Common use of Certain Documents; Changes in Law Clause in Contracts

Certain Documents; Changes in Law. (a) Contemporaneous with the Effective Date, the Client shall deliver to Foreside copies of the following documents: (i) the Client’s Organic Documents; (ii) the Prospectuses for the Funds and Classes thereof (each, a “Prospectus”); (iii) each current plan of distribution or similar document adopted by the Client under Rule 12b-1 under the 1940 Act (“Plan”) and each current shareholder service plan or similar document adopted by the Client, if any (“Service Plan”) and (iv) any relevant policies and procedures adopted by the Client pursuant to Rule 38a-1 of the 1940 Act that are applicable to the services provided by Foreside. The Client shall also deliver to Foreside: (x) a copy of the resolution of the Board of Directors of the Client (the “Board”) appointing Foreside and authorizing the execution and delivery of this Agreement; and (y) any other documents, materials or information that Foreside shall reasonably request to enable it to perform its duties pursuant to this Agreement.

Appears in 2 contracts

Samples: Distribution Agreement (CNL Funds), Distribution Agreement (CNL Funds)

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Certain Documents; Changes in Law. (a) Contemporaneous with the Effective Date, the Client shall deliver to Foreside copies of the following documents: (i) the Client’s Organic Documents; (ii) the Prospectuses for the Funds and Classes thereof (each, a “Prospectus”); , (iii) each current plan of distribution or similar document adopted by the Client under Rule 12b-1 12b-l under the 1940 Act (“Plan”) and each current shareholder service plan or similar document adopted by the Client, if any Client (“Service Plan”) and (iv) any relevant policies and procedures adopted by the Client pursuant to Rule 38a-1 of the 1940 Act that are applicable to the services provided by Foreside. The Client shall also deliver to Foreside: (x) a copy of the resolution of the Board of Directors of the Client (the “Board”) appointing Foreside and authorizing the execution and delivery of this Agreement; and (y) any other documents, materials or information that Foreside shall reasonably request to enable it to perform its duties pursuant to this Agreement.

Appears in 1 contract

Samples: Distribution Agreement (Wintergreen Fund, Inc.)

Certain Documents; Changes in Law. (a) Contemporaneous with the Effective Date, the Client shall deliver to Foreside copies of the following documents: (i) the Client’s 's Organic Documents; (ii) the Prospectuses for the Funds and Classes thereof (each, a "Prospectus"); (iii) each current plan of distribution or similar document adopted by the Client under Rule 12b-1 under the 1940 Act ("Plan") and each current shareholder service plan or similar document adopted by the Client, if any Client ("Service Plan") and (iv) any relevant policies and procedures adopted by the Client pursuant to Rule 38a-1 38a-l of the 1940 Act that are applicable to the services provided by Foreside. The Client shall also deliver to Foreside: (x) a copy of the resolution of the Board of Directors Trustees of the Client (the "Board") appointing Foreside and authorizing the execution and delivery of this Agreement; and (y) any other documents, materials or information that Foreside shall reasonably request to enable it to perform its duties pursuant to this Agreement.

Appears in 1 contract

Samples: RMR Funds Series Trust Distribution Agreement (RMR Funds Series Trust)

Certain Documents; Changes in Law. (a) Contemporaneous with the Effective Date, the Client shall deliver to Foreside copies of the following documents: (i) the Client’s 's Organic Documents; (ii) the Prospectuses for the Funds and Classes thereof (each, a “Prospectus”"PROSPECTUS"); (iii) each current plan of distribution or similar document adopted by the Client under Rule 12b-1 under the 1940 Act (“Plan”"PLAN") and each current shareholder service plan or similar document adopted by the Client, if any Client (“Service Plan”"SERVICE PLAN") and (iv) any relevant policies and procedures adopted by the Client pursuant to Rule 38a-1 of the 1940 Act that are applicable to the services provided by Foreside. The Client shall also deliver to Foreside: (x) a copy of the resolution of the Board of Directors of the Client (the "Board") appointing Foreside and authorizing the execution and delivery of this Agreement; and (y) any other documents, materials or information that Foreside shall reasonably request to enable it to perform its duties pursuant to this Agreement.

Appears in 1 contract

Samples: Distribution Agreement (Wintergreen Fund, Inc.)

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Certain Documents; Changes in Law. (a) Contemporaneous with the Effective Date, the Client shall deliver to Foreside copies of the following documents: (i) the Client’s Organic Documents; (ii) the Prospectuses for the Funds and Classes thereof (each, a “Prospectus”); (iii) each current plan of distribution or similar document adopted by the Client under Rule 12b-1 under the 1940 Act (“Plan”) and each current shareholder service plan or similar document adopted by the Client, if any Client (“Service Plan”) and (iv) any relevant policies and procedures adopted by the Client pursuant to Rule 38a-1 of the 1940 Act that are applicable to the services provided by Foreside. The Client shall also deliver to Foreside: (x) a copy of the resolution of the Board of Directors of the Client (the “Board”) appointing Foreside and authorizing the execution and delivery of this Agreement; and (y) any other documents, materials or information that Foreside shall reasonably request to enable it to perform its duties pursuant to this Agreement.

Appears in 1 contract

Samples: Distribution Agreement (Wintergreen Fund, Inc.)

Certain Documents; Changes in Law. (a) Contemporaneous with the Effective Date, the Client shall deliver to Foreside copies of the following documents: (i) the Client’s 's Organic Documents; (ii) the Prospectuses for the Funds and Classes thereof (each, a "Prospectus"); (iii) each current plan of distribution or similar document adopted by the Client under Rule 12b-1 under the 1940 Act ("Plan") and each current shareholder service plan or similar document adopted by the Client, if any Client ("Service Plan") and (iv) any relevant policies and procedures adopted by the Client pursuant to Rule 38a-1 of the 1940 Act that are applicable to the services provided by Foreside. The Client shall also deliver to Foreside: (x) a copy of the resolution of the Board of Directors Trustees of the Client (the "Board") appointing Foreside and authorizing the execution and delivery of this Agreement; and (y) any other documents, materials or information that Foreside shall reasonably request to enable it to perform its duties pursuant to this Agreement.

Appears in 1 contract

Samples: Distribution Agreement (Aberdeen Funds)

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