Common use of Certificates; Legends Clause in Contracts

Certificates; Legends. Units shall be issued in non certificated form; provided, however, that, at the request of any Member, the Managing Member shall cause the Company to issue one or more certificates to such Member representing in the aggregate the Units held by such Member. If any Unit certificate is issued, then such certificate shall bear a legend substantially in the following form: This certificate evidences Units representing a membership interest in RCS Advisory Services, LLC and shall be a security within the meaning of Article 8 of the Uniform Commercial Code. The membership interest in RCS Advisory Services, LLC represented by this certificate is subject to restrictions on transfer set forth in the Amended and Restated Limited Liability Company Agreement of RCS Advisory, LLC dated as of [ ], 2013, among RCS Advisory Services, LLC and each of the Members from time to time party thereto, as the same may be amended from time to time.

Certificates; Legends. Units shall be issued in non certificated form; provided, however, that, at the request of any Member, the Managing Member shall cause the Company to issue one or more certificates to such Member representing in the aggregate the Units held by such Member. If any Unit certificate is issued, then such certificate shall bear a legend substantially in the following form: This certificate evidences Units representing a membership interest in RCS Advisory Services, LLC and shall be a security within the meaning of Article 8 of the Uniform Commercial Code. The membership interest in RCS Advisory Services, LLC represented by this certificate is subject to restrictions on transfer set forth in the Amended and Restated Limited Liability Company Agreement of RCS Advisory, LLC dated as of [ ]June 10, 2013, among RCS Advisory Services, LLC and each of the Members from time to time party thereto, as the same may be amended from time to time.

Certificates; Legends. Units shall be issued in non certificated form; provided, however, that, at the request of any Member, the Managing Member shall cause the Company to issue one or more certificates to such Member representing in the aggregate the Units held by such Member. If any Unit certificate is issued, then such certificate shall bear a legend substantially in the following form: This certificate evidences Units representing a membership interest in RCS Advisory ServicesCapital Holdings, LLC and shall be a security within the meaning of Article 8 of the Uniform Commercial Code. The membership interest in RCS Advisory ServicesCapital Holdings, LLC represented by this certificate is subject to restrictions on transfer set forth in the Amended and Restated Limited Liability Company Agreement of RCS AdvisoryCapital Holdings, LLC dated as of [ ]February 11, 2013, 2014 among RCS Advisory ServicesCapital Holdings, LLC and each of the Members from time to time party thereto, as the same may be amended from time to time.

Certificates; Legends. Units shall be issued in non certificated form; provided, however, that, at the request of any Member, the Managing Member shall cause the Company to issue one or more certificates to such Member representing in the aggregate the Units held by such Member. If any Unit certificate is issued, then such certificate shall bear a legend substantially in the following form: This certificate evidences Units representing a membership interest in RCS Advisory Services, LLC and shall be a security within the meaning of Article 8 of the Uniform Commercial Code. The membership interest in RCS Advisory Services, LLC represented by this certificate is subject to restrictions on transfer set forth in the Second Amended and Restated Limited Liability Company Agreement of RCS AdvisoryAdvisory Services, LLC dated as of [ ]February 11, 2013, 2014 among RCS Advisory ServicesCapital Holdings, LLC and each of the Members from time to time party thereto, as the same may be amended from time to time.