Common use of Certain Criminal Convictions Clause in Contracts

Certain Criminal Convictions. Have you been convicted, within the past ten (10) years (or five (5) years, in the case of the Company, its predecessors and affiliated issuers), of any felony or misdemeanor involving: ¨ in connection with the purchase or sale of any security; ¨ involving the making of any false filing with the SEC; or ¨ arising out of the conduct of the business of an underwriter, broker, dealer, municipal securities dealer, investment advisor or paid solicitor of purchasers of securities? ¨ Yes. If yes, please explain: ¨ No.

Appears in 2 contracts

Samples: Amended And (Seven Stars Cloud Group, Inc.), Amended And (Seven Stars Cloud Group, Inc.)

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Certain Criminal Convictions. Have you been convicted, within the past ten (10) years (or five (5) years, in the case of the Company, its predecessors and affiliated issuers), of any felony or misdemeanor involving: ¨ in connection with the purchase or sale of any security; ¨ involving the making of any false filing with the SEC; or ¨ arising out of the conduct of the business of an underwriter, broker, dealer, municipal securities dealer, investment advisor or paid solicitor of purchasers of securities? ¨ Yes. If yes, please explain: ¨ No.

Appears in 1 contract

Samples: Subscription Agreement (Liqtech International Inc)

Certain Criminal Convictions. Have you been convicted, within the past ten (10) years (or five (5) years, in the case of the Company, its predecessors and affiliated issuers), of any felony or misdemeanor involvingmisdemeanor: ¨ ·in connection with the purchase or sale of any security; ¨ ·involving the making of any false filing with the U.S. Securities and Exchange Commission (the “SEC”); or ¨ ·arising out of the conduct of the business of an underwriter, broker, dealer, municipal securities dealer, investment advisor or paid solicitor of purchasers of securities? ¨ Yes. YES NO If yes, please explain: ¨ No.:

Appears in 1 contract

Samples: Subscription Agreement (American Battery Metals Corp)

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Certain Criminal Convictions. Have you been convicted, within the past ten (10) years (or five (5) years, in the case of the Company, its predecessors and affiliated issuers), of any felony or misdemeanor involving: ¨ in connection with the purchase or sale of any security; : ¨ involving the making of any false filing with the SEC; or ¨ arising out of the conduct of the business of an underwriter, broker, dealer, municipal securities dealer, investment advisor or paid solicitor of purchasers of securities? ¨ Yes. If yes, please explain: ¨ No.

Appears in 1 contract

Samples: Subscription Agreement (Seven Stars Cloud Group, Inc.)

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