Cease and Desist Proceedings. You represent and warrant that you are not the subject of a pending proceeding under Section 8A of the Securities Act in connection with the Offering.
Appears in 28 contracts
Samples: Selling Agent Agreement (Priority Income Fund, Inc.), Selling Agent Agreement (Priority Income Fund, Inc.), Dealer Manager Agreement (Prospect Capital Corp)
Cease and Desist Proceedings. You represent and warrant that you are not the subject of a pending proceeding under Section 8A of the Securities 1933 Act in connection with the Offering.
Appears in 3 contracts
Samples: Selling Agent Agreement (Paccar Financial Corp), Selling Agent Agreement (Westpac Banking Corp), Selling Agent Agreement (Paccar Financial Corp)
Cease and Desist Proceedings. You represent and warrant that you are not the subject of a pending proceeding under Section 8A of the Securities Act of 1933 in connection with the Offering.
Appears in 1 contract
