Common use of CAPACITY AND CLIENT CATEGORIZATION Clause in Contracts

CAPACITY AND CLIENT CATEGORIZATION. 5.1. We act as market maker in certain markets, including CFD Transactions, meaning that we quote both Bid and Ask Prices. In relation to any Transactions, including when acting as Market Makers we are your counterparty in all Transactions and trades which you enter into with us. 5.2. Except where we agree otherwise with you, the Client and Safecap will enter into any Transactions as Principals . 5.3. You represent that you act as principal and not as agent (or trustee) on behalf of someone else. Unless expressly approved by Safecap in advance in writing, you may not act as an agent or trustee on 5.4. Unless we specifically advise you that we will treat you as a Professional Client, we will always categorize you as a Retail Client for the purposes of the Investment Services and Activities and Regulated Markets Law. You are entitled to certain Client protections stipulated in the Investment Services and Activities and Regulated Markets Law, including your ability to participate in the Investor Compensation Fund, available in Clients Categorisation and Regulatory Protections

CAPACITY AND CLIENT CATEGORIZATION. 5.1. We act as market maker in certain markets, including CFD Transactions, meaning that we quote both Bid and Ask Prices. In relation to any Transactions, including when acting as Market Makers we are your counterparty in all Transactions and trades which you enter into with us. 5.2. Except where we agree otherwise with you, the Client and Safecap will enter into any Transactions as Principals . 5.3. You represent that you act as principal and not as agent (or trustee) on behalf of someone else. Unless expressly approved by Safecap in advance in writing, you may not act as an agent or trustee onon behalf of someone else. 5.4. Unless we specifically advise you that we will treat you as a Professional Client, we will always categorize you as a Retail Client for the purposes of the Investment Services and Activities and Regulated Markets Law. You are entitled to certain Client protections stipulated in the Investment Services and Activities and Regulated Markets Law, including your ability to participate in the Investor Compensation Fund, available in Clients Categorisation and Regulatory ProtectionsProtections for re-categorization to the higher Professional Client category, you have read and understood the loss of protection which this entails.