Common use of Brokerage Transaction Fees Clause in Contracts

Brokerage Transaction Fees. The Managing Dealer is authorized to enter into arrangements that allow the Broker to charge a transaction or other fee, including upfront placement fees or brokerage commissions, on sales of Shares, to the extent the Prospectus discloses that such transaction or other fees may be charged for the relevant class of Shares. The Managing Dealer will require the Broker to represent that Broker is acting solely as an agent for its customers with respect to their purchase or sale of Shares and is not acting for Broker’s own account. Any transaction or other fees, including upfront placement fees or brokerage commissions, charged by Broker in connection with its sale of Shares will be charged in a manner consistent with the Prospectus and applicable law and FINRA rules. Purchases and sales of such Shares may only be executed as purchases or repurchases between the customer and the Company. Broker shall not execute trades of Shares between customers. [Date] Ladies and Gentlemen: X. Xxxx Price Investment Services, Inc., as the managing dealer (“Managing Dealer”) for X. Xxxx Price OHA Private Credit Fund (the “Company”), a Delaware statutory trust, invites you (the “Broker”) to participate in the distribution of common shares of beneficial interest, $0.01 par value per share, of the Company (“Common Shares”) subject to the following terms:

Appears in 1 contract

Samples: Managing Dealer Agreement (T. Rowe Price OHA Private Credit Fund)

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Brokerage Transaction Fees. The Managing Dealer is authorized to enter into arrangements that allow the Broker to charge a transaction or other fee, including upfront placement fees or brokerage commissions, on sales of Shares, to the extent the Prospectus discloses that such transaction or other fees may be charged for the relevant class of Shares. The Managing Dealer will require the Broker to represent that Broker is acting solely as an agent for its customers with respect to their purchase or sale of Shares and is not acting for Broker’s own account. Any transaction or other fees, including upfront placement fees or brokerage commissions, charged by Broker in connection with its sale of Shares will be charged in a manner consistent with the Prospectus and applicable law and FINRA rules. Purchases and sales of such Shares may only be executed as purchases or repurchases between the customer and the Company. Broker shall not execute trades of Shares between customers. [Date] Ladies and Gentlemen: X. Xxxx Price Investment Services, Inc., as the managing dealer (“Managing Dealer”) for X. Xxxx Price OHA Select Private Credit Fund (the “Company”), a Delaware statutory trust, invites you (the “Broker”) to participate in the distribution of common shares of beneficial interest, $0.01 par value per share, of the Company (“Common Shares”) subject to the following terms:

Appears in 1 contract

Samples: Managing Dealer Agreement (T. Rowe Price OHA Select Private Credit Fund)

Brokerage Transaction Fees. The Managing Dealer Intermediary Manager is authorized to enter into arrangements that allow the Broker to charge a transaction or other fee, including upfront placement fees or brokerage commissions, on sales of Shares, to the extent the Prospectus discloses that such transaction or other fees may be charged for the relevant class of Shares. The Managing Dealer Intermediary Manager will require the Broker to represent that Broker is acting solely as an agent for its customers with respect to their purchase or sale of Shares and is not acting for Broker’s own account. Any transaction or other fees, including upfront placement fees or brokerage commissions, charged by Broker in connection with its sale of Shares will be charged in a manner consistent with the Prospectus and applicable law and FINRA rules. Purchases and sales of such Shares shares may only be executed as purchases or repurchases between the customer and the CompanyFund. Broker shall not execute trades of Shares shares between customers. [Date] ​ ​ ​ Ladies and Gentlemen: X. Xxxx Price Investment ServicesAres Wealth Management Solutions, Inc.LLC, as the managing dealer intermediary manager (“Managing DealerIntermediary Manager”) for X. Xxxx Price OHA Private Credit Ares Strategic Income Fund (the “CompanyFund”), a Delaware statutory trust, invites you (the “Broker”) to participate in the continuous distribution of common shares of beneficial interest, $0.01 par value per share, of the Company Fund (“Common Shares”) subject to the following terms:

Appears in 1 contract

Samples: Intermediary Manager Agreement (Ares Strategic Income Fund)

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Brokerage Transaction Fees. The Managing Dealer Intermediary Manager is authorized to enter into arrangements that allow the Broker to charge a transaction or other fee, including upfront placement fees or brokerage commissions, on sales of Shares, to the extent the Prospectus discloses that such transaction or other fees may be charged for the relevant class of Shares. The Managing Dealer Intermediary Manager will require the Broker to represent that Broker is acting solely as an agent for its customers with respect to their purchase or sale of Shares and is not acting for Broker’s own account. Any transaction or other fees, including upfront placement fees or brokerage commissions, charged by Broker in connection with its sale of Shares will be charged in a manner consistent with the Prospectus and applicable law and FINRA rules. Purchases and sales of such Shares shares may only be executed as purchases or repurchases between the customer and the CompanyFund. Broker shall not execute trades of Shares shares between customers. [Date] Ladies and Gentlemen: X. Xxxx Price Investment ServicesAres Wealth Management Solutions, Inc.LLC, as the managing dealer intermediary manager (“Managing DealerIntermediary Manager”) for X. Xxxx Price OHA Private Credit Ares Strategic Income Fund (the “CompanyFund”), a Delaware statutory trust, invites you (the “Broker”) to participate in the continuous distribution of common shares of beneficial interest, $0.01 par value per share, of the Company Fund (“Common Shares”) subject to the following terms:

Appears in 1 contract

Samples: Intermediary Manager Agreement (Ares Strategic Income Fund)

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