Bulletins and Other Informational Memoranda. Pershing shall from time to time issue Bulletins or other informational memoranda to Broker setting forth Pershing’s policies and procedures regarding anti-money laundering and terrorist financing. Pershing agrees to give Broker written notice of any changes in such policies and procedures prior to their effectiveness and Broker agrees to become familiar with such Bulletins and informational memoranda and to abide by them.
Appears in 3 contracts
Samples: Fully Disclosed Clearing Agreement (Gleacher & Company, Inc.), Fully Disclosed Clearing Agreement (Broadpoint Securities Group, Inc.), Fully Disclosed Clearing Agreement (Broadpoint Securities Group, Inc.)
Bulletins and Other Informational Memoranda. Pershing shall from time to time issue Bulletins or other informational memoranda to Broker setting forth Pershing’s policies and procedures regarding anti-money laundering and terrorist financing. Pershing agrees to give Broker written notice of any changes in such policies and procedures prior to their effectiveness and Broker agrees to become familiar with such Bulletins and informational memoranda and to abide by them.
Appears in 2 contracts
Samples: Fully Disclosed Clearing Agreement, Fully Disclosed Clearing Agreement (Summit Financial Services Group Inc)
Bulletins and Other Informational Memoranda. Pershing shall from time to time issue Bulletins or other informational memoranda to Broker setting forth Pershing’s 's policies and procedures regarding anti-money laundering and terrorist financing. Pershing agrees to give Broker written notice of any changes in such policies and procedures prior to their effectiveness and Broker agrees to become familiar with such Bulletins and informational memoranda and to abide by them.
Appears in 1 contract
Samples: Fully Disclosed Clearing Agreement (Southern Trust Securities Holding Corp)
