CATEGORISATION. Based on the information available to Cantor, we have categorised you as a Retail Client and you will be treated as such in respect of all business we conduct with or for you unless we agree to a different categorisation. This categorisation affords you the highest available level of client protections on your account. You have a right, subject to meeting defined criteria, to request to be categorised as a Professional Client for a given product, service or transaction or in respect of all services which Xxxxxx provides to you. Any request should be made in writing. Any such request (if granted) will result in a lower level of client protection applying to your account or a specific transaction, for example, professional clients are not entitled to any compensation under the Investor Compensation Act (see paragraph 31 below) and Xxxxxx can make certain assumptions about professional clients when determining suitability and appropriateness that it cannot make for retail clients. Xxxxxx reserves the right to refuse any such request for a change of categorisation.
Appears in 4 contracts
Samples: Discretionary Retail Client Agreement, Execution Only Terms and Conditions, Execution Only Terms and Conditions
