Common use of Buyer Status Clause in Contracts

Buyer Status. At the time Buyer was offered the Warrant Shares it was, and at the date hereof it is, an “accredited investor” as that term is defined in Rule 501(a) under the Act. Buyer is not, and is not required to be, registered as a broker-dealer under Section 15 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”).

Appears in 3 contracts

Samples: Securities Purchase Agreement (Nomura Credit & Capital, Inc.), Securities Purchase Agreement (Nomura Credit & Capital, Inc.), Securities Purchase Agreement (Nomura Credit & Capital, Inc.)

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Buyer Status. At the time the Buyer was offered the Warrant Shares Securities, it was, and at the date hereof it is, an “accredited investor” as that term is defined in Rule 501(a) of Regulation D under the Securities Act. The Buyer is not, and is not required to bebe registered as, registered as a broker-dealer under Section 15 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”).

Appears in 2 contracts

Samples: Securities Purchase Agreement (Latin-American Fuels Corp), Securities Purchase Agreement (Steelhead Partners LLC)

Buyer Status. At the time Such Buyer was offered the Warrant Shares it was, and at the date hereof it is, is an “accredited investor” as that term is defined in Rule 501(a) under the Act. of Regulation D. Such Buyer is not, and is not required to be, a registered as a broker-dealer under Section 15 of the Securities Exchange Act of 1934, as amended (the “Exchange 1934 Act”).

Appears in 2 contracts

Samples: Securities Purchase Agreement (Allied Defense Group Inc), Securities Purchase Agreement (Allied Defense Group Inc)

Buyer Status. At the time Buyer was offered the Warrant Shares it was, and at the date hereof it is, an “accredited investor” as that term is defined in Rule 501(a) under the Act. Buyer is not, and is not required to be, registered as a broker-dealer under Section 15 of the Securities Exchange Act of 1934, as amended 1934 (the “Exchange Act”).

Appears in 2 contracts

Samples: Warrant Purchase Agreement (NaturalNano , Inc.), Warrant Purchase Agreement (NaturalNano , Inc.)

Buyer Status. At the time the Buyer was offered the Warrant Shares Shares, it was, and at as of the date hereof it is, is an “accredited investor” as that term is defined in Rule 501(a) 501 under the Securities Act. The Buyer is not, and is not required to be, be registered as a broker-dealer under Section 15 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”)) and the Buyer is not a broker-dealer, nor an affiliate of a broker-dealer.

Appears in 1 contract

Samples: Subscription and Share Purchase Agreement (VectivBio Holding AG)

Buyer Status. At the time the Buyer was offered the Warrant Shares it was, and at the date hereof it is, an “accredited investor” as that term is defined in Rule 501(a) under the Act. The Buyer is not, and is not required to be, registered as a broker-dealer under Section 15 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”).

Appears in 1 contract

Samples: Securities Purchase Agreement (Nomura Credit & Capital, Inc.)

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Buyer Status. At the time such Buyer was offered the Warrants and the Warrant Shares Shares, it was, and at the date hereof it is, and on each date on which it exercises the Warrants it will be, an "accredited investor" as that term is defined in Rule 501(a) under the 1933 Act. Such Buyer is not, and is not required to be, a registered as a broker-dealer under Section 15 of the Securities Exchange Act of 1934, as amended (the “Exchange "1934 Act").

Appears in 1 contract

Samples: Securities Purchase Agreement (Arotech Corp)

Buyer Status. At the time Buyer was offered the Purchased Warrant Shares it was, and at the date hereof it is, an “accredited investor” as that term is defined in Rule 501(a) under the Securities Act of 1933, as amended (the “Act”). Buyer is not, and is not required to be, registered as a broker-dealer under Section 15 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”).

Appears in 1 contract

Samples: Securities Purchase Agreement (Nomura Credit & Capital, Inc.)

Buyer Status. At the time the Buyer was offered the Warrant Shares Notes, it was, and at the date hereof it is, an “accredited investorAccredited Investor” as that term is defined in Rule 501(a) under the Securities Act. The Buyer is not, and is not required to be, a registered as a broker-dealer under Section 15 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”).

Appears in 1 contract

Samples: Note Purchase Agreement (Manitex International, Inc.)

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