Managing Dealer Agreement. The Managing Dealer has entered into a Managing Dealer Agreement (the “Managing Dealer Agreement”) with the Fund dated [ ], 2024, attached hereto as Exhibit A. Except as otherwise specifically stated herein, all terms used in this Agreement have the meanings provided in the Managing Dealer Agreement. As described in the Managing Dealer Agreement, the Fund has filed one or more registration statements with the SEC (each, a “Registration Statement”) to register an ongoing offering (each, an “Offering”) of Common Shares, which may consist of various classes of shares of beneficial interest (the “Shares”).
Managing Dealer Agreement. The Managing Dealer has entered into a Managing Dealer Agreement (the “Managing Dealer Agreement”) with the Company dated [ ], 2022, attached hereto as Exhibit “A.” Except as otherwise specifically stated herein, all terms used in this Agreement have the meanings provided in the Managing Dealer Agreement. As described in the Managing Dealer Agreement, the Company has filed one or more registration statements with the SEC (each, a “Registration Statement”). Each Registration Statement shall register an ongoing offering (each, an “Offering”) of Common Shares, which may consist of Class S, Class D and/or Class I shares of beneficial interest (the “Shares”) or additional share classes. The Registration Statement may be updated by Company in its sole discretion. In such event, the Managing Dealer shall (a) communicate to the Broker details about the transition from one Registration Statement to the next, including when sales may be made pursuant to the most recent Registration Statement and when sales will cease pursuant to the older Registration Statement and (b) provide the Broker with sufficient copies of the appropriate Prospectus and other offering materials in order to continue to make offers and sales throughout such transition period. By your acceptance of this Agreement, you will become one of the Brokers referred to in the Managing Dealer Agreement between the Company and the Managing Dealer and will be entitled and subject to the indemnification provisions contained in the Managing Dealer Agreement, including the provisions of Section 4 of the Managing Dealer Agreement wherein the Brokers severally agree to indemnify and hold harmless the Company, the Managing Dealer and each officer and director thereof, and each person, if any, who controls the Company or the Managing Dealer within the meaning of the U.S. Securities Act of 1933, as amended (the “Securities Act”). Xxxxxx acknowledges that the Managing Dealer’s liability for the shareholder servicing and/or distribution fee is limited solely to the proceeds of the shareholder servicing and/or distribution fee receivable from the Company, and Broker hereby waives any and all rights to receive any reallowance of the shareholder servicing and/or distribution fee due until such time as the Managing Dealer is in receipt of the shareholder servicing and/or distribution fee from the Company. The Broker hereby agrees to use its best efforts to sell the Shares for cash on the terms and conditions stated in th...
Managing Dealer Agreement. The Managing Dealer Agreement, dated as of , 200 , but effective as of the Effective Date, by and between the Company and CNL Securities Corp., as amended from time to time, and/or any successor agreement.
Managing Dealer Agreement. The Managing Dealer has entered into a Managing Dealer Agreement (the “Managing Dealer Agreement”) with the Company dated January 9, 2024, attached hereto as Exhibit “A.” Except as otherwise specifically stated herein, all terms used in this Agreement have the meanings provided in the Managing Dealer Agreement. As described in the Managing Dealer Agreement, the Company has filed one or more registration statements with the SEC (each, a “Registration Statement”) with respect to a private offering (the “Offering”) of the Shares, which will be offered in transactions exempt from registration under the U.S. Securities Act of 1933, as amended, and the rules and regulations promulgated thereunder (the “Securities Act”).
Managing Dealer Agreement. We understand that Coastal Community Group, Inc., a Florida corporation (the "Offeror"), proposes to enter into a placement agreement in substantially the form attached (the "Managing Dealer Agreement") with you, on your behalf and as representative of prospective dealers (including us, collectively, the "Dealers"), pursuant to which the Dealers will agree to use their best efforts to sell up to 1,000,000 shares (the "Common Shares") of the Offeror's common stock, $0.01 par value per share ("Common Stock"), with a minimum purchase from any investor of 250 shares or $2,500 and a maximum purchase of 50,000 shares or $500,000, unless waived by the Offeror. Capitalized terms used herein and not otherwise defined herein have the meanings assigned to such terms in the Managing Dealer Agreement.
