Common use of Certificate of the Adviser Clause in Contracts

Certificate of the Adviser. At the Closing Date or the applicable Option Closing Date, as the case may be, there shall not have been, since the date hereof or since the respective dates as of which information is given in the Prospectus or the General Disclosure Package (exclusive of any amendments or supplements thereto subsequent to the date of this Agreement), any Adviser Material Adverse Effect, and, at the Closing Date, the Representatives shall have received a certificate of the Chairman, the President, the Chief Executive Officer or an Executive Vice President or Senior Vice President of the Adviser (or other executive officer of comparable seniority and authority reasonably acceptable to the Underwriters) and of the Chief Financial Officer or Chief Accounting Officer of the Adviser (or other executive officer of comparable seniority and authority reasonably acceptable to the Underwriters), dated as of the Closing Date, to the effect that (i) there has been no such Adviser Material Adverse Effect, (ii) the representations and warranties of the Adviser in this Agreement are true and correct with the same force and effect as though expressly made at and as of the Closing Date, (iii) the Adviser has complied with all agreements and satisfied all conditions on its part to be performed or satisfied at or prior to the Closing Date under or pursuant to this Agreement (to the extent not waived in writing by the Representatives), and (iv) no stop order suspending the effectiveness of the Registration Statement or order of suspension or revocation of registration pursuant to Section 8(e) of the 1940 Act has been issued and no proceedings for that purpose have been instituted or are pending or, to their knowledge, are contemplated by the Commission.

Appears in 2 contracts

Samples: Underwriting Agreement (Calamos Dynamic Convertible & Income Fund), Underwriting Agreement (Center Coast MLP & Infrastructure Fund)

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Certificate of the Adviser. At the Closing Date or the applicable Option Closing Date, as the case may be, there shall not have been, since the date hereof or since the respective dates as of which information is given in the Prospectus or the General Disclosure Package (exclusive of any amendments or supplements thereto subsequent to the date of this Agreement), any Adviser Material Adverse Effect, and, at the Closing Date, the Representatives shall have received a certificate of the Chairman, the President, the Chief Executive Officer or an Executive Vice President or President, Senior Vice President of the Adviser (President, or such other executive authorized officer of comparable seniority and authority reasonably as is acceptable to the Underwriters) , of such Adviser and of the Chief Financial Officer or of Chief Accounting Officer of the Adviser (Officer, or such other executive authorized officer of comparable seniority and authority reasonably as is acceptable to the Underwriters), of such Adviser dated as of the Closing Date, to the effect that (i) there has been no such Adviser Material Adverse Effect, (ii) the representations and warranties of the such Adviser in this Agreement are true and correct with the same force and effect as though expressly made at and as of the Closing Date, (iii) the such Adviser has complied with all agreements and satisfied all conditions on its part to be performed or satisfied at or prior to the Closing Date under or pursuant to this Agreement (to the extent not waived in writing by the Representatives)Agreement, and (iv) no stop order suspending the effectiveness of the Registration Statement or order of suspension or revocation of registration pursuant to Section 8(e) of the 1940 Act has been issued and no proceedings for that purpose have been instituted or are pending or, to their knowledge, are contemplated by the Commission.

Appears in 2 contracts

Samples: Underwriting Agreement (Eaton Vance Tax-Managed Global Diversified Equity Income Fund), Underwriting Agreement (Eaton Vance Tax-Managed Diversified Equity Income Fund)

Certificate of the Adviser. At the Closing Date or the applicable Option Closing Date, as the case may be, there shall not have been, since the date hereof or since the respective dates as of which information is given in the Prospectus or the General Disclosure Package (exclusive of any amendments or supplements thereto subsequent to the date of this Agreement), any Adviser Material Adverse Effect, and, at the Closing Date, the Representatives shall have received a certificate of the Chairman, the President, the Chief Executive Officer or an Executive Vice President or President, Senior Vice President of the Adviser (or such other executive officer of comparable seniority and authority reasonably as acceptable to the Underwriters) , of the Adviser and of the Chief Financial Officer or Officer, Chief Accounting Officer of the Adviser (or such other executive authorized officer of comparable seniority and authority reasonably as is acceptable to the UnderwritersUnderwriters (in their capacity as such officers of the Adviser), of the Adviser, dated as of the Closing Date, to the effect that (i) there has been no such Adviser Material Adverse Effect, (ii) the representations and warranties of the Adviser in this Agreement are true and correct with the same force and effect as though expressly made at and as of the Closing Date, (iii) the Adviser has complied with all agreements and satisfied all conditions on its part to be performed or satisfied at or prior to the Closing Date under or pursuant to this Agreement (to the extent not waived in writing by the Representatives), and (iv) no stop order suspending the effectiveness of the Registration Statement or order of suspension or revocation of registration pursuant to Section 8(e) of the 1940 Act has been issued and no proceedings for that purpose have been instituted or are pending or, to their knowledge, are contemplated by the Commission.

Appears in 1 contract

Samples: Underwriting Agreement (Flaherty & Crumrine Dynamic Preferred & Income Fund Inc)

Certificate of the Adviser. At the Closing Date or the applicable Option Closing Date, as the case may be, there shall not have been, since the date hereof or since the respective dates as of which information is given in the Prospectus or the General Disclosure Package (exclusive of any amendments or supplements thereto subsequent to the date of this Agreement), any Adviser Material Adverse Effect, and, at the Closing Date, the Representatives shall have received a certificate of the Chairman, the President, the Chief Executive Officer Managing Partner or an Executive Vice President or Senior Vice President of the Adviser (or such other executive authorized officer of comparable seniority and authority reasonably as is acceptable to the Underwriters) , of the Adviser and of the Controller, Treasurer, Assistant Treasurer, Chief Financial Officer or of Chief Accounting Officer Officer, or such other authorized officer as is acceptable to the Underwriters (in their capacity as such officers of the Adviser), of the Adviser (or other executive officer of comparable seniority and authority reasonably acceptable to the Underwriters), dated as of the Closing Date, to the effect that (i) there has been no such Adviser Material Adverse Effect, (ii) the representations and warranties of the Adviser in this Agreement are true and correct accurate with the same force and effect as though expressly made at and as of the Closing Date, (iii) the Adviser has complied with all agreements and satisfied all conditions on its part to be performed or satisfied at or prior to the Closing Date under or pursuant to this Agreement (to the extent not waived in writing by the Representatives), and (iv) no stop order suspending the effectiveness of the Registration Statement or order of suspension or revocation of registration pursuant to Section 8(e) of the 1940 Act has been issued and no proceedings for that purpose have been instituted or are pending or, to their knowledge, are contemplated by the Commission.

Appears in 1 contract

Samples: Underwriting Agreement (Nuveen Multi-Currency Short-Term Government Income Fund)

Certificate of the Adviser. At the Closing Date or the applicable Option Closing Date, as the case may be, there shall not have been, since the date hereof or since the respective dates as of which information is given in the Prospectus or the General Disclosure Package (exclusive of any amendments or supplements thereto subsequent to the date of this Agreement), any Adviser Material Adverse Effect, and, at the Closing Date, the Representatives shall have received a certificate of the Chairman, the President, the Chief Executive Officer or an Executive Vice President or Senior Vice President such other authorized officer as is acceptable to the Underwriters of the Adviser (or other executive officer of comparable seniority and authority reasonably acceptable to the Underwriters) and of the Chief Financial Officer or of Chief Accounting Officer of the Adviser (or such other executive authorized officer of comparable seniority and authority reasonably as is acceptable to the Underwriters)Underwriters of the Adviser, dated as of the Closing Date, to the effect that (i) there has been no such Adviser Material Adverse Effect, (ii) the representations and warranties of the Adviser in this Agreement are true and correct with the same force and effect as though expressly made at and as of the Closing Date, (iii) the Adviser has complied with all agreements and satisfied all conditions on its part to be performed or satisfied at or prior to the Closing Date under or pursuant to this Agreement (to the extent not waived in writing by the Representatives), and (iv) to their knowledge, no stop order suspending the effectiveness of the Registration Statement or order of suspension or revocation of registration pursuant to Section 8(e) of the 1940 Act has been issued and no proceedings for that purpose have been instituted or are pending or, to their knowledge, are contemplated by the Commission.

Appears in 1 contract

Samples: Underwriting Agreement (BlackRock Build America Bond Trust)

Certificate of the Adviser. At the Closing Date or the applicable Option Closing Date, as the case may be, there shall not have been, since the date hereof or since the respective dates as of which information is given in the Original Registration Statement, the Preliminary Prospectus or the General Disclosure Package (exclusive of any amendments or supplements thereto subsequent to the date of this Agreement)Prospectus, any Adviser Material Adverse Effect, and, at the Closing Date, the Representatives Representative shall have received a certificate of the Chairman, the President, the Chief Executive Officer or an Executive Vice President or Senior Vice President of the Adviser (or other executive officer of comparable seniority and authority reasonably acceptable to the Underwriters) and of the Chief Financial Officer or Chief Accounting Officer of the Adviser (or other executive officer of comparable seniority and authority reasonably acceptable to the Underwriters)Adviser, dated as of the Closing Date, to the effect that (i) there has been no such Adviser Material Adverse Effect, (ii) the representations and warranties of the Adviser in this Agreement are true and correct with the same force and effect as though expressly made at and as of the Closing Date, (iii) the Adviser has complied with all agreements and satisfied all conditions on its part to be performed or satisfied at or prior to the Closing Date under or pursuant to this Agreement (to the extent not waived in writing by the Representatives)Agreement, and (iv) no stop order suspending the effectiveness of the Original Registration Statement or order of suspension or revocation of registration pursuant to Section 8(e) of the 1940 Act has been issued and no proceedings for that purpose have been instituted or are pending or, to their knowledge, are contemplated have been threatened by the Commission.

Appears in 1 contract

Samples: RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.

Certificate of the Adviser. At the Closing Date or the applicable Option Closing Date, as the case may be, there shall not have been, since the date hereof or since the respective dates as of which information is given in the Prospectus or the General Disclosure Package (exclusive of any amendments or supplements thereto subsequent to the date of this Agreement), any Adviser Material Adverse Effect, and, at the Closing Date, the Representatives shall have received a certificate of the Chairman, the President, the Chief Executive Officer or an Executive Vice President or Senior Vice President of the Adviser (or other executive officer of comparable seniority and authority reasonably acceptable to the Underwriters) and of the Chief Financial Officer President, Senior Vice President or Chief Accounting Officer Vice President of the Adviser (or other executive officer of comparable seniority and authority reasonably acceptable to the Underwriters)Adviser, dated as of the Closing Date, to the effect that (i) they have examined the Registration Statement, the Preliminary Prospectus and the Prospectus, any amendments or supplements thereto and this Agreement, (ii) there has been no such Adviser Material Adverse Effect, (iiiii) the representations and warranties of the Adviser in this Agreement are true and correct with the same force and effect as though expressly made at and as of the Closing Date, (iiiiv) the Adviser has complied with all agreements and satisfied all conditions on its part to be performed or satisfied at or prior to the Closing Date under or pursuant to this Agreement (to the extent not waived in writing by the Representatives)Agreement, and (ivv) no stop order suspending the effectiveness of the Registration Statement or order of suspension or revocation of registration pursuant to Section 8(e) of the 1940 Act has been issued and no proceedings for that purpose have been instituted or are pending or, to their knowledge, are contemplated by the Commission.

Appears in 1 contract

Samples: Underwriting Agreement (Principal Real Estate Income Fund)

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Certificate of the Adviser. At the Closing Date or the applicable Option Closing Date, as the case may be, there shall not have been, since the date hereof or since the respective dates as of which information is given in the Prospectus or the General Disclosure Package (exclusive of any amendments or supplements thereto subsequent to the date of this Agreement), any Adviser Material Adverse Effect, and, at the Closing Date, the Representatives shall have received a certificate of the Chairman, the President, the Chief Executive Officer or an Executive Vice President or Senior Vice President of the Adviser (or other executive officer of comparable seniority and authority reasonably acceptable to the Underwriters) and of the Chief Financial Officer or Chief Accounting Officer of the Adviser (or other executive officer of comparable seniority and authority reasonably acceptable to the Underwriters)Adviser, dated as of the Closing Date, to the effect that (i) there has been no such Adviser Material Adverse Effect, (ii) the representations and warranties of the Adviser in this Agreement are true and correct with the same force and effect as though expressly made at and as of the Closing Date, (iii) the Adviser has complied with all agreements and satisfied all conditions on its part to be performed or satisfied at or prior to the Closing Date under or pursuant to this Agreement (to the extent not waived in writing by the Representatives)Agreement, and (iv) no stop order suspending the effectiveness of the Registration Statement or order of suspension or revocation of registration pursuant to Section 8(e) of the 1940 Act has been issued and no proceedings for that purpose have been instituted or are pending or, to their knowledge, are contemplated by the Commission. At the Closing Date, the Representatives shall have received a certificate of the Chief Compliance Officer of the Adviser, dated as of the Closing Date, to the effect that, to such officer’s knowlede, there does not exist any proceedings which should reasonably be expected to adversely affect the registration of the Adviser with the Commission.

Appears in 1 contract

Samples: Underwriting Agreement (Calamos Strategic Total Return Fund)

Certificate of the Adviser. At the Closing Date or the applicable Option Closing Date, as the case may be, there shall not have been, since the date hereof or since the respective dates as of which information is given in the Prospectus or the General Disclosure Package (exclusive of any amendments or supplements thereto subsequent to the date of this Agreement), any Adviser Material Adverse Effect, and, at the Closing Date, the Representatives shall have received a certificate of the Chairman, the President, the Chief Executive Officer or an Executive Vice President or Senior Vice President of the Adviser (or other executive officer of comparable seniority and authority reasonably acceptable to the Underwriters) and of the Chief Financial Officer or Chief Accounting Officer of the Adviser (or other executive officer of comparable seniority and authority reasonably acceptable to the Underwriters)Adviser, dated as of the Closing Date, to the effect that (i) there has been no such Adviser Material Adverse Effect, (ii) the representations and warranties of the Adviser in this Agreement are true and correct with the same force and effect as though expressly made at and as of the Closing Date, (iii) the Adviser has complied with all agreements and satisfied all conditions on its part to be performed or satisfied at or prior to the Closing Date under or pursuant to this Agreement (to the extent not waived in writing by the Representatives)Agreement, and (iv) no stop order suspending the effectiveness of the Registration Statement or order of suspension or revocation of registration pursuant to Section 8(e) of the 1940 Act has been issued and no proceedings for that purpose have been instituted or are pending or, to their knowledge, are contemplated by the Commission.

Appears in 1 contract

Samples: Underwriting Agreement (Calamos Global Dynamic Income Fund)

Certificate of the Adviser. At the Closing Date or the applicable Option Closing Date, as the case may be, there shall not have been, since the date hereof or since the respective dates as of which information is given in the Prospectus or the General Disclosure Package (exclusive of any amendments or supplements thereto subsequent to the date of this Agreement), any Adviser Material Adverse Effect, and, at the Closing Date, the Representatives shall have received a certificate of the Chairman, the President, the Chief Executive Officer or an Executive Vice President or President, Senior Vice President of the Adviser (President, or such other executive authorized officer of comparable seniority and authority reasonably as is acceptable to the Underwriters) , of the Adviser and of the Chief Financial Officer or Chief Accounting Officer of the Adviser (Officer, or such other executive authorized officer of comparable seniority and authority reasonably as is acceptable to the Underwriters), of the Adviser, dated as of the Closing Date, to the effect that (i) there has been no such Adviser Material Adverse Effect, (ii) the representations and warranties of the Adviser in this Agreement are true and correct with the same force and effect as though expressly made at and as of the Closing Date, (iii) the Adviser has complied with all agreements and satisfied all conditions on its part to be performed or satisfied at or prior to the Closing Date under or pursuant to this Agreement (to the extent not waived in writing by the Representatives)Agreement, and (iv) no stop order suspending the effectiveness of the Registration Statement or order of suspension or revocation of registration pursuant to Section 8(e) of the 1940 Act has been issued and no proceedings for that purpose have been instituted or are pending or, to their knowledge, are contemplated by the Commission.

Appears in 1 contract

Samples: Underwriting Agreement (Federated Enhanced Treasury Income Fund)

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