Buyer Status. The Buyer is not a "broker" or "dealer" as those terms are defined in the 1934 Act which is required to be registered with the SEC pursuant to Section 15 of the 1934 Act.
Appears in 11 contracts
Samples: Note Purchase Agreement (Dwango North America Corp), Note Purchase Agreement (Dwango North America Corp), Subscription Agreement (Essential Therapeutics Inc)
Buyer Status. The Buyer is not a "“broker" ” or "“dealer" ” as those terms are defined in the 1934 Act Act, which is required to be registered with the SEC pursuant to Section 15 of the 1934 Act.
Appears in 6 contracts
Samples: Note Purchase Agreement (Emagin Corp), Note Purchase Agreement (Emagin Corp), Note Purchase Agreement (Emagin Corp)
Buyer Status. The Buyer is not a "“broker" ” or "“dealer" ” as those terms are defined in the 1934 Act which is required to be registered with the SEC pursuant to Section 15 of the 1934 Act.
Appears in 4 contracts
Samples: Note Purchase Agreement (DecisionPoint Systems, Inc.), Subscription Agreement (Dwango North America Corp), Subscription Agreement (Dwango North America Corp)
Buyer Status. The Each Buyer is not a "“broker" ” or "“dealer" ” as those terms are defined in the 1934 Act which is required to be registered with the SEC pursuant to Section 15 of the 1934 Act.
Appears in 3 contracts
Samples: Subscription Agreement (Dwango North America Corp), Subscription Agreement (Dwango North America Corp), Subscription Agreement (Dwango North America Corp)
Buyer Status. The Neither the Buyer nor any of its Affiliates is not a "broker" or "dealer" as those terms are defined in the 1934 Act which is required to be registered with the SEC pursuant to under Section 15 of the 1934 Act.
Appears in 1 contract
Samples: Note Purchase Agreement (Emisphere Technologies Inc)
Buyer Status. The Buyer is not a "“broker" ” or "“dealer" ” as those terms are defined in the 1934 Act which nor is it required to be registered with the SEC pursuant to Section 15 of the 1934 Act.
Appears in 1 contract
Samples: Note Purchase Agreement (Berliner Communications Inc)
