Certain Representations and Warranties of DST. DST represents and warrants to Fund that: A. It is a corporation duly organized and existing and in good standing under the laws of Delaware. B. It is duly qualified to carry on its business in the State of Missouri. C. It is empowered under applicable laws and by its Articles of Incorporation and bylaws to enter into and perform the services contemplated in this Agreement. D. It is registered as a transfer agent to the extent required under the Securities Exchange Act of 1934. E. All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement. F. It has and will continue to have and maintain the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
Appears in 22 contracts
Samples: Agency Agreement (Ing Mayflower Trust), Agency Agreement (Ing Senior Income Fund), Agency Agreement (Ing Investors Trust)
Certain Representations and Warranties of DST. DST represents and warrants to Fund the Trust that:
A. It is a corporation duly organized and existing and in good standing under the laws of Delaware.;
B. It is duly qualified to carry on its business in the State of Missouri.;
C. It is empowered under applicable laws and by its Articles of Incorporation and bylaws Bylaws to enter into and perform the services contemplated in this Agreement.;
D. It is registered and expects at all times material hereto to continue to be registered as a transfer agent an Agent to the extent required under the Securities Exchange Act of 1934.;
E. All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.; and
F. It has and will continue to have and maintain the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
Appears in 7 contracts
Samples: Agency Agreement (NorthStar Real Estate Capital Income Fund-C), Agency Agreement (NorthStar Real Estate Capital Income Fund-Adv), Agency Agreement (NorthStar/Townsend Institutional Real Estate Fund Inc.)
Certain Representations and Warranties of DST. DST represents and warrants to the Fund that:
A. It is a corporation duly organized and existing and in good standing under the laws of Delaware.
B. It is duly qualified to carry on its business in the State of Missouri.
C. It is empowered under applicable laws and by its Articles of Incorporation and bylaws Bylaws to enter into and perform the services contemplated in this Agreement.
D. It is registered as a transfer agent to the extent required under the Securities Exchange Act of 1934, as amended (the “1934 Act”).
E. All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
F. It has and will continue to have and maintain the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
Appears in 4 contracts
Samples: Agency Agreement (Federated Project & Trade Finance Tender Fund), Agency Agreement (RiverNorth Marketplace Lending Corp), Agency Agreement (Griffin Institutional Access Real Estate Fund)
Certain Representations and Warranties of DST. DST represents and warrants to the Fund that:
A. It is a corporation duly organized and existing and in good standing under the laws of Delaware.
B. It is duly qualified to carry on its business in the State of Missouri.
C. It is empowered under applicable laws and by its Articles of Incorporation and bylaws Bylaws to enter into and perform the services contemplated in this Agreement.
D. It is registered as a transfer agent to the extent required under the Securities Exchange Act of 1934.
E. All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
F. It has and will continue to have and maintain the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
Appears in 3 contracts
Samples: Agency Agreement (Sogen International Fund Inc/Societe Generale Touche Remnant), Agency Agreement (Sogen Funds Inc), Agency Agreement (Constellation Funds)
Certain Representations and Warranties of DST. DST represents and warrants to the Fund thatthat now and throughout the term of the Agreement:
A. It is a corporation duly organized and existing and in good standing under the laws of Delaware.
B. It Delaware and is duly qualified to carry on its business in the State of Missouri.
C. B. It is empowered under applicable laws and by its Articles of Incorporation and bylaws Bylaws to enter into and perform the services contemplated in this Agreement.
D. C. It is registered as a transfer agent to the extent required under the Securities Exchange Act of 1934, as amended (the “1934 Act”).
E. All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
F. D. It has and will continue to have and maintain the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
Appears in 3 contracts
Samples: Agency Agreement (Broadstone Real Estate Access Fund), Agency Agreement (Broadstone Real Estate Access Fund), Agency Agreement (Broadstone Real Estate Access Fund, Inc.)
Certain Representations and Warranties of DST. DST represents and warrants to Fund the Trust that:
A. It is a corporation duly organized and existing and in good standing under the laws of Delaware.
B. It is duly qualified to carry on its business in the State of Missouri.
C. It is empowered under applicable laws and by its Articles of Incorporation and bylaws Bylaws to enter into and perform the services contemplated in this Agreement.
D. It is registered as a transfer agent to the extent required under the Securities Exchange Act of 1934.
E. All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
F. It has and will continue to have and maintain the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
Appears in 2 contracts
Samples: Agency Agreement (Riverpark Funds Trust), Agency Agreement (Omni Investment Fund)
Certain Representations and Warranties of DST. DST represents and warrants to Fund the Issuer and Sponsor that:
A. It is a corporation duly organized and existing and in good standing under the laws of Delaware.
B. It is duly qualified to carry on its business in the State of Missouri.
C. It is empowered under applicable laws and by its Articles of Incorporation and bylaws Bylaws to enter into and perform the services contemplated in this Agreement.
D. It is registered as a transfer agent to the extent required under the Securities Exchange Act of 1934, as amended (the “1934 Act”).
E. All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
F. It has and will continue to have and maintain the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
Appears in 2 contracts
Samples: Agency Agreement (Triloma EIG Global Energy Fund), Agency Agreement (Triloma EIG Global Energy Term Fund I)
Certain Representations and Warranties of DST. DST represents and warrants to the Fund that:
A. It is a corporation duly organized and existing and in good standing under the laws of Delaware.
B. It is duly qualified to carry on its business in the State of Missouri.
C. It is empowered under applicable laws and by its Articles of Incorporation and bylaws By-laws to enter into and perform the services contemplated in this Agreement.
D. It is registered as a transfer agent to the extent required under the Securities Exchange Act of 1934.
E. All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
F. It has and will continue to have and maintain the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
Appears in 2 contracts
Samples: Agency Agreement (Tributary Funds, Inc.), Agency Agreement (Tributary Funds, Inc.)
Certain Representations and Warranties of DST. DST represents and warrants to each Fund that:
A. It is a corporation duly organized and existing and in good standing under the laws of Delaware.
B. It is duly qualified to carry on its business in the State of Missouri.
C. It is empowered under applicable laws and by its Articles of Incorporation and bylaws Bylaws to enter into and perform the services contemplated in this Agreement.
D. It is registered as a transfer agent to the extent required under the Securities Exchange Act of 1934, as amended (the “1934 Act”).
E. All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
F. It has and will continue to have and maintain the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
Appears in 1 contract
Samples: Agency Agreement (Nuveen Enhanced High Yield Municipal Bond Fund)
Certain Representations and Warranties of DST. DST represents and warrants to the Fund that:
A. It is a corporation duly organized and existing and in good standing under the laws of Delaware.
B. It is duly qualified to carry on its business in the State of Missouri.
C. It is empowered under applicable laws and by its Articles of Incorporation and bylaws Bylaws to enter into and perform the services contemplated in this Agreement.
D. It is registered as a transfer agent to the extent required under the Securities Exchange Act of 19341934 (the "'34 Act").
E. All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
F. It has and will continue to have and maintain the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
Appears in 1 contract
Certain Representations and Warranties of DST. DST represents and warrants to the Fund that:
A. It is a corporation duly organized and existing and in good standing under the laws of Delaware.
B. It is duly qualified to carry on its business in the State of Missouri.
C. It is empowered under applicable laws and by its Articles Declaration of Incorporation Trust and bylaws Bylaws to enter into and perform the services contemplated in this Agreement.
D. It is registered as a transfer agent to the extent required under the Securities Exchange Act of 1934.
E. All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
F. It has and will continue to have and maintain the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
Appears in 1 contract
Samples: Agency Agreement (Arbitrage Funds)