Check and complete if. Transferee will take delivery of a beneficial interest in a Restricted Definitive Note pursuant to any provision of the Securities Act other than Rule 144A or Regulation S. The Transfer is being effected in compliance with the transfer restrictions applicable to beneficial interests in Restricted Global Notes and Restricted Definitive Notes and pursuant to and in accordance with the Securities Act and any applicable blue sky securities laws of any state of the United States, and accordingly the Transferor hereby further certifies that (check one): (a) ☐ such Transfer is being effected pursuant to and in accordance with Rule 144 under the Securities Act; (b) ☐ such Transfer is being effected to the Company or a subsidiary thereof; (c) ☐ such Transfer is being effected pursuant to an effective registration statement under the Securities Act and in compliance with the prospectus delivery requirements of the Securities Act.
Appears in 16 contracts
Samples: Indenture (Sabre Corp), Indenture (SM Energy Co), Indenture (Sabre Corp)
Check and complete if. Transferee will take delivery of a beneficial interest in a Restricted Definitive Note pursuant to any provision of the Securities Act other than Rule 144A or Regulation S. The Transfer is being effected in compliance with the transfer restrictions applicable to beneficial interests in Restricted Global Notes and Restricted Definitive Notes and pursuant to and in accordance with the Securities Act and any applicable blue sky securities laws of any state of the United States, and accordingly the Transferor hereby further certifies that (check one):
(a) ☐ ¨ such Transfer is being effected pursuant to and in accordance with Rule 144 under the Securities Act;
(b) ☐ ¨ such Transfer is being effected to the Company or a subsidiary thereof;
(c) ☐ ¨ such Transfer is being effected pursuant to an effective registration statement under the Securities Act and in compliance with the prospectus delivery requirements of the Securities Act.
Appears in 4 contracts
Samples: Indenture (Parsley Energy, Inc.), Indenture (Parsley Energy, Inc.), Indenture (Sabre Corp)
Check and complete if. Transferee will take delivery of a beneficial interest in a Restricted Definitive Note pursuant to any provision of the Securities Act other than Rule 144A or Regulation S. The Transfer is being effected in compliance with the transfer restrictions applicable to beneficial interests in Restricted Global Notes and Restricted Definitive Notes and pursuant to and in accordance with the Securities Act and any applicable blue sky securities laws of any state of the United States, and accordingly the Transferor hereby further certifies that (check one):
(a) ☐ such Transfer is being effected pursuant to and in accordance with Rule 144 under the Securities Act;
(b) ☐ such Transfer is being effected to the Company or a subsidiary thereof;
(c) ☐ such Transfer is being effected pursuant to an effective registration statement under the Securities Act and in compliance with the prospectus delivery requirements of the Securities Act.
Appears in 3 contracts
Samples: Indenture (Everi Holdings Inc.), Indenture (Treasure Chest Casino LLC), Indenture (Boyd Gaming Corp)
Check and complete if. Transferee will take delivery of a beneficial interest in the a Restricted Definitive Note pursuant to any provision of the Securities Act other than Rule 144A or Regulation S. The Transfer is being effected in compliance with the transfer restrictions applicable to beneficial interests in Restricted Global Notes and Restricted Definitive Notes and pursuant to and in accordance with the Securities Act and any applicable blue sky securities laws of any state of the United States, and accordingly the Transferor hereby further certifies that (check one):
(a) ☐ c such Transfer is being effected pursuant to and in accordance with Rule 144 under the Securities Act;
(b) ☐ c such Transfer is being effected to the Company Issuer or a subsidiary thereof;
(c) ☐ c such Transfer is being effected pursuant to an effective registration statement under the Securities Act and in compliance with the prospectus delivery requirements of the Securities Act.
Appears in 3 contracts
Samples: Indenture (Wynn Resorts LTD), Indenture (Wynn Resorts LTD), Indenture (Wynn Resorts LTD)
Check and complete if. Transferee will take delivery of a beneficial interest in a Restricted Definitive Note pursuant to any provision of the Securities Act other than Rule 144A or Regulation S. The Transfer is being effected in compliance with the transfer restrictions applicable to beneficial interests Book-Entry Interests in Restricted Global Notes and Restricted Definitive Notes and pursuant to and in accordance with the Securities Act and any applicable blue sky securities laws of any state of the United States, and accordingly the Transferor hereby further certifies that (check one):
(a) ☐ o such Transfer is being effected pursuant to and in accordance with Rule 144 under the Securities Act;
(b) ☐ o such Transfer is being effected to the Company Issuer or a subsidiary thereof;
(c) ☐ o such Transfer is being effected pursuant to an effective registration statement under the Securities Act and in compliance with the prospectus delivery requirements of the Securities Act.
Appears in 3 contracts
Samples: Indenture (Nord Anglia Education, Inc.), Indenture (Nord Anglia Education, Inc.), Indenture (Nord Anglia Education, Inc.)
Check and complete if. Transferee will take delivery of a beneficial interest in a Restricted Definitive Note pursuant to any provision of the Securities Act other than Rule 144A or Regulation S. The Transfer is being effected in compliance with the transfer restrictions applicable to beneficial interests in Restricted Global Notes and Restricted Definitive Notes and pursuant to and in accordance with the Securities Act and any applicable blue sky securities laws of any state of the United States, and accordingly the Transferor hereby further certifies that (check one):
(a) ☐ ¨ such Transfer is being effected pursuant to and in accordance with Rule 144 under the Securities Act;
(b) ☐ ¨ such Transfer is being effected to the Company or a subsidiary thereof;
(c) ☐ ¨ such Transfer is being effected pursuant to an effective registration statement under the Securities Act and in compliance with the prospectus delivery requirements of the Securities Act.
Appears in 2 contracts
Samples: Indenture (Axiall Corp/De/), Indenture (Axiall Corp/De/)
Check and complete if. Transferee will take delivery of a beneficial interest in a Restricted Definitive Note pursuant to any provision of the Securities Act other than Rule 144A or Regulation S. The Transfer is being effected in compliance with the transfer restrictions applicable to beneficial interests in Restricted Global Notes and Restricted Definitive Notes and pursuant to and in accordance with the Securities Act and any applicable blue sky securities laws of any state of the United States, and accordingly the Transferor hereby further certifies that (check one):
(a) ☐ such Transfer is being effected pursuant to and in accordance with Rule 144 under the Securities Act;; or
(b) ☐ such Transfer is being effected to the Company Holdings or a subsidiary Subsidiary thereof;; or
(c) ☐ such Transfer is being effected pursuant to an effective registration statement under the Securities Act and in compliance with the prospectus delivery requirements of the Securities Act.;
Appears in 2 contracts
Samples: Supplemental Indenture (Vista Outdoor Inc.), Supplemental Indenture (Vista Outdoor Inc.)
Check and complete if. Transferee will take delivery of a beneficial interest in a Restricted Definitive Note pursuant to any provision of the Securities Act other than Rule 144A or Regulation S. The Transfer is being effected in compliance with the transfer restrictions applicable to beneficial interests in Restricted Global Notes and Restricted Definitive Notes and pursuant to and in accordance with the Securities Act and any applicable blue sky securities laws of any state of the United States, and accordingly the Transferor hereby further certifies that (check one):
(a) ☐ such Transfer is being effected pursuant to and in accordance with Rule 144 under the Securities Act;
(b) ☐ such Transfer is being effected to the Company Issuer or a subsidiary thereof;
(c) ☐ such Transfer is being effected pursuant to an effective registration statement under the Securities Act and in compliance with the prospectus delivery requirements of the Securities Act.
Appears in 2 contracts
Samples: Indenture (Custom Truck One Source, Inc.), Indenture (Tronox Holdings PLC)
Check and complete if. Transferee will take delivery of a beneficial interest in a Restricted Definitive Note pursuant to any provision of the Securities Act other than Rule 144A or Regulation S. The Transfer is being effected in compliance with the transfer restrictions applicable to beneficial interests in Restricted Global Notes and Restricted Definitive Notes and pursuant to and in accordance with the Securities Act and any applicable blue sky securities laws of any state of the United States, and accordingly the Transferor hereby further certifies that (check one):
(a) ☐ ¨ such Transfer is being effected pursuant to and in accordance with Rule 144 under the Securities Act;
(b) ☐ ¨ such Transfer is being effected to the Company Partnership or a subsidiary thereof;
(c) ☐ ¨ such Transfer is being effected pursuant to an effective registration statement under the Securities Act and in compliance with the prospectus delivery requirements of the Securities Act.
Appears in 2 contracts
Samples: First Supplemental Indenture (Energy Transfer Partners, L.P.), Twelfth Supplemental Indenture (Energy Transfer Partners, L.P.)
Check and complete if. Transferee will take delivery of a beneficial interest in the Global Note or a Restricted Definitive Physical Note pursuant to any provision of the Securities Act other than Rule 144A or Regulation S. The Transfer is being effected in compliance with the transfer restrictions applicable to beneficial interests in Restricted Global Notes and Restricted Definitive Physical Notes and pursuant to and in accordance with the Securities Act and any applicable blue sky securities laws of any state of the United States, and accordingly the Transferor hereby further certifies that (check one):
(a) ☐ ¨ such Transfer is being effected pursuant to and in accordance with Rule 144 under the Securities Act;
(b) ☐ ¨ such Transfer is being effected to the Company or a subsidiary thereof;
(c) ☐ ¨ such Transfer is being effected pursuant to an effective registration statement under the Securities Act and in compliance with the prospectus delivery requirements of the Securities Act.
Appears in 2 contracts
Samples: Indenture (Qihoo 360 Technology Co LTD), Indenture (Qihoo 360 Technology Co LTD)
Check and complete if. Transferee will take delivery of a beneficial interest in a Restricted Definitive Note pursuant to any provision of the Securities Act other than Rule 144A or Regulation S. The Transfer is being effected in compliance with the transfer restrictions applicable to beneficial interests in Restricted Global Notes and Restricted Definitive Notes and pursuant to and in accordance with the Securities Act and any applicable blue sky securities laws of any state of the United States, and accordingly the Transferor hereby further certifies that (check one):
(a) ☐ such Transfer is being effected pursuant to and in accordance with Rule 144 under the Securities Act;; or
(b) ☐ such Transfer is being effected to the Company or a subsidiary thereof;
(c) ☐ such Transfer is being effected pursuant to an effective registration statement under the Securities Act and in compliance with the prospectus delivery requirements of the Securities Act.; or
Appears in 2 contracts
Samples: Indenture (Bristow Group Inc.), Indenture (Bristow Group Inc)
Check and complete if. Transferee will take delivery of a beneficial interest in a Restricted Definitive Note pursuant to any provision of the Securities Act other than Rule 144A 144A, Regulation S or Regulation S. Rule 501(a) under the Securities Act. The Transfer is being effected in compliance with the transfer restrictions applicable to beneficial interests in Restricted Global Notes and Restricted Definitive Notes and pursuant to and in accordance with the Securities Act and any applicable blue sky securities laws of any state of the United States, and accordingly the Transferor hereby further certifies that (check one):
(a) ☐ such Transfer is being effected pursuant to and in accordance with Rule 144 under the Securities Act;
(b) ☐ such Transfer is being effected to the Company or a subsidiary thereof;
(c) ☐ such Transfer is being effected pursuant to an effective registration statement under the Securities Act and in compliance with the prospectus delivery requirements of the Securities Act.
Appears in 1 contract
Samples: Indenture (Xerium Technologies Inc)
Check and complete if. Transferee will take delivery of a beneficial interest in a Restricted Definitive Note Security pursuant to any provision of the Securities Act other than Rule 144A or Regulation S. The Transfer is being effected in compliance with the transfer restrictions applicable to beneficial interests in Global Securities or Definitive Securities that are Transfer Restricted Global Notes and Restricted Definitive Notes Securities and pursuant to and in accordance with the Securities Act and any applicable blue sky securities laws of any state of the United States, and accordingly the Transferor hereby further certifies that (check one):
(a) ☐ ¨ such Transfer is being effected pursuant to and in accordance with Rule 144 under the Securities Act;
(b) ☐ ¨ such Transfer is being effected to the Company or a subsidiary Subsidiary thereof;
(c) ☐ ¨ such Transfer is being effected pursuant to an effective registration statement under the Securities Act and in compliance with the prospectus delivery requirements of the Securities Act.;
Appears in 1 contract
Check and complete if. Transferee will take delivery of a beneficial interest in a Restricted Definitive Note pursuant to any provision of the Securities Act other than Rule 144A or Regulation S. The Transfer is being effected in compliance with the transfer restrictions applicable to beneficial interests in Restricted Global Notes and Restricted Definitive Notes and pursuant to and in accordance with the Securities Act and any applicable blue sky securities laws of any state of the United States, and accordingly the Transferor hereby further certifies that (check one):
(a) ☐ ☐such Transfer is being effected pursuant to and in accordance with Rule 144 under the Securities Act;
(b) ☐ ☐such Transfer is being effected to the Company Issuer or a subsidiary thereof;
(c) ☐ ☐such Transfer is being effected pursuant to an effective registration statement under the Securities Act and in compliance with the prospectus delivery requirements of the Securities Act.
Appears in 1 contract
Samples: Indenture (Tronox LTD)
Check and complete if. Transferee will take delivery of a beneficial interest in a Restricted Definitive Certificated Note pursuant to any a provision of the Securities Act other than Rule 144A or Regulation S. The Transfer is being effected in compliance with the transfer restrictions applicable to beneficial interests in Restricted Global Notes and Restricted Definitive Certificated Notes and pursuant to and in accordance with the Securities Act and any applicable blue sky securities laws of any state of the United States, and accordingly the Transferor hereby further certifies that (check one):
(a) ☐ ¨ such Transfer is being effected pursuant to and in accordance with Rule 144 under the Securities Act;; or
(b) ☐ ¨ or such Transfer is being effected to the Company or a subsidiary thereof;; or
(c) ☐ ¨ such Transfer is being effected pursuant to an effective registration statement under the Securities Act and in compliance with the prospectus delivery requirements of the Securities Act.
Appears in 1 contract
Check and complete if. Transferee will take delivery of a beneficial interest in a Restricted Definitive Note pursuant to any provision of the Securities Act other than Rule 144A or Regulation S. The Transfer is being effected in compliance with the transfer restrictions applicable to beneficial interests in Restricted Global Notes and Restricted Definitive Notes and pursuant to and in accordance with the Securities Act and any applicable blue sky securities laws of any state of the United States, and accordingly the Transferor hereby further certifies that (check one):
(a) ☐ ¨ such Transfer is being effected pursuant to and in accordance with Rule 144 under the Securities Act;
(b) ☐ ¨ such Transfer is being effected to the Company or a subsidiary Subsidiary thereof;
(c) ☐ ¨ such Transfer is being effected pursuant to an effective registration statement under the Securities Act and in compliance with the prospectus delivery requirements of the Securities Act.
Appears in 1 contract
Check and complete if. Transferee will take delivery of a beneficial interest in a Restricted Definitive Note pursuant to any provision of the Securities Act other than Rule 144A or Regulation S. The Transfer is being effected in compliance with the transfer restrictions applicable to beneficial interests in Restricted Global Notes and Restricted Definitive Notes and pursuant to and in accordance with the Securities Act and any applicable blue sky securities laws of any state of the United States, and accordingly the Transferor hereby further certifies that (check one):
(a) ☐ such Transfer is being effected pursuant to and in accordance with Rule 144 under the Securities Act;
(b) ☐ such Transfer is being effected to the Company or a subsidiary thereof;
(c) ☐ such Transfer is being effected pursuant to an effective registration statement under the Securities Act and in compliance with the prospectus delivery requirements of the Securities Act.. B-2||
Appears in 1 contract
Samples: Indenture (Sabre Corp)
Check and complete if. Transferee will take delivery of a beneficial interest in a Restricted Definitive Note pursuant to any provision of the Securities Act other than Rule 144A or Regulation S. The Transfer is being effected in compliance with the transfer restrictions applicable to beneficial interests in Restricted Global Notes and Restricted Definitive Notes and pursuant to and in accordance with the Securities Act and any applicable blue sky securities laws of any state of the United States, and accordingly the Transferor hereby further certifies that (check one):
(a) ☐ o such Transfer is being effected pursuant to and in accordance with Rule 144 under the Securities Act;
(b) ☐ o such Transfer is being effected to the Company or a subsidiary thereof;
(c) ☐ o such Transfer is being effected pursuant to an effective registration statement under the Securities Act and in compliance with the prospectus delivery requirements of the Securities Act.;
Appears in 1 contract
Samples: Indenture (ClubCorp Holdings, Inc.)
Check and complete if. Transferee will take delivery of a beneficial interest in a Restricted Definitive Note Certificated Security pursuant to any provision of the Securities Act other than Rule 144A or Regulation S. The Transfer is being effected in compliance with the transfer restrictions applicable to beneficial interests in Restricted Global Notes Securities and Restricted Definitive Notes Certificated Securities and pursuant to and in accordance with the Securities Act and any applicable blue sky securities laws of any state of the United States, and accordingly the Transferor hereby further certifies that (check one):
(a) ☐ ¨ such Transfer is being effected pursuant to and in accordance with Rule 144 under the Securities Act;; or
(b) ☐ ¨ such Transfer is being effected to the Company or a subsidiary thereof;; or
(c) ☐ ¨ such Transfer is being effected pursuant to an effective registration statement under the Securities Act and in compliance with the prospectus delivery requirements of the Securities Act.
Appears in 1 contract
Samples: First Supplemental Indenture (Mead Johnson Nutrition Co)
Check and complete if. Transferee will take delivery of a beneficial interest in a Restricted Definitive Note pursuant to any provision of the Securities Act other than Rule 144A or Regulation S. The Transfer is being effected in compliance with the transfer restrictions applicable to beneficial interests in Restricted Global Notes and Restricted Definitive Notes and pursuant to and in accordance with the Securities Act and any applicable blue sky securities laws of any state of the United States, and accordingly the Transferor hereby further certifies that (check one):
(a) ☐ ¨ such Transfer is being effected pursuant to and in accordance with Rule 144 under the Securities Act;
(b) ☐ ¨ such Transfer is being effected to the Company or a subsidiary thereof;
(c) ☐ ¨ such Transfer is being effected pursuant to an effective registration statement under the Securities Act and in compliance with the prospectus delivery requirements of the Securities Act.;
Appears in 1 contract
Samples: Indenture (Korn Ferry)
Check and complete if. Transferee will take delivery of a beneficial interest in a Restricted Global Note or a Restricted Definitive Note pursuant to any provision of the Securities Act other than Rule 144A or Regulation S. The Transfer is being effected in compliance with the transfer restrictions applicable to beneficial interests in Restricted Global Notes and Restricted Definitive Notes and pursuant to and in accordance with the Securities Act and any applicable blue sky securities laws of any state of the United States, and accordingly the Transferor hereby further certifies that (check one):
(a) ☐ ¨ such Transfer is being effected pursuant to and in accordance with Rule 144 under the Securities Act;
(b) ☐ ¨ such Transfer is being effected to the Company an Issuer or a subsidiary thereof;of an Issuer.
(c) ☐ ¨ such Transfer is being effected pursuant to an effective registration statement under the Securities Act and in compliance with the prospectus delivery requirements of the Securities Act.
Appears in 1 contract
Check and complete if. Transferee will take delivery of a beneficial interest in a Restricted the Definitive Note pursuant to any provision of the Securities Act other than Rule 144A or Regulation S. The Transfer is being effected in compliance with the transfer restrictions applicable to beneficial interests in Restricted Global Notes and Restricted Definitive Notes and pursuant to and in accordance with the Securities Act and any applicable blue sky securities laws of any state of the United States, and accordingly the Transferor hereby further certifies that (check one):
(a) ☐ [ ] such Transfer is being effected pursuant to and in accordance with Rule 144 under the Securities Act;
(b) ☐ [ ] such Transfer is being effected to the Company Issuer or a subsidiary thereof;
(c) ☐ [ ] such Transfer is being effected pursuant to an effective registration statement under the Securities Act and in compliance with the prospectus delivery requirements of the Securities Act.
Appears in 1 contract
Samples: Indenture (Texas Competitive Electric Holdings CO LLC)
Check and complete if. Transferee will take delivery of a beneficial interest in a Restricted Definitive Note pursuant to any provision of the Securities Act other than Rule 144A or Regulation S. The Transfer is being effected in compliance with the transfer restrictions applicable to beneficial interests in Restricted Global Notes and Restricted Definitive Notes and pursuant to and in accordance with the Securities Act and any applicable blue sky securities laws of any state of the United States, and accordingly the Transferor hereby further certifies that (check one):
(a) ☐ o such Transfer is being effected pursuant to and in accordance with Rule 144 under the Securities Act;
(b) ☐ o such Transfer is being effected to the Company or a subsidiary Subsidiary thereof;; or
(c) ☐ o such Transfer is being effected pursuant to an effective registration statement under the Securities Act and in compliance with the prospectus delivery requirements of the Securities Act.
Appears in 1 contract
Check and complete if. Transferee will take delivery of a beneficial interest in a Restricted Definitive Note pursuant to any provision of the Securities Act other than Rule 144A or Regulation S. The Transfer is being effected in compliance with the transfer restrictions applicable to beneficial interests in Restricted Global Notes and Restricted Definitive Notes and pursuant to and in accordance with the Securities Act and any applicable blue sky securities laws of any state of the United States, and accordingly the Transferor hereby further certifies that (check one):
(a) ☐ such Transfer is being effected pursuant to and in accordance with Rule 144 under the Securities Act;
(b) ☐ such Transfer is being effected to the Company Issuers or a subsidiary thereof;
(c) ☐ such Transfer is being effected pursuant to an effective registration statement under the Securities Act and in compliance with the prospectus delivery requirements of the Securities Act.
Appears in 1 contract
Check and complete if. Transferee will take delivery of a beneficial interest in a Restricted Definitive Note pursuant to any provision of the ofthe Securities Act other than Rule 144A or Regulation S. The Transfer is being effected in compliance with the transfer restrictions applicable to beneficial interests in Restricted Global Notes and Restricted Definitive Notes and pursuant to and in accordance with the Securities Act and any applicable blue sky securities laws of any state of the United States, and accordingly the Transferor hereby further certifies that (check one):
(a) ☐ such Transfer is being effected pursuant to and in accordance with Rule 144 under the Securities Act;
(b) ☐ such Transfer is being effected to the Company Issuers or a subsidiary thereof;
(c) ☐ such Transfer is being effected pursuant to an effective registration statement under the Securities Act and in compliance with the prospectus delivery requirements of the Securities Act.
Appears in 1 contract
Check and complete if. Transferee will take delivery of a beneficial interest in a Restricted Definitive Note pursuant to any provision of the Securities Act other than Rule 144A or Regulation S. The Transfer is being effected in compliance with the transfer restrictions applicable to beneficial interests in Restricted Global Notes and Restricted Definitive Notes and pursuant to and in accordance with the Securities Act and any applicable blue sky securities laws of any state State of the United States, and accordingly the Transferor hereby further certifies that (check one):
(a) ☐ such ¨ Such Transfer is being effected pursuant to and in accordance with Rule 144 under the Securities Act;; or
(b) ☐ such ¨ Such Transfer is being effected to the Company Issuer or a subsidiary Subsidiary thereof;; or
(c) ☐ such ¨ Such Transfer is being effected pursuant to an effective registration statement under the Securities Act and in compliance with the prospectus delivery requirements of the Securities Act.; or
Appears in 1 contract
Check and complete if. Transferee will take delivery of a beneficial interest in the a Restricted Definitive Note pursuant to any provision of the Securities Act other than Rule 144A or Regulation S. The Transfer is being effected in compliance with the transfer restrictions applicable to beneficial interests in Restricted Global Notes and Restricted Definitive Notes and pursuant to and in accordance with the Securities Act and any applicable blue sky securities laws of any state of the United States, and accordingly the Transferor hereby further certifies that (check one):
(a) ☐ such Transfer is being effected pursuant to and in accordance with Rule 144 under the Securities Act;
(b) ☐ such Transfer is being effected to the Company Issuer or a subsidiary thereof;
(c) ☐ such Transfer is being effected pursuant to an effective registration statement under the Securities Act and in compliance with the prospectus delivery requirements of the Securities Act.
Appears in 1 contract
Samples: Indenture (Wynn Resorts LTD)
Check and complete if. Transferee will take delivery of a beneficial interest in a Restricted Definitive Note pursuant to any provision of the Securities Act other than Rule 144A or Regulation S. The Transfer is being effected in compliance with the transfer restrictions applicable to beneficial interests in Restricted Global Notes and Restricted Definitive Notes and pursuant to and in accordance with the Securities Act and any applicable blue sky securities laws of any state of the United States, and accordingly the Transferor hereby further certifies that (check one):
(a) ☐ such Transfer is being effected pursuant to and in accordance with Rule 144 under the Securities Act;
(b) ☐ such Transfer is being effected to the Company Partnership or a subsidiary thereof;
(c) ☐ such Transfer is being effected pursuant to an effective registration statement under the Securities Act and in compliance with the prospectus delivery requirements of the Securities Act.
Appears in 1 contract
Samples: Indenture (Sitio Royalties Corp.)
Check and complete if. Transferee will take delivery of a beneficial interest in a the Restricted Definitive Note pursuant to any provision of the Securities Act other than Rule 144A or Regulation S. The Transfer is being effected in compliance with the transfer restrictions applicable to beneficial interests in Restricted Global Notes and Restricted Definitive Notes and pursuant to and in accordance with the Securities Act and any applicable blue sky securities laws of any state of the United States, and accordingly the Transferor hereby further certifies that (check one):
(a) ☐ c such Transfer is being effected pursuant to and in accordance with Rule 144 under the Securities Act;
(b) ☐ c such Transfer is being effected to the Company Issuer or a subsidiary thereof;
(c) ☐ c such Transfer is being effected pursuant to an effective registration statement under the Securities Act and in compliance with the prospectus delivery requirements of the Securities Act.
Appears in 1 contract
Check and complete if. Transferee will take delivery of a beneficial interest in a Restricted Definitive Note pursuant to any provision of the Securities Act other than Rule 144A or Regulation S. The Transfer is being effected in compliance with the transfer restrictions applicable to beneficial interests in Restricted Global Notes and Restricted Definitive Notes and pursuant to and in accordance with the Securities Act and any applicable blue sky securities laws of any state of the United States, and accordingly the Transferor hereby further certifies that (check one):
(a) ☐ ¨ ¨ such Transfer is being effected pursuant to and in accordance with Rule 144 under the Securities Act;
(b) ☐ ¨ such Transfer is being effected to the Company Partnership or a subsidiary thereof;
(c) ☐ ¨ such Transfer is being effected pursuant to an effective registration statement under the Securities Act and in compliance with the prospectus delivery requirements of the Securities Act.
Appears in 1 contract
Check and complete if. Transferee will take delivery of a beneficial interest in a the Restricted Definitive Note pursuant to any provision of the Securities Act other than Rule 144A or Regulation S. The Transfer is being effected in compliance with the transfer restrictions applicable to beneficial interests in Restricted Global Notes and Restricted Definitive Notes and pursuant to and in accordance with the Securities Act and any applicable blue sky securities laws of any state of the United States, and accordingly the Transferor hereby further certifies that (check one):
(a) ☐ such Transfer is being effected pursuant to and in accordance with Rule 144 under the Securities Act;
(b) ☐ such Transfer is being effected to the Company an Issuer or a subsidiary thereof;
(c) ☐ such Transfer is being effected pursuant to an effective registration statement under the Securities Act and in compliance with the prospectus delivery requirements of the Securities Act.
Appears in 1 contract
Check and complete if. Transferee will take delivery of a beneficial interest in a Restricted Definitive Note pursuant to any provision of the Securities Act other than Rule 144A or Regulation S. The Transfer is being effected in compliance with the transfer restrictions applicable to beneficial interests in Restricted Global Notes and Restricted Definitive Notes and pursuant to and in accordance with the Securities Act and any applicable blue sky securities laws of any state of the United States, and accordingly the Transferor hereby further certifies that (check one):
(a) ☐ such Transfer is being effected pursuant to and in accordance with Rule 144 under the Securities Act;
(b) ☐ such Transfer is being effected to the Company or a subsidiary Subsidiary thereof;
(c) ☐ such Transfer is being effected pursuant to an effective registration statement under the Securities Act and in compliance with the prospectus delivery requirements of the Securities Act.
Appears in 1 contract
Samples: Indenture (Penn Virginia Corp)
Check and complete if. Transferee will take delivery of a beneficial interest in a Restricted Definitive Certificated Note pursuant to any provision of the Securities Act other than Rule 144A or Regulation S. The Transfer is being effected in compliance with the transfer restrictions applicable to beneficial interests in Restricted Global Notes and Restricted Definitive Certificated Notes and pursuant to and in accordance with the Securities Act and any applicable blue sky securities laws of any state of the United States, and accordingly the Transferor hereby further certifies that (check one):
(a) ☐ ¨ such Transfer is being effected pursuant to and in accordance with Rule 144 under the Securities Act;; or
(b) ☐ ¨ such Transfer is being effected to the Company or a subsidiary Subsidiary thereof;; or
(c) ☐ ¨ such Transfer is being effected pursuant to an effective registration statement under the Securities Act and in compliance with the prospectus delivery requirements of the Securities Act.
Appears in 1 contract
Samples: Indenture (Pioneer Drilling Co)