Class C Shares. (i) As compensation for providing services under this Agreement, (A) the Underwriter shall receive from the Fund distribution and service fees under the terms and conditions set forth in the Class C Distribution Plan ("Class C Plan") for the Fund adopted under Rule 12b-1 under the 1940 Act, as amended, as that Class C Plan may be amended from time to time and subject to any further limitation on the fees as the Trustees may impose, and (B) the Underwriter shall receive from each Fund all contingent deferred sales charges applied on redemption of Class C shares of the Fund. Whether and to what extent a contingent deferred sales charge will be imposed with respect to a redemption shall be determined in accordance with, and in a manner set forth in, the Fund's Prospectus. (ii) and CDSC's which it is paid under the Agreement to such dealers as the Underwriter may from time to time determine. (iii) The Underwriter may fix quantity discounts and other similar variances or waivers of the contingent deferred sales charge not inconsistent with the provisions of the 1940 Act; provided however, that the Underwriter shall not impose any commission, permit any quantity discount, or impose any other similar waiver or variance in connection with the sale of Class C shares except as disclosed in the Prospectus of the Fund.
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Samples: Underwriting Agreement (Pilgrim Smallcap Opportunities Fund), Underwriting Agreement (Pilgrim Smallcap Opportunities Fund)
Class C Shares. (i) As compensation for providing services under this Agreement, (A) the Underwriter shall receive from the Fund distribution and service fees under the terms and conditions set forth in the Class C Distribution Plan ("Class C Plan") for the Fund adopted under Rule 12b-1 under the 1940 Act, as amended, as - that Class C Plan may be amended from time to time and subject to any further limitation on the such fees as the Trustees may impose, and (B) the Underwriter shall receive from each the Fund all contingent deferred sales charges applied on redemption of Class C shares of the Fund. Whether and to what extent a contingent deferred sales charge will be imposed with respect to a redemption shall be determined in accordance with, and in a manner set forth in, the FundTrust's Prospectus.
(ii) The Underwriter may reallow any or all of the distribution and service fees and CDSC's which it is paid under the Agreement to such dealers as the Underwriter may from time to time determine.
(iii) The Underwriter may fix quantity discounts and other similar variances or waivers of the contingent deferred sales charge not inconsistent with the provisions of the 1940 Act; provided however, that the Underwriter shall not impose any commission, permit any quantity discount, or impose any other similar waiver or variance in connection with the sale of Class C shares except as disclosed in the Prospectus of the FundTrust.
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Class C Shares. (i) As compensation for providing services under this Agreement, (A) the Underwriter shall receive from the each Fund distribution and service fees under the terms and conditions set forth in the Class C Distribution Plan ("Class C Plan") for the Fund Funds adopted under Rule 12b-1 under the 1940 Act, as amended, as that Class C Plan may be amended from time to time and subject to any further limitation on the such fees as the Trustees may impose, and (B) the Underwriter shall receive from each Fund all contingent deferred sales charges applied on redemption of Class C shares of the FundFunds. Whether and to what extent a contingent deferred sales charge will be imposed with respect to a redemption shall be determined in accordance with, and in a manner set forth in, the FundTrust's Prospectus.
(ii) The Underwriter may reallow any or all of the distribution and CDSC's service fees and CDSCs which it is paid under the Agreement to such dealers as the Underwriter may from time to time determine.
(iii) The Underwriter may fix quantity discounts and other similar variances or waivers of the contingent deferred sales charge not inconsistent with the provisions of the 1940 Act; provided however, that the Underwriter shall not impose any commission, permit any quantity discount, or impose any other similar waiver or variance in connection with the sale of Class C shares except as disclosed in the Prospectus of the FundTrust.
Appears in 1 contract
Class C Shares. (i) As compensation for providing services under this Agreement, (A) the Underwriter shall receive from the Fund distribution and service fees under the terms and conditions set forth in the Class C Distribution Plan ("Class C Plan") for the Fund adopted under Rule 12b-1 under the 1940 Act, as amended, as that Class C Plan may be amended from time to time and subject to any further limitation on the such fees as the Trustees may impose, and (B) the Underwriter shall receive from each the Fund all contingent deferred sales charges applied on redemption of Class C shares of the Fund. Whether and to what extent a contingent deferred sales charge will be imposed with respect to a redemption shall be determined in accordance with, and in a manner set forth in, the FundTrust's Prospectus.
(ii) The Underwriter may reallow any or all of the distribution and service fees and CDSC's which it is paid under the Agreement to such dealers as the Underwriter may from time to time determine.
(iii) The Underwriter may fix quantity discounts and other similar variances or waivers of the contingent deferred sales charge not inconsistent with the provisions of the 1940 Act; provided however, that the Underwriter shall not impose any commission, permit any quantity discount, or impose any other similar waiver or variance in connection with the sale of Class C shares except as disclosed in the Prospectus of the FundTrust.
Appears in 1 contract
Class C Shares. (i) As compensation for providing services under this Agreement, (A) the Underwriter shall receive from the Fund distribution and service fees under the terms and conditions set forth in the Class C Distribution Plan ("Class C Plan") for the Fund adopted under Rule 12b-1 under the 1940 ActInvestment Company Act of 1940, as amended, as that Class C Plan may be amended from time to time and subject to any further limitation on the such fees as the Trustees may impose, and (B) the Underwriter shall receive from each the Fund all contingent deferred sales charges applied on redemption of Class C shares of the Fund. Whether and to what extent a contingent deferred sales charge will be imposed with respect to a redemption shall be determined in accordance with, and in a manner set forth in, the Fund's Prospectus.
(ii) The Underwriter may reallow any or all of the distribution and service fees and CDSC's which it is paid under the Agreement to such dealers as the Underwriter may from time to time determine.
(iii) The Underwriter may fix quantity discounts and other similar variances or waivers of the contingent deferred sales charge not inconsistent with the provisions of the 1940 ActInvestment Company Act of 1940; provided however, that the Underwriter shall not impose any commission, permit any quantity discount, or impose any other similar waiver or variance in connection with the sale of Class C shares except as disclosed in the Prospectus of the Fund.
Appears in 1 contract
Samples: Underwriting Agreement (Pilgrim Growth Opportunities Fund)
Class C Shares. (i) As compensation for providing services under this Agreement, (A) the Underwriter shall receive from the Fund distribution and service fees under the terms and conditions set forth in the Class C Distribution Plan ("Class C Plan") for the Fund adopted under Rule 12b-1 under the 1940 Act, as amended, as that Class C Plan may be amended from time to time and subject to any further limitation on the fees as the Trustees may impose, and (B) the Underwriter shall receive from each Fund all contingent deferred sales charges applied on redemption of Class C shares of the Fund. Whether and to what extent a contingent deferred sales charge will be imposed with respect to a redemption shall be determined in accordance with, and in a manner set forth in, the Fund's Prospectus.
(ii) The Underwriter may reallow any or all of the distribution and CDSC's service fees and CDSCs which it is paid under the Agreement to such dealers as the Underwriter may from time to time determine.
(iii) The Underwriter may fix quantity discounts and other similar variances or waivers of the contingent deferred sales charge not inconsistent with the provisions of the 1940 Act; provided however, that the Underwriter shall not impose any commission, permit any quantity discount, or impose any other similar waiver or variance in connection with the sale of Class C shares except as disclosed in the Prospectus of the Fund.
Appears in 1 contract
Samples: Underwriting Agreement (Pilgrim Smallcap Opportunities Fund)