your Xxxxxxx Xxxxx brokerage (securities) account agreement and other account documentation and in Section 3 of this Agreement under the subheadings “Custody” and “Execution Services.” Certain brokerage, banking or other features may not be available for Accounts enrolled in the Program. Proxy Voting You retain the right to this sectionvote proxies for securities held in your Account. We will promptly send you proxy ballots and related shareholder communications electronically, as well as any other information intended for distribution to you. You are responsible for taking any actions. As custodian of your Account, if we do not receive voting instructions from you or your delegate, we will comply with the rules of the Securities and Exchange Commission (“SEC”) and applicable self- regulatory organizations relating to such revocation shall matters, as required by law. Trade Confirmation Statements You will receive electronically trade-by-trade confirmations for transactions in your Account.‌‌‌‌‌‌ Reasonable Investment Restrictions You may request that MAA impose one or more investment restrictions for the Account relating to a specific constituent Fund that may be or become part of a Strategy. • If a restriction is considered reasonable, we will have discretion to redirect, consistent with the selected Strategy, the portion of your assets aligned to the restricted constituent Fund across the other investments in the Account (on a pro rata basis), to select a substitute security, or hold it in cash. • If a restriction is considered or becomes unreasonable, you will be required to modify or rescind the restriction to continue to be enrolled in the Program. • Our compliance with Reasonable Investment Restrictions will be as of the date of purchase or recommendation only, based on the price and characteristics of the investment on that date. • A Reasonable Investment Restriction will generally not be violated due to changes in the value or status of an investment following the purchase or recommendation. • A Reasonable Investment Restriction does not apply to actions taken account for the Clientunderlying investments in any constituent Fund. The information provided by the Client will include a before Probity’s receipt of the notification. Probity• Restrictions that you impose may have an impact on your investment performance, however, will not be obligated to description of the investment objectives and guidelines for the Program account take action or render any advice involving legal action on behalf of Client with respect (“Account”), including any investment restrictions posed by Client. Broker will to securities or other investments held in the Account, or issuers thereof that become facilitate the operational and administrative activities associated with the Client the subject of legal notices or proceedings, including bankruptcies or divorce. account and the Broker will accept the instructions of Probity and its agents, Neither Probity nor Probity IAR is authorized to withdraw any money, securities, or subject to the authority granted to Probity by the Client contained herein. property without Client’s expressed written consent, unless Probity or Probity IAR 3. Portfolio Management Service: Probity will direct the investment and is initiating an ACH, wire, or check request directly through Custodian on behalf reinvestment of the assets in the Account in accordance with the information of Clientasset diversification, and the ACH, wire, achievement of your investment goals and objectives. The imposition of one or check is issued payable as the Client’s account is provided by Client. By executing this Agreement, Probity acknowledges and titled and the check is sent more restrictions also may cause your Account performance to vary from that of other accounts managed pursuant to the Client’s address of record. Third party electronic agrees to manage the Account investments in accordance with the investment wire requests must be initiated in writing by the Client. Client authorizes Probity to authority provided by Client. transfer assets between any Client accounts held with Probity at Custodian, subject to applicable limitations and restrictions (e.g. transfers to or among retirement accounts 4. Execution,same Strategy.

Brokerage Services. Probity identifies, recommends and contracts for voting of proxies). Client may revoke Probity’s authority You are required to effect tenders, exchanges, brokerage services for clients from third party broker-dealers (“Broker”). Broker, or redemptions, or other similar actions by forwarding written notification of same together with the Introducing IAR and/or Probity IAR, will obtain the necessary to Probity. Such revocation will neither impair nor limit any other authority given to financial, legal and regulatory data from Client to open establish and maintain a brokerage Probity pursuant account at MLPF&S for custody of your assets and execution of transactions. The Program Fee you pay generally covers the custody of your assets and the execution of securities transactions in your Account (except as otherwise indicated). These brokerage services, including any cash sweep arrangements, are more fully described in your Xxxxxxx Xxxxx brokerage (securities) account agreement and other account documentation and in Section 3 of this Agreement under the subheadings “Custody” and “Execution Services.” Certain brokerage, banking or other features may not be available for Accounts enrolled in the Program. Proxy Voting You retain the right to this sectionvote proxies for securities held in your Account. We will promptly send you proxy ballots and related shareholder communications electronically, as well as any other information intended for distribution to you. You are responsible for taking any actions. As custodian of your Account, if we do not receive voting instructions from you or your delegate, we will comply with the rules of the Securities and Exchange Commission (“SEC”) and applicable self- regulatory organizations relating to such revocation shall matters, as required by law.‌‌‌‌‌ Trade Confirmation Statements You will receive electronically trade-by-trade confirmations for transactions in your Account. Reasonable Investment Restrictions You may request through a Program Advisor that MAA impose one or more investment restrictions for the Account relating to a specific constituent Fund that may be or become part of a Strategy. • If a restriction is considered reasonable, we will have discretion to redirect, consistent with the selected Strategy, the portion of your assets aligned to the restricted constituent Fund across the other investments in the Account (on a pro rata basis), to select a substitute security, or hold it in cash. • If a restriction is considered or becomes unreasonable, you will be notified and required to modify or rescind the restriction to continue to be enrolled in the Program. • Our compliance with Reasonable Investment Restrictions will be as of the date of purchase or recommendation only, based on the price and characteristics of the investment on that date. • A Reasonable Investment Restriction will generally not be violated due to changes in the value or status of an investment following the purchase or recommendation. • A Reasonable Investment Restriction does not apply to actions taken account for the Clientunderlying investments in any constituent Fund. The information provided by the Client will include a before Probity’s receipt of the notification. Probity• Restrictions that you impose may have an impact on your investment performance, however, will not be obligated to description of the investment objectives and guidelines for the Program account take action or render any advice involving legal action on behalf of Client with respect (“Account”), including any investment restrictions posed by Client. Broker will to securities or other investments held in the Account, or issuers thereof that become facilitate the operational and administrative activities associated with the Client the subject of legal notices or proceedings, including bankruptcies or divorce. account and the Broker will accept the instructions of Probity and its agents, Neither Probity nor Probity IAR is authorized to withdraw any money, securities, or subject to the authority granted to Probity by the Client contained herein. property without Client’s expressed written consent, unless Probity or Probity IAR 3. Portfolio Management Service: Probity will direct the investment and is initiating an ACH, wire, or check request directly through Custodian on behalf reinvestment of the assets in the Account in accordance with the information of Clientasset diversification, and the ACH, wire, achievement of your investment goals and objectives. The imposition of one or check is issued payable as the Client’s account is provided by Client. By executing this Agreement, Probity acknowledges and titled and the check is sent more restrictions also may cause your Account performance to vary from that of other accounts managed pursuant to the Client’s address of record. Third party electronic agrees to manage the Account investments in accordance with the investment wire requests must be initiated in writing by the Client. Client authorizes Probity to authority provided by Client. transfer assets between any Client accounts held with Probity at Custodian, subject to applicable limitations and restrictions (e.g. transfers to or among retirement accounts 4. Execution,same Strategy.

Brokerage Services. Probity identifies, recommends and contracts for voting of proxies). Client may revoke Probity’s authority You are required to effect tenders, exchanges, brokerage services for clients from third party broker-dealers (“Broker”). Broker, or redemptions, or other similar actions by forwarding written notification of same together with the Introducing IAR and/or Probity IAR, will obtain the necessary to Probity. Such revocation will neither impair nor limit any other authority given to financial, legal and regulatory data from Client to open establish and maintain a brokerage Probity pursuant account at MLPF&S for custody of your assets and execution of transactions. The Program Fee you pay generally covers the custody of your assets and the execution of securities transactions in your Account (except as otherwise indicated). These brokerage services, including any cash sweep arrangements, are more fully described in your Xxxxxxx Xxxxx brokerage (securities) account agreement and other account documentation and in Section 3 of this Agreement under the subheadings “Custody” and “Execution Services.” Certain brokerage, banking or other features may not be available for Accounts enrolled in the Program. Proxy Voting You retain the right to this sectionvote proxies for securities held in your Account. We will promptly send you proxy ballots and related shareholder communications electronically, as well as any other information intended for distribution to you. You are responsible for taking any actions. As custodian of your Account, if we do not receive voting instructions from you or your delegate, we will comply with the rules of the Securities and Exchange Commission (“SEC”) and applicable self- regulatory organizations relating to such revocation shall matters, as required by law. Trade Confirmation Statements You will receive electronically trade-by-trade confirmations for transactions in your Account. Reasonable Investment Restrictions You may provide us with one or more investment restrictions that you would like to impose for the Account, relating to a specific constituent Fund that may be or become part of a Strategy. • If a restriction is considered reasonable, we will have discretion to redirect, consistent with the selected Strategy, the portion of your assets aligned to the restricted constituent Fund equally across the other investments in the Account (on a pro rata basis), to select a substitute security, or hold it in cash. • If a restriction is considered or becomes unreasonable, you will be required to modify or rescind the restriction to continue to be enrolled in the Program. • If you request investment restrictions and they are determined to be reasonable, our compliance with restrictions will be as of the date of purchase or recommendation only, based on the price and characteristics of the investment on that date. • A restriction will not be violated due to changes in the value or status of an investment following the purchase or recommendation. • Restrictions do not apply to actions taken account for the Clientunderlying investments in any constituent Fund. The information provided by the Client will include a before Probity’s receipt of the notification. Probity• Restrictions that you impose may have an impact on your investment performance, however, will not be obligated to description of the investment objectives and guidelines for the Program account take action or render any advice involving legal action on behalf of Client with respect (“Account”), including any investment restrictions posed by Client. Broker will to securities or other investments held in the Account, or issuers thereof that become facilitate the operational and administrative activities associated with the Client the subject of legal notices or proceedings, including bankruptcies or divorce. account and the Broker will accept the instructions of Probity and its agents, Neither Probity nor Probity IAR is authorized to withdraw any money, securities, or subject to the authority granted to Probity by the Client contained herein. property without Client’s expressed written consent, unless Probity or Probity IAR 3. Portfolio Management Service: Probity will direct the investment and is initiating an ACH, wire, or check request directly through Custodian on behalf reinvestment of the assets in the Account in accordance with the information of Clientasset diversification, and the ACH, wire, achievement of your investment goals and objectives. The imposition of one or check is issued payable as the Client’s account is provided by Client. By executing this Agreement, Probity acknowledges and titled and the check is sent more restrictions also may cause your Account performance to vary from that of other accounts managed pursuant to the Client’s address of record. Third party electronic agrees to manage the Account investments in accordance with the investment wire requests must be initiated in writing by the Client. Client authorizes Probity to authority provided by Client. transfer assets between any Client accounts held with Probity at Custodian, subject to applicable limitations and restrictions (e.g. transfers to or among retirement accounts 4. Execution,same Strategy.