Brokers. Except pursuant to this Agreement, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 531 contracts
Samples: Underwriting Agreement (Telix Pharmaceuticals LTD), Underwriting Agreement (RadNet, Inc.), Underwriting Agreement (Iovance Biotherapeutics, Inc.)
Brokers. Except pursuant to this Agreementas otherwise disclosed in the Prospectus, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 155 contracts
Samples: Open Market Sale (Avadel Pharmaceuticals PLC), Open Market Sale (Praxis Precision Medicines, Inc.), Underwriting Agreement (Astria Therapeutics, Inc.)
Brokers. Except pursuant to this Agreement, there There is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 101 contracts
Samples: Underwriting Agreement (Affiliated Managers Group, Inc.), Securities Purchase Agreement (Enliven Therapeutics, Inc.), Securities Purchase Agreement (Tempest Therapeutics, Inc.)
Brokers. Except pursuant to this Agreementfor Xxxxx, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 100 contracts
Samples: Common Stock (Atara Biotherapeutics, Inc.), Common Stock Sales Agreement (Allogene Therapeutics, Inc.), Sales Agreement (Annexon, Inc.)
Brokers. Except pursuant to this Agreement, there There is no not a broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any of the transactions contemplated by this Agreement, except for underwriting discounts and commissions in connection with the sale of the Securities to the Underwriters pursuant to this Agreement.
Appears in 56 contracts
Samples: Spire (Spire Inc), Underwriting Agreement (Spire Inc), Underwriting Agreement (BOSTON OMAHA Corp)
Brokers. Except pursuant to as contemplated by this Agreement, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 55 contracts
Samples: Sales Agreement (Dynavax Technologies Corp), Underwriting Agreement (Horizon Therapeutics Public LTD Co), Underwriting Agreement (Dynavax Technologies Corp)
Brokers. Except pursuant to this Agreement, there There is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s 's fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 32 contracts
Samples: Underwriting Agreement (Coldwater Creek Inc), Underwriting Agreement (Nuvasive Inc), Underwriting Agreement (Gander Mountain Co)
Brokers. Except pursuant to this Agreement, there There is no not a broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any of the transactions contemplated by this Agreement, except for underwriting discounts and commissions payable to the Underwriters in connection with the sale of the Securities to the Underwriters pursuant to this Agreement.
Appears in 29 contracts
Samples: Underwriting Agreement (Palmer Square Capital BDC Inc.), Underwriting Agreement (Angel Oak Mortgage, Inc.), Underwriting Agreement (Angel Oak Mortgage, Inc.)
Brokers. Except Other than the underwriting discount pursuant to Section 2 of this Agreement, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 22 contracts
Samples: Underwriting Agreement (Autonation, Inc.), Underwriting Agreement (Autonation, Inc.), Underwriting Agreement (Autonation, Inc.)
Brokers. Except pursuant to this AgreementOther than the Sales Agent, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 16 contracts
Samples: Equity Distribution Agreement (Icosavax, Inc.), Equity Distribution Agreement (Kazia Therapeutics LTD), Equity Distribution Agreement (Frequency Therapeutics, Inc.)
Brokers. Except pursuant to this Agreement, there is no broker, finder or other party that is entitled to receive from the Company Partnership any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 12 contracts
Samples: Terms Agreement (Plains All American Pipeline Lp), Equity Distribution Agreement (Plains Gp Holdings Lp), Equity Distribution Agreement (Plains All American Pipeline Lp)
Brokers. Except pursuant to this Agreementfor the Agents, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 11 contracts
Samples: Sales Agreement (Standard Lithium Ltd.), Sales Agreement (Electrameccanica Vehicles Corp.), Sales Agreement (Aurora Cannabis Inc)
Brokers. Except pursuant to this AgreementOther than Xxxxx, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 11 contracts
Samples: Sales Agreement (Trevena Inc), Sales Agreement (Trevena Inc), Sales Agreement (Tobira Therapeutics, Inc.)
Brokers. Except pursuant to this Agreementfor Xxxxx, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement or by any Terms Agreement.
Appears in 11 contracts
Samples: Sales Agreement (Atreca, Inc.), Sales Agreement (Cabaletta Bio, Inc.), Sales Agreement (Revolution Medicines, Inc.)
Brokers. Except pursuant to this Agreement, there is no broker, finder or other party that is entitled to receive from the Company or any Subsidiary any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 11 contracts
Samples: Underwriting Agreement (National Storage Affiliates Trust), Sales Agreement (Tanzanian Gold Corp), Sales Agreement (Auris Medical Holding AG)
Brokers. Except pursuant to this Agreementfor XX Xxxxx, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 10 contracts
Samples: Sales Agreement (scPharmaceuticals Inc.), Sales Agreement (Lyell Immunopharma, Inc.), Sales Agreement (Nautilus Biotechnology, Inc.)
Brokers. Except pursuant to this Agreementfor the Agent, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 10 contracts
Samples: Open Market Sale Agreement (Aclaris Therapeutics, Inc.), Open Market Sale (Senseonics Holdings, Inc.), Clearside Biomedical, Inc.
Brokers. Except pursuant to this Agreement, there There is no not a broker, finder or other party that is entitled to receive from the Company Partnership any brokerage or finder’s fee or other fee or commission as a result of any of the transactions contemplated by this Agreement.
Appears in 10 contracts
Samples: Underwriting Agreement (NGL Energy Partners LP), Underwriting Agreement (NGL Energy Partners LP), Equity Distribution Agreement (NGL Energy Partners LP)
Brokers. Except pursuant to this Agreementfor Cxxxx, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 8 contracts
Samples: Sales Agreement (Rhythm Pharmaceuticals, Inc.), Sales Agreement (Akouos, Inc.), Sales Agreement (Greenlane Holdings, Inc.)
Brokers. Except pursuant to this Agreement, there There is no not a broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any of the transactions contemplated by this Agreement.
Appears in 8 contracts
Samples: Underwriting Agreement (Ares Commercial Real Estate Corp), Underwriting Agreement (Ares Commercial Real Estate Corp), Management Agreement (Ares Commercial Real Estate Corp)
Brokers. Except pursuant to this AgreementOther than Xxxxx, there is no broker, finder or other party that is entitled to receive from the Company or Xxxxx any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 7 contracts
Samples: Sales Agreement (Ocera Therapeutics, Inc.), Sales Agreement (Ocera Therapeutics, Inc.), Sales Agreement (Cempra, Inc.)
Brokers. Except pursuant to this Agreement, there There is no not a broker, finder or other party that is entitled to receive from the Company Partnership any brokerage or finder’s fee or other fee or commission as a result of any of the transactions contemplated by this Agreement, except for underwriting discounts and commissions in connection with the sale of the Securities to the Underwriters pursuant to this Agreement.
Appears in 7 contracts
Samples: Underwriting Agreement (Atlas Resource Partners, L.P.), Underwriting Agreement (Atlas Resource Partners, L.P.), Underwriting Agreement (Atlas Resource Partners, L.P.)
Brokers. Except pursuant to this Agreement, there is no broker, finder or other party that is entitled to receive from the Company or its subsidiaries any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 7 contracts
Samples: Underwriting Agreement (OptiNose, Inc.), Underwriting Agreement (scPharmaceuticals Inc.), Underwriting Agreement (OptiNose, Inc.)
Brokers. Except pursuant to as provided in this Agreement, there is no not a broker, finder or other party that is entitled to receive from the Company Partnership any brokerage or finder’s fee or other fee or commission as a result of any of the transactions contemplated by this Agreement.
Appears in 6 contracts
Samples: Evolve Transition Infrastructure LP, Sanchez Production Partners LP, Cypress Energy Partners, L.P.
Brokers. Except pursuant to this Agreement, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s 's fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 6 contracts
Samples: Underwriting Agreement (Enterprise Financial Services Corp), Underwriting Agreement (ARC Group Worldwide, Inc.), Underwriting Agreement (Pluristem Therapeutics Inc)
Brokers. Except pursuant to this Agreement, there There is no not a broker, finder or other party that is entitled to receive from the Company or any of its subsidiaries any brokerage or finder’s fee or other fee or commission as a result of any transactions the offering and sale of the Securities contemplated by this Agreement, except for underwriting discounts and commissions payable to the Initial Purchasers pursuant to Section 2 of this Agreement.
Appears in 6 contracts
Samples: Purchase Agreement (Beacon Roofing Supply Inc), Purchase Agreement (Beacon Roofing Supply Inc), Escrow Agreement
Brokers. Except pursuant to as contemplated by this AgreementAgreement and disclosed in each Applicable Prospectus, there is no broker, finder or other party that is entitled to receive from the Company or its Subsidiaries any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 6 contracts
Samples: Underwriting Agreement (Cachet Financial Solutions, Inc.), Underwriting Agreement (Cachet Financial Solutions, Inc.), Underwriting Agreement (Cachet Financial Solutions, Inc.)
Brokers. Except pursuant to this Agreement, there There is no not a broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any of the transactions contemplated by this Agreement, except for underwriting discounts and commissions payable to the Underwriters in connection with the sale of the Securities pursuant to this Agreement.
Appears in 6 contracts
Samples: Underwriting Agreement (SiriusPoint LTD), Underwriting Agreement (Enstar Group LTD), Underwriting Agreement (Enstar Group LTD)
Brokers. Except pursuant to this Agreement, there There is no broker, finder or other party that is entitled to receive from the Company such Selling Stockholder any brokerage or finder’s fee or other fee or commission as a result of any of the transactions contemplated by this Agreement.
Appears in 6 contracts
Samples: Underwriting Agreement (BOSTON OMAHA Corp), Underwriting Agreement (Carvana Co.), Underwriting Agreement (Carvana Co.)
Brokers. Except pursuant to Other than as required by the terms of this Agreement, there is no broker, finder or other party that is entitled to receive from the Company or its Subsidiaries any brokerage or finder’s fee or other fee fee, commission or commission performance-based compensation as a result of any transactions contemplated by this Agreement.
Appears in 5 contracts
Samples: Underwriting Agreement (Wireless Ronin Technologies Inc), Underwriting Agreement (Wireless Ronin Technologies Inc), Underwriting Agreement (Wireless Ronin Technologies Inc)
Brokers. Except pursuant to this Agreement, there There is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement, except as may otherwise exist with respect to Xxxxx pursuant to this Agreement.
Appears in 5 contracts
Samples: Sales Agreement (Invivo Therapeutics Holdings Corp.), Sales Agreement (Mast Therapeutics, Inc.), Sales Agreement (Cytori Therapeutics, Inc.)
Brokers. Except pursuant to Other than as required by the terms of this Agreement, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 5 contracts
Samples: Underwriting Agreement (Cal Dive International, Inc.), Underwriting Agreement (Cal Dive International, Inc.), Underwriting Agreement (Cal Dive International, Inc.)
Brokers. Except pursuant to this Agreement, there There is no broker, finder or other party that is entitled to receive from the Company or any Subsidiary any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 5 contracts
Samples: Stock Purchase Agreement (Entrada Networks Inc), Stock Purchase Agreement (Entrada Networks Inc), Stock Purchase Agreement (Entrada Networks Inc)
Brokers. Except pursuant to this Agreement, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any the transactions contemplated by this Agreement.
Appears in 5 contracts
Samples: Sales Agreement (Erytech Pharma S.A.), Placement Agency Agreement (Erytech Pharma S.A.), Placement Agency Agreement (Biophytis SA)
Brokers. Except pursuant to this Agreement, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other similar fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 5 contracts
Samples: Underwriting Agreement (Xenon Pharmaceuticals Inc.), Underwriting Agreement (Xenon Pharmaceuticals Inc.), Underwriting Agreement (Xenon Pharmaceuticals Inc.)
Brokers. Except pursuant to this Agreement, there There is no not a broker, finder or other party that is entitled to receive from the Company or the Subsidiary any brokerage or finder’s fee or other fee or commission as a result of any of the transactions contemplated by this Agreement, except for underwriting discounts and commissions in connection with the sale of the Securities to Xxxxxxxxxx pursuant to this Agreement and the other fees and expense reimbursements set forth herein.
Appears in 4 contracts
Samples: Underwriting Agreement (RedHill Biopharma Ltd.), Underwriting Agreement (Enlivex Therapeutics Ltd.), Underwriting Agreement (BioLineRx Ltd.)
Brokers. Except pursuant to this Agreement, there There is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission similar payment as a result of any transactions contemplated by this Agreement.
Appears in 4 contracts
Samples: Underwriting Agreement (Western Refining, Inc.), Underwriting Agreement (Western Refining, Inc.), Underwriting Agreement (Western Refining, Inc.)
Brokers. Except pursuant to this Agreement, there There is no not a broker, finder or other party that is entitled to receive from the Company or any of its subsidiaries any brokerage or finder’s fee or other fee or commission as a result of any of the transactions contemplated by this Agreement, except for underwriting discounts and commissions payable to the Initial Purchasers in connection with the sale of the Securities pursuant to this Agreement.
Appears in 4 contracts
Samples: Purchase Agreement (World Acceptance Corp), Purchase Agreement (Patrick Industries Inc), Purchase Agreement (American Woodmark Corp)
Brokers. Except pursuant to this Agreement, there There is no not a broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any of the transactions contemplated by this Agreement, except for underwriting discounts and commissions in connection with the sale of the Shares through the Agent pursuant to this Agreement.
Appears in 4 contracts
Samples: Equity Distribution Agreement (IMV Inc.), Equity Distribution Agreement (IMV Inc.), Equity Distribution Agreement (IMV Inc.)
Brokers. Except pursuant to this Agreement, there There is no not a broker, finder or other party that is entitled to receive from the Company Issuers any brokerage or finder’s fee or other fee or commission as a result of any of the transactions contemplated by this Agreement.
Appears in 4 contracts
Samples: Purchase Agreement (NGL Energy Partners LP), Purchase Agreement (NGL Energy Partners LP), Purchase Agreement (NGL Energy Partners LP)
Brokers. Except pursuant to this Agreement or any Terms Agreement, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement or any Terms Agreement.
Appears in 4 contracts
Samples: Terms Agreement (Xenon Pharmaceuticals Inc.), Terms Agreement (Xenon Pharmaceuticals Inc.), Terms Agreement (Xenon Pharmaceuticals Inc.)
Brokers. Except pursuant to this AgreementAgreement or as described in the Registration Statement and the Prospectus, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 4 contracts
Samples: Common Stock (Cti Biopharma Corp), Cti Biopharma Corp, Cti Biopharma Corp
Brokers. Except pursuant to this the Sales Agreements or any Terms Agreement, there is no broker, finder or other party that is entitled to receive from the Company or any Subsidiary any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this the Sales Agreements or any Terms Agreement.
Appears in 4 contracts
Samples: Open Market Sale Agreement (National Storage Affiliates Trust), Open Market Sale Agreement (National Storage Affiliates Trust), Open Market Sale Agreement (National Storage Affiliates Trust)
Brokers. Except pursuant to this Agreement, there There is no not a broker, finder or other party that is entitled to receive from the Company Partnership or any of its subsidiaries any brokerage or finder’s fee or other fee or commission as a result of any of the transactions contemplated by this Agreement, except for discounts and commissions payable to the Initial Purchasers in connection with the sale of the Securities pursuant to this Agreement.
Appears in 3 contracts
Samples: Purchase Agreement (Memorial Production Partners LP), Registration Rights Agreement (Memorial Production Partners LP), Purchase Agreement (Memorial Production Partners LP)
Brokers. Except pursuant to this Agreement, there There is no broker, finder or other party that is entitled to receive from the Company Selling Stockholder any brokerage or finder’s fee or other fee or commission as a result of any of the transactions contemplated by this Agreement.
Appears in 3 contracts
Samples: Underwriting Agreement (Runway Growth Finance Corp.), Underwriting Agreement (Runway Growth Finance Corp.), Underwriting Agreement (Media General Inc)
Brokers. Except pursuant to this Agreement, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreementthe Transaction Documents.
Appears in 3 contracts
Samples: Placement Agency Agreement (Presto Automation Inc.), Underwriting Agreement (Bellicum Pharmaceuticals, Inc), Underwriting Agreement (Sierra Oncology, Inc.)
Brokers. Except pursuant to as contemplated in this Agreement, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 3 contracts
Samples: Sales Agreement (Raptor Pharmaceutical Corp), Sales Agreement (Raptor Pharmaceutical Corp), Sales Agreement (Raptor Pharmaceutical Corp)
Brokers. Except pursuant to this Agreementfor the Agents, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s 's fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 3 contracts
Samples: Equity Distribution Agreement (High Tide Inc.), Equity Distribution Agreement (High Tide Inc.), Common Stock (Innovate Biopharmaceuticals, Inc.)
Brokers. Except pursuant to this Agreementas otherwise disclosed in the Private Placement Memorandum, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Sandridge Energy Inc), Securities Purchase Agreement (Black Hills Corp /Sd/), Securities Purchase Agreement (Sandridge Energy Inc)
Brokers. Except pursuant to this Agreement, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a are result of any transactions contemplated by this Agreement.
Appears in 3 contracts
Samples: Sales Agreement (Rani Therapeutics Holdings, Inc.), Underwriting Agreement (Finch Therapeutics Group, Inc.), Open Market Sale Agreement (Finch Therapeutics Group, Inc.)
Brokers. Except pursuant to this Agreement, there is no broker, finder or other party that is entitled to receive from the Company or from any affiliate of the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 3 contracts
Samples: Underwriting Agreement (Zynerba Pharmaceuticals, Inc.), Underwriting Agreement (Zynerba Pharmaceuticals, Inc.), Underwriting Agreement (Zynerba Pharmaceuticals, Inc.)
Brokers. Except pursuant to this Agreementfor the Representatives, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 3 contracts
Samples: Underwriting Agreement (Aclaris Therapeutics, Inc.), Underwriting Agreement (Adaptimmune Therapeutics PLC), Underwriting Agreement (Adaptimmune Therapeutics PLC)
Brokers. Except pursuant to this Agreement, there There is no broker, finder or other party other than the Agent that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 2 contracts
Samples: Sales Agreement (Vince Holding Corp.), Vince Holding Corp.
Brokers. Except pursuant to this Agreement, there is no broker, broker or finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this AgreementAgreement in connection with the issuance and sale of the Offered Shares.
Appears in 2 contracts
Samples: Underwriting Agreement (C4 Therapeutics, Inc.), Underwriting Agreement (C4 Therapeutics, Inc.)
Brokers. Except pursuant to this Agreement, there There is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee fee, commission or commission performance-based compensation as a result of any transactions contemplated by this Agreement.
Appears in 2 contracts
Samples: Underwriting Agreement (WPT Enterprises Inc), Underwriting Agreement (WPT Enterprises Inc)
Brokers. Except pursuant to this Agreement, there There is no not a broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any of the transactions contemplated by this Agreement.Agreement or the other Transaction Documents, except for fees and/or commissions paid or payable to Xxxxxxxxx & Co., Inc.
Appears in 2 contracts
Samples: Stock Purchase Agreement (Immunomedics Inc), Stock Purchase Agreement (Seattle Genetics Inc /Wa)
Brokers. Except pursuant to this Agreement, there There is no not a broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any of the transactions contemplated by this Agreement, except for the commission, discount or other compensation payable to the Payment Agent pursuant to Section 2 hereof.
Appears in 2 contracts
Samples: Equity Distribution Agreement (Velocity Financial, Inc.), Equity Distribution Agreement (Velocity Financial, Inc.)
Brokers. Except pursuant to this Agreementas provided herein, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 2 contracts
Samples: Underwriting Agreement (Acadia Pharmaceuticals Inc), Underwriting Agreement (Acadia Pharmaceuticals Inc)
Brokers. Except pursuant to Other than as contemplated by this Agreement, there is no broker, finder or other party that is entitled to receive from the Company or its subsidiaries any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 2 contracts
Samples: Underwriting Agreement (Ev3 Inc.), Underwriting Agreement (Ev3 Inc.)
Brokers. Except pursuant to this Agreementas otherwise disclosed in the Disclosure Document, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 2 contracts
Samples: Stock Purchase Agreement (Sandridge Energy Inc), Stock Purchase Agreement (Sandridge Energy Inc)
Brokers. Except pursuant to as provided in this Agreement, there is no not a broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any of the transactions contemplated by this Agreement.
Appears in 2 contracts
Samples: Sales Agreement (Tidewater Inc), Atm Sales Agreement (NextDecade Corp.)
Brokers. Except pursuant to this Agreement, there is no broker, finder or other party that is entitled to receive from the Company or RGF LLC any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 2 contracts
Samples: Underwriting Agreement (Real Good Food Company, Inc.), Underwriting Agreement (Real Good Food Company, Inc.)
Brokers. Except pursuant to Other than as required by the terms of this Agreement, there is no broker, finder or other party that is entitled to receive from the Company or its Subsidiaries any brokerage or finder’s 's fee or other fee fee, commission or commission performance-based compensation as a result of any transactions contemplated by this Agreement.
Appears in 2 contracts
Samples: Underwriting Agreement (Global Traffic Network, Inc.), Underwriting Agreement (Global Traffic Network, Inc.)
Brokers. Except pursuant to this Agreement, there There is no not a broker, finder or other party that is entitled to receive from the Company Fund any brokerage or finder’s fee or other fee or commission as a result of any of the transactions contemplated by this Agreement, except for underwriting discounts and commissions payable to the Underwriters in connection with the sale of the Securities pursuant to this Agreement.
Appears in 2 contracts
Samples: AllianzGI Convertible & Income Fund, AllianzGI Convertible & Income Fund II
Brokers. Except pursuant to as contemplated by this AgreementAgreement and disclosed in each Applicable Prospectus, there is no broker, finder or other party that is entitled to receive from the Company or any Subsidiary any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 2 contracts
Samples: Underwriting Agreement (Intricon Corp), Underwriting Agreement (Sajan Inc)
Brokers. Except pursuant to this Agreement, there There is no broker, finder or other party that is entitled to receive from the Company or the Parent any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement, excluding payments that may be due pursuant to Section 7.13(ii) hereof.
Appears in 2 contracts
Samples: Master Investment Agreement (Terrestar Corp), Master Investment Agreement (Terrestar Corp)
Brokers. Except pursuant to this Agreementfor the Agents, there is no broker, finder or other party that is entitled to receive from the Company Corporation any brokerage or finder’s 's fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 2 contracts
Samples: Equity Distribution Agreement (Organigram Holdings Inc.), Equity Distribution Agreement (Organigram Holdings Inc.)
Brokers. Except pursuant to this Agreement, there There is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s 's fee or other fee or commission as a result of any transactions contemplated by this Agreement, except as provided in this Agreement.
Appears in 2 contracts
Samples: Underwriting Agreement (Moog Inc), Underwriting Agreement (Giant Industries Inc)
Brokers. Except pursuant to this Agreement, there There is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this AgreementAgreement other than as disclosed in the Prospectus.
Appears in 2 contracts
Samples: Sales Agreement (Anthera Pharmaceuticals Inc), Sales Agreement (Anthera Pharmaceuticals Inc)
Brokers. Except pursuant to this Agreementfor Agent, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 2 contracts
Samples: Sales Agreement (Allena Pharmaceuticals, Inc.), Sales Agreement (Allena Pharmaceuticals, Inc.)
Brokers. Except pursuant to this Agreementfor Cxxxx, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement or by any Terms Agreement.
Appears in 2 contracts
Samples: Shares Sales Agreement (Adaptimmune Therapeutics PLC), Sales Agreement (Alphatec Holdings, Inc.)
Brokers. Except pursuant to this Agreement, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 2 contracts
Samples: Sales Agreement (NewAmsterdam Pharma Co N.V.), Underwriting Agreement (NewAmsterdam Pharma Co N.V.)
Brokers. Except Other than the compensation pursuant to Section 3 of this Agreement or any Terms Agreement, there is no broker, finder or other party that is entitled to receive from the Company Partnership any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement or any Terms Agreement.
Appears in 2 contracts
Samples: Terms Agreement (Regency Energy Partners LP), Terms Agreement (Regency Energy Partners LP)
Brokers. Except pursuant to this Agreement, there is no broker, finder or other party that is entitled to receive from the Company or any of its subsidiaries any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 2 contracts
Samples: Underwriting Agreement (IGM Biosciences, Inc.), Underwriting Agreement (IGM Biosciences, Inc.)
Brokers. Except pursuant to this Agreement, there There is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any of the transactions contemplated by this Agreement, except for the compensation payable to the Sales Agents as contemplated in this Agreement or the Alternative Sales Agreement.
Appears in 2 contracts
Samples: Sales Agreement (TriplePoint Venture Growth BDC Corp.), Sales Agreement (TriplePoint Venture Growth BDC Corp.)
Brokers. Except pursuant to this Agreement, there There is no broker, finder or other party that is entitled to receive from the Company or the Subsidiary any brokerage or finder’s 's fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 2 contracts
Samples: Stock Transfer and Option Grant Agreement (Broadcast International Inc), Stock Purchase and Option Grant Agreement (Broadcast International Inc)
Brokers. Except pursuant to this Agreement, there There is no not a broker, finder or other party that is entitled to receive from any of the Company Partnership Entities any brokerage or finder’s fee or other fee or commission as a result of any of the transactions contemplated by this Agreement, except for underwriting discounts and commissions payable to the Initial Purchasers in connection with the sale of the Securities pursuant to this Agreement.
Appears in 2 contracts
Samples: Purchase Agreement (American Midstream Partners, LP), Purchase Agreement (American Midstream Partners, LP)
Brokers. Except pursuant to this AgreementOther than the Agents, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 2 contracts
Samples: Equity Distribution Agreement (Volitionrx LTD), Equity Distribution Agreement (Volitionrx LTD)
Brokers. Except pursuant to this Agreementfor Xxxxx, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement. (gg) [Intentionally Omitted.]
Appears in 2 contracts
Samples: Common Stock (Macrogenics Inc), Sales Agreement (Macrogenics Inc)
Brokers. Except pursuant to this Agreementfor Cantor, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 2 contracts
Samples: Sales Agreement (Scynexis Inc), Scynexis Inc
Brokers. Except pursuant to this Agreementfor Xxxxx Fargo, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 2 contracts
Samples: Sales Agreement (BOSTON OMAHA Corp), BOSTON OMAHA Corp
Brokers. Except pursuant to this Agreement, Agreement there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 2 contracts
Samples: Underwriting Agreement (Parnell Pharmaceuticals Holdings LTD), Underwriting Agreement (Parnell Pharmaceuticals Holdings Pty LTD)
Brokers. Except Other than the compensation pursuant to Section 3 of this Agreement or any Terms Agreement, there is no broker, finder or other party that is entitled to receive from the Company Partnership any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 2 contracts
Samples: Equity Distribution Agreement (Martin Midstream Partners Lp), Terms Agreement (Regency Energy Partners LP)
Brokers. Except as pursuant to this Agreement, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 2 contracts
Samples: Distribution Agreement (Adma Biologics, Inc.), Underwriting Agreement (Internap Corp)
Brokers. Except as may otherwise exist with respect to the Agents pursuant to this Agreement, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 1 contract
Brokers. Except pursuant to as contemplated by this Agreement or any Terms Agreement, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement or any Terms Agreement.
Appears in 1 contract
Samples: Vical Incorporated (Vical Inc)
Brokers. Except pursuant to this Agreement, there There is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s 's fee or other fee or commission as a result of any transactions contemplated by this Agreementthe Transaction Documents.
Appears in 1 contract
Samples: Nelnet Inc
Brokers. Except pursuant to this Agreement, there There is no broker, finder or other party that is entitled to receive from the Company or the Parent any brokerage or finder’s 's fee or other fee or commission as a result of any transactions contemplated by this Agreement, excluding payments that may be due pursuant to Section 7.13(ii) hereof.
Appears in 1 contract
Samples: Master Investment Agreement (Harbinger Capital Partners Master Fund I, Ltd.)
Brokers. Except pursuant to this Agreement, there There is no not a broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any of the transactions contemplated by this Agreement, except for commissions in connection with the sale of the Shares pursuant to this Agreement.
Appears in 1 contract
Brokers. Except pursuant to this Agreement, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this AgreementAgreement and the Pre-Funded Warrants.
Appears in 1 contract
Brokers. Except pursuant to this Agreement, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this AgreementAgreement in connection with the issuance of the Offered Shares.
Appears in 1 contract
Samples: Underwriting Agreement (Aerovate Therapeutics, Inc.)
Brokers. Except pursuant to this Agreement, there There is no broker, finder or other party (other than you) that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 1 contract
Samples: Purchase Agreement (CBIZ, Inc.)
Brokers. Except pursuant to this Agreementfor Ladenburg, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 1 contract
Brokers. Except pursuant to as provided or contemplated by this Agreement, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s 's fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 1 contract
Samples: Underwriting Agreement (Alnylam Pharmaceuticals Inc)
Brokers. Except pursuant to this Agreement, there There is no broker, finder or other party (other than you) that is entitled to receive from the Company any brokerage or finder’s 's fee or other fee or commission as a result of any transactions contemplated by this Agreement.
Appears in 1 contract
Samples: CBIZ, Inc.
Brokers. Except pursuant to this Agreement, there There is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.. EXECUTION VERSION
Appears in 1 contract
Brokers. Except pursuant to this Agreementfor the Sales Agents, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.. (hh)
Appears in 1 contract
Samples: NUSCALE POWER Corp
Brokers. Except pursuant to this Agreementfor the Agents, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.. (oo)
Appears in 1 contract
Brokers. Except pursuant to this Agreement, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this Agreement.. Execution Version
Appears in 1 contract
Samples: Underwriting Agreement (Enterprise Financial Services Corp)
Brokers. Except pursuant to Other than as contemplated by this Agreement or the Warrant Agent Agreement, there is no broker, finder or other party that is entitled to receive from the Company any brokerage or finder’s fee or other fee or commission as a result of any transactions contemplated by this AgreementAgreement (other than fees and/or commissions paid or payable to the Warrant Agent for performing services as warrant agent).
Appears in 1 contract
