Common use of Classes Clause in Contracts

Classes. FUNDS A B C D E I R2 R3 R4 R5 W Y ----- --- --- --- --- --- --- --- --- --- --- --- --- RiverSource Bond Series, Inc. RiverSource Floating Rate A B C -- -- I -- -- R4 R5 W -- RiverSource Income Opportunities A B C -- -- I -- -- R4 -- -- -- RiverSource Inflation Protected Securities A B C -- -- I -- -- R4 -- W -- RiverSource Limited Duration Bond A B C -- -- I -- -- R4 -- W -- RiverSource California Tax-Exempt Trust RiverSource California Tax-Exempt A B C -- -- -- -- -- -- -- -- -- RiverSource Diversified Income Series, Inc. RiverSource Diversified Bond A B C -- -- I R2 R3 R4 R5 W -- RiverSource Global Series, Inc. RiverSource Absolute Return Currency and Income A B C -- -- I -- -- R4 R5 W -- RiverSource Emerging Markets Bond A B C -- -- I -- -- R4 -- W -- RiverSource Global Bond A B C -- -- I -- -- R4 -- W -- RiverSource Government Income Series, Inc. RiverSource Short Duration U.S. Government A B C -- -- I -- -- R4 -- W -- RiverSource U.S. Government Mortgage A B C -- -- I -- -- R4 -- -- -- FIXED INCOME FUNDS CLASSES ---------------------------------------------------------- FUNDS A B C D E I R2 R3 R4 R5 W Y ----- --- --- --- --- --- --- --- --- --- --- --- --- RiverSource High Yield Income Series, Inc. RiverSource High Yield Bond A B C -- -- I R2 R3 R4 R5 W -- RiverSource Income Series, Inc. RiverSource Income Builder Basic Income A B C -- -- -- -- -- R4 -- -- -- RiverSource Income Builder Enhanced Income A B C -- -- -- -- -- R4 -- -- -- RiverSource Income Builder Moderate Income A B C -- -- -- -- -- R4 -- -- -- RiverSource Market Advantage Series, Inc. RiverSource Portfolio Builder Conservative A B C -- -- -- -- -- R4 -- -- -- RiverSource Portfolio Builder Moderate Conservative A B C -- -- -- -- -- R4 -- -- -- RiverSource Special Tax-Exempt Series Trust RiverSource Minnesota Tax-Exempt A B C -- -- -- -- -- -- -- -- -- RiverSource New York Tax-Exempt A B C -- -- -- -- -- -- -- -- -- RiverSource Strategic Allocation Series, Inc. RiverSource Strategic Income Allocation A B C -- -- -- R2 R3 R4 R5 -- -- RiverSource Tax-Exempt Income Series, Inc. RiverSource Tax-Exempt High Income A B C -- -- -- -- -- -- -- -- -- RiverSource Tax-Exempt Series, Inc. RiverSource Intermediate Tax-Exempt A B C -- -- -- -- -- -- -- -- -- RiverSource Tax-Exempt Bond A B C -- -- -- -- -- -- -- -- -- MONEY MARKET FUNDS

Appears in 2 contracts

Samples: Transfer Agent Agreement (Riversource Series Trust), Transfer Agent Agreement (Riversource Income Series, Inc.)

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Classes. FUNDS A B C D E I R2 R3 R4 R5 W Y ----- --- --- --- --- --- --- --- --- --- --- --- --- ------------------------------------------------------ -- -- -- -- -- -- -- RiverSource Bond Series, Inc. RiverSource Floating Rate A B C -- -- I -- -- R4 R5 W -- RiverSource Income Opportunities A B C -- -- I -- -- R4 -- -- -- RiverSource Inflation Protected Securities A B C -- -- I -- -- R4 -- W -- RiverSource Limited Duration Bond A B C -- -- I -- -- R4 -- W -- RiverSource California Tax-Exempt Trust RiverSource California Tax-Exempt A B C -- -- -- -- RiverSource Dimensions Series, Inc. RiverSource Disciplined Small and Mid Cap Equity A B C -- -- -- W RiverSource Disciplined Small Cap Value A B C -- R2 R3 -- RiverSource Diversified Income Series, Inc. RiverSource Diversified Bond A B C -- -- I R2 R3 R4 R5 W RiverSource Equity Series, Inc. RiverSource Mid Cap Growth A B C -- -- -- -- RiverSource Global Series, Inc. RiverSource Absolute Return Currency and Income A B C -- -- I -- -- R4 R5 W -- RiverSource Emerging Markets Bond A B C -- -- I -- -- R4 -- W -- RiverSource Global Bond A B C -- -- I -- W RiverSource Global Technology A B C -- -- R4 -- -- Threadneedle Emerging Markets A B C -- -- -- -- Threadneedle Global Equity A B C -- R2 R3 W Threadneedle Global Equity Income A B C -- R2 R3 -- Threadneedle Global Extended Alpha A B C -- R2 R3 -- RiverSource Government Income Series, Inc. RiverSource Short Duration U.S. Government A B C -- -- I -- -- R4 -- W -- RiverSource U.S. Government Mortgage A B C -- -- I -- -- R4 -- -- -- FIXED INCOME FUNDS CLASSES ---------------------------------------------------------- FUNDS A B C D E I R2 R3 R4 R5 W Y ----- --- --- --- --- --- --- --- --- --- --- --- --- RiverSource High Yield Income Series, Inc. RiverSource High Yield Bond A B C -- -- I R2 R3 R4 R5 W -- RiverSource Income Series, Inc. RiverSource Income Builder Basic Income A B C -- -- -- -- RiverSource Income Builder Moderate Income A B C -- R4 -- -- -- RiverSource Income Builder Enhanced Income A B C -- -- -- -- RiverSource International Series, Inc. RiverSource Disciplined International Equity A B C -- R4 -- -- -- RiverSource Income Builder Moderate Income R2 R3 W Threadneedle European Equity A B C -- -- -- -- Threadneedle International Xxxxxxxxxxx X X X -- R4 X0 X0 -- XxxxxXxxxxx International Managers Series, Inc. RiverSource Partners International Select Growth A B C -- -- -- -- RiverSource Partners International Select Value A B C -- -- -- -- RiverSource Partners International Small Cap A B C -- -- -- -- RiverSource Investment Series, Inc. RiverSource Balanced A B C -- -- -- -- RiverSource Disciplined Large Cap Growth A B C -- R2 R3 W RiverSource Disciplined Large Cap Value A B C -- R2 R3 W RiverSource Diversified Equity Income A B C -- R2 R3 W CLASSES -------------------------------- FUNDS A B C D R2 R3 W ------------------------------------------------------ -- -- -- -- -- -- -- RiverSource Mid Cap Value A B C -- R2 R3 W RiverSource Large Cap Series, Inc. RiverSource Disciplined Equity A B C -- R2 R3 W RiverSource Growth A B C -- R2 R3 W RiverSource Large Cap Equity A B C -- R2 R3 -- RiverSource Large Cap Value A B C -- R2 R3 -- RiverSource Managers Series, Inc. RiverSource Partners Aggressive Growth A B C -- R2 R3 -- RiverSource Partners Fundamental Value A B C -- -- -- -- RiverSource Partners Select Value A B C -- -- -- -- RiverSource Partners Small Cap Equity A B C -- -- RiverSource Partners Small Cap Value A B C -- -- RiverSource Market Advantage Series, Inc. RiverSource Portfolio Builder Conservative A B C -- -- -- -- -- R4 -- -- -- RiverSource Portfolio Builder Moderate Conservative A B C -- -- -- -- -- R4 RiverSource Portfolio Builder Moderate A B C -- -- -- -- RiverSource Portfolio Builder Moderate Aggressive A B C -- -- -- -- RiverSource Portfolio Builder Aggressive A B C -- -- -- -- RiverSource Portfolio Builder Total Equity A B C -- -- -- -- RiverSource S&P 500 Index -- -- -- D -- -- -- RiverSource Small Company Index A B -- -- -- -- -- RiverSource Sector Series, Inc. RiverSource Dividend Opportunity A B C -- R2 R3 W RiverSource Real Estate A B C -- -- -- W RiverSource Selected Series, Inc. RiverSource Precious Metals and Mining A B C -- -- -- -- RiverSource Series Trust RiverSource 120/20 Contrarian Equity A B C -- -- -- -- RiverSource 130/30 U.S. Equity A B C -- -- -- -- RiverSource Retirement Plus 2010 A -- -- -- R2 R3 -- RiverSource Retirement Plus 2015 A -- -- -- R2 R3 -- RiverSource Retirement Plus 2020 A -- -- -- R2 R3 -- RiverSource Retirement Plus 2025 A -- -- -- R2 R3 -- RiverSource Retirement Plus 2030 A -- -- -- R2 R3 -- RiverSource Retirement Plus 2035 A -- -- -- R2 R3 -- RiverSource Retirement Plus 2040 A -- -- -- R2 R3 -- RiverSource Retirement Plus 2045 A -- -- -- R2 R3 -- RiverSource Special Tax-Exempt Series Trust RiverSource Minnesota Tax-Exempt A B C -- -- -- -- -- -- -- -- -- RiverSource New York Tax-Exempt A B C -- -- -- -- RiverSource Strategy Series, Inc. RiverSource Equity Value A B C -- R2 R3 W RiverSource Partners Small Cap Growth A B C -- R2 R3 -- RiverSource Small Cap Advantage A B C -- R2 R3 -- RiverSource Strategic Allocation Series, Inc. RiverSource Strategic Allocation A B C -- R2 R3 -- RiverSource Strategic Income Allocation A B C -- -- -- R2 R3 R4 R5 -- -- RiverSource Tax-Exempt Income Series, Inc. RiverSource Tax-Exempt High Income A B C -- -- -- -- -- -- -- -- -- RiverSource Tax-Exempt Series, Inc. RiverSource Intermediate Tax-Exempt A B C -- -- -- -- -- -- -- -- -- RiverSource Tax-Exempt Bond A B C -- -- -- -- FEE SCHEDULE The fee maximum for services under this Plan and Agreement shall be the lesser of the amount of expenses eligible for reimbursement (including any unreimbursed expenses) or a rate equal on an annual basis to the following percentage of the average daily net assets of the Fund attributable to the applicable class: CLASS FEE ----- ---- A 0.25% B 1.00% C 1.00% D 0.25% R2 0.50% R3 0.25% W 0.25% For Class A, Class D and Class W shares, the fee shall be paid to the Distributor in cash within five (5) business days after the last day of each quarter. For Class B and Class C shares, the maximum fee under this Plan and Agreement will be equal on an annual basis to 1.00% of the average daily net assets of the Funds attributable to Class B shares and Class C share, respectively. Of that amount, up to 0.75% shall be reimbursed for distribution expenses. The fee shall be paid to the Distributor in cash within five (5) business days after the last day of each month. Up to an additional 0.25% shall be reimbursed for shareholder servicing expenses. The fee shall be paid to the Distributor in cash within five (5) business days after the last day of each quarter. For Class R2 and Class R3, the maximum fee under this Plan and Agreement, which shall be reimbursed for distribution expenses, will be equal on an annual basis of 0.50% of the average daily net assets of the Funds attributable to Class R2 shares and 0.25% of the average daily net assets of the Funds attributable to Class R3 shares. Of that amount, for Class R2, up to 0.25% may be reimbursed for shareholder servicing expenses. The fee shall be paid to the Distributor in cash within five (5) business days after the last day of each quarter. FOR MONEY MARKET FUNDS: Each Registrant is a Minnesota Corporation: CLASSES ----------------- FUNDS A B C W ------------------------------------------------ -- -- -- -- RiverSource Money Market Series, Inc. RiverSource Cash Management A B C W RiverSource Tax-Exempt Money Market Series, Inc. RiverSource Tax-Exempt Money Market A -- MONEY MARKET FUNDS-- -- FEE SCHEDULE The maximum fee for services under this Plan and Agreement shall be the lesser of the amount of expenses eligible for reimbursement (including any unreimbursed expenses) or a rate equal on an annual basis to the following percentage of the average daily net assets of the Fund attributable to the applicable class. CLASS FEE ----- ---- A 0.10% B 0.85% C 0.75% W 0.10% For Class A and Class W shares, the fee shall be paid to the Distributor in cash within five (5) business days after the last day of each quarter. For Class B shares, the maximum fee under this Plan and Agreement will be equal on an annual basis to 0.85% of the average daily net assets of the Fund attributable to Class B shares. Of that amount, up to 0.75% shall be reimbursed for distribution expenses. The fee shall be paid to the Distributor in cash within five (5) business days after the last day of each month. Up to an additional 0.10% shall be reimbursed for shareholder servicing expenses. The fee shall be paid to the Distributor in cash within five (5) business days after the last day of each quarter.

Appears in 1 contract

Samples: Riversource Investment Series, Inc.

Classes. FUNDS A B C D E I R2 R3 R4 R5 W Y ----- --- --- --- --- --- --- --- --- --- --- --- --- ------------------------------------------------------ -- -- -- -- -- -- -- RiverSource Bond Series, Inc. RiverSource Floating Rate A B C -- -- I -- -- R4 R5 W -- RiverSource Income Opportunities A B C -- -- I -- -- R4 -- -- -- RiverSource Inflation Protected Securities A B C -- -- I -- -- R4 -- W -- RiverSource Limited Duration Bond A B C -- -- I -- -- R4 -- W -- RiverSource California Tax-Exempt Trust RiverSource California Tax-Exempt A B C -- -- -- -- RiverSource Dimensions Series, Inc. RiverSource Disciplined Small and Mid Cap Equity A B C -- -- -- W RiverSource Disciplined Small Cap Value A B C -- R2 R3 -- RiverSource Diversified Income Series, Inc. RiverSource Diversified Bond A B C -- -- I R2 R3 R4 R5 W RiverSource Equity Series, Inc. RiverSource Mid Cap Growth A B C -- -- -- -- RiverSource Global Series, Inc. RiverSource Absolute Return Currency and Income A B C -- -- I -- -- R4 R5 W -- RiverSource Emerging Markets Bond A B C -- -- I -- -- R4 -- W -- RiverSource Global Bond A B C -- -- I -- W RiverSource Global Technology A B C -- -- R4 -- -- Threadneedle Emerging Markets A B C -- -- -- -- Threadneedle Global Equity A B C -- R2 R3 W Threadneedle Global Equity Income A B C -- R2 R3 -- Threadneedle Global Extended Alpha A B C -- R2 R3 -- RiverSource Government Income Series, Inc. RiverSource Short Duration U.S. Government A B C -- -- I -- -- R4 -- W -- RiverSource U.S. Government Mortgage A B C -- -- I -- -- R4 -- -- -- FIXED INCOME FUNDS CLASSES ---------------------------------------------------------- FUNDS A B C D E I R2 R3 R4 R5 W Y ----- --- --- --- --- --- --- --- --- --- --- --- --- RiverSource High Yield Income Series, Inc. RiverSource High Yield Bond A B C -- -- I R2 R3 R4 R5 W -- RiverSource Income Series, Inc. RiverSource Income Builder Basic Income A B C -- -- -- -- RiverSource Income Builder Moderate Income A B C -- R4 -- -- -- RiverSource Income Builder Enhanced Income A B C -- -- -- -- RiverSource International Series, Inc. RiverSource Disciplined International Equity A B C -- R4 -- -- -- RiverSource Income Builder Moderate Income R2 R3 W Threadneedle European Equity A B C -- -- -- -- Threadneedle International Xxxxxxxxxxx X X X -- R4 X0 X0 -- XxxxxXxxxxx International Managers Series, Inc. RiverSource Partners International Select Growth A B C -- -- -- -- RiverSource Partners International Select Value A B C -- -- -- -- RiverSource Partners International Small Cap A B C -- -- -- -- RiverSource Investment Series, Inc. RiverSource Balanced A B C -- -- -- -- RiverSource Disciplined Large Cap Growth A B C -- R2 R3 W RiverSource Disciplined Large Cap Value A B C -- R2 R3 W RiverSource Diversified Equity Income A B C -- R2 R3 W Xxxxxxxx Advisors - 12b-1 Plan and Agreement Page 6 CLASSES -------------------------------- FUNDS A B C D R2 R3 W ------------------------------------------------------ -- -- -- -- -- -- -- RiverSource Mid Cap Value A B C -- R2 R3 W RiverSource Large Cap Series, Inc. RiverSource Disciplined Equity A B C -- R2 R3 W RiverSource Growth A B C -- R2 R3 W RiverSource Large Cap Equity A B C -- R2 R3 -- RiverSource Large Cap Value A B C -- R2 R3 -- RiverSource Managers Series, Inc. RiverSource Partners Aggressive Growth A B C -- R2 R3 -- RiverSource Partners Fundamental Value A B C -- -- -- -- RiverSource Partners Select Value A B C -- -- -- -- RiverSource Partners Small Cap Equity A B C -- -- RiverSource Partners Small Cap Value A B C -- -- RiverSource Market Advantage Series, Inc. RiverSource Portfolio Builder Conservative A B C -- -- -- -- -- R4 -- -- -- RiverSource Portfolio Builder Moderate Conservative A B C -- -- -- -- -- R4 RiverSource Portfolio Builder Moderate A B C -- -- -- -- RiverSource Portfolio Builder Moderate Aggressive A B C -- -- -- -- RiverSource Portfolio Builder Aggressive A B C -- -- -- -- RiverSource Portfolio Builder Total Equity A B C -- -- -- -- RiverSource S&P 500 Index -- -- -- D -- -- -- RiverSource Small Company Index A B -- -- -- -- -- RiverSource Sector Series, Inc. RiverSource Dividend Opportunity A B C -- R2 R3 W RiverSource Real Estate A B C -- -- -- W RiverSource Selected Series, Inc. RiverSource Precious Metals and Mining A B C -- -- -- -- RiverSource Series Trust RiverSource 120/20 Contrarian Equity A B C -- -- -- -- RiverSource 130/30 U.S. Equity A B C -- -- -- -- RiverSource Retirement Plus 2010 A -- -- -- R2 R3 -- RiverSource Retirement Plus 2015 A -- -- -- R2 R3 -- RiverSource Retirement Plus 2020 A -- -- -- R2 R3 -- RiverSource Retirement Plus 2025 A -- -- -- R2 R3 -- RiverSource Retirement Plus 2030 A -- -- -- R2 R3 -- RiverSource Retirement Plus 2035 A -- -- -- R2 R3 -- RiverSource Retirement Plus 2040 A -- -- -- R2 R3 -- RiverSource Retirement Plus 2045 A -- -- -- R2 R3 -- RiverSource Special Tax-Exempt Series Trust RiverSource Minnesota Tax-Exempt A B C -- -- -- -- -- -- -- -- -- RiverSource New York Tax-Exempt A B C -- -- -- -- RiverSource Strategy Series, Inc. RiverSource Equity Value A B C -- R2 R3 W RiverSource Partners Small Cap Growth A B C -- R2 R3 -- RiverSource Small Cap Advantage A B C -- R2 R3 -- RiverSource Strategic Allocation Series, Inc. RiverSource Strategic Allocation A B C -- R2 R3 -- RiverSource Strategic Income Allocation A B C -- -- -- R2 R3 R4 R5 -- -- RiverSource Tax-Exempt Income Series, Inc. RiverSource Tax-Exempt High Income A B C -- -- -- -- -- -- -- -- -- RiverSource Tax-Exempt Series, Inc. RiverSource Intermediate Tax-Exempt A B C -- -- -- -- -- -- -- -- -- RiverSource Tax-Exempt Bond A B C -- -- -- -- FEE SCHEDULE The fee maximum for services under this Plan and Agreement shall be the lesser of the amount of expenses eligible for reimbursement (including any unreimbursed expenses) or a rate equal on an annual basis to the following percentage of the average daily net assets of the Fund attributable to the applicable class: CLASS FEE ----- ---- A 0.25% B 1.00% C 1.00% D 0.25% R2 0.50% R3 0.25% W 0.25% For Class A, Class D and Class W shares, the fee shall be paid to the Distributor in cash within five (5) business days after the last day of each quarter. For Class B and Class C shares, the maximum fee under this Plan and Agreement will be equal on an annual basis to 1.00% of the average daily net assets of the Funds attributable to Class B shares and Class C share, respectively. Of that amount, up to 0.75% shall be reimbursed for distribution expenses. The fee shall be paid to the Distributor in cash within five (5) business days after the last day of each month. Up to an additional 0.25% shall be reimbursed for shareholder servicing expenses. The fee shall be paid to the Distributor in cash within five (5) business days after the last day of each quarter. For Class R2 and Class R3, the maximum fee under this Plan and Agreement, which shall be reimbursed for distribution expenses, will be equal on an annual basis of 0.50% of the average daily net assets of the Funds attributable to Class R2 shares and 0.25% of the average daily net assets of the Funds attributable to Class R3 shares. Of that amount, for Class R2, up to 0.25% may be reimbursed for shareholder servicing expenses. The fee shall be paid to the Distributor in cash within five (5) business days after the last day of each quarter. FOR MONEY MARKET FUNDS: Each Registrant is a Minnesota Corporation: CLASSES ----------------- FUNDS A B C W ------------------------------------------------ -- -- -- -- RiverSource Money Market Series, Inc. RiverSource Cash Management A B C W RiverSource Tax-Exempt Money Market Series, Inc. RiverSource Tax-Exempt Money Market A -- MONEY MARKET FUNDS-- -- FEE SCHEDULE The maximum fee for services under this Plan and Agreement shall be the lesser of the amount of expenses eligible for reimbursement (including any unreimbursed expenses) or a rate equal on an annual basis to the following percentage of the average daily net assets of the Fund attributable to the applicable class. CLASS FEE ----- ---- A 0.10% B 0.85% C 0.75% W 0.10% For Class A and Class W shares, the fee shall be paid to the Distributor in cash within five (5) business days after the last day of each quarter. For Class B shares, the maximum fee under this Plan and Agreement will be equal on an annual basis to 0.85% of the average daily net assets of the Fund attributable to Class B shares. Of that amount, up to 0.75% shall be reimbursed for distribution expenses. The fee shall be paid to the Distributor in cash within five (5) business days after the last day of each month. Up to an additional 0.10% shall be reimbursed for shareholder servicing expenses. The fee shall be paid to the Distributor in cash within five (5) business days after the last day of each quarter.

Appears in 1 contract

Samples: Plan of Distribution and Agreement of Distribution (Riversource Investment Series, Inc.)

Classes. FUNDS A B C D E I R2 R3 R4 R5 W Y ----- --- --- --- --- --- --- --- --- --- --- --- --- RiverSource Bond Series, Inc. RiverSource Floating Rate A B C -- -- I -- -- R4 R5 W -- RiverSource Income Opportunities A B C -- -- I -- -- R4 -- -- -- RiverSource Inflation Protected Securities A B C -- -- I -- -- R4 -- W -- RiverSource Limited Duration Bond A B C -- -- I -- -- R4 -- W -- RiverSource California Tax-Exempt Trust RiverSource California Tax-Exempt A B C -- -- -- -- -- -- -- -- -- RiverSource Diversified Income Series, Inc. RiverSource Diversified Bond A B C -- -- I R2 R3 R4 R5 W -- RiverSource Global Series, Inc. RiverSource Absolute Return Currency and Income A B C -- -- I -- -- R4 R5 W -- RiverSource Emerging Markets Bond A B C -- -- I -- -- R4 -- W -- RiverSource Global Bond A B C -- -- I -- -- R4 -- W -- RiverSource Government Income Series, Inc. RiverSource Short Duration U.S. Government A B C -- -- I -- -- R4 -- W -- RiverSource U.S. Government Mortgage A B C -- -- I -- -- R4 -- -- -- FIXED INCOME FUNDS CLASSES ---------------------------------------------------------- FUNDS A B C D E I R2 R3 R4 R5 W Y ----- --- --- --- --- --- --- --- --- --- --- --- --- RiverSource High Yield Income Series, Inc. RiverSource High Yield Bond A B C -- -- I R2 R3 R4 R5 W -- RiverSource Income Series, Inc. RiverSource Income Builder Basic Income A B C -- -- -- -- -- R4 -- -- -- RiverSource Income Builder Enhanced Income A B C -- -- -- -- -- R4 -- -- -- RiverSource Income Builder Moderate Income A B C -- -- -- -- -- R4 -- -- -- RiverSource Market Advantage Series, Inc. RiverSource Portfolio Builder Conservative A B C -- -- -- -- -- R4 -- -- -- RiverSource Portfolio Builder Moderate Conservative A B C -- -- -- -- -- R4 -- -- -- RiverSource Special Tax-Exempt Series Trust RiverSource Minnesota Tax-Exempt A B C -- -- -- -- -- -- -- -- -- RiverSource New York Tax-Exempt A B C -- -- -- -- -- -- -- -- -- RiverSource Strategic Allocation Series, Inc. RiverSource Strategic Income Allocation A B C -- -- -- R2 R3 R4 R5 -- -- RiverSource Tax-Exempt Income Series, Inc. RiverSource Tax-Exempt High Income A B C -- -- -- -- -- -- -- -- -- RiverSource Tax-Exempt Series, Inc. RiverSource Intermediate Tax-Exempt A B C -- -- -- -- -- -- -- -- -- RiverSource Tax-Exempt Bond A B C -- -- -- -- -- -- -- -- -- MONEY MARKET FIXED INCOME FUNDS

Appears in 1 contract

Samples: Transfer Agent Agreement (Riversource Selected Series, Inc.)

Classes. FUNDS A B C D E I R2 R3 R4 R5 W Y ----- --- --- --- --- --- --- --- --- --- --- --- --- RiverSource Bond Large Cap Series, Inc. RiverSource Floating Rate Disciplined Equity A B C -- -- I -- -- R4 R5 R2 R3 W -- RiverSource Income Opportunities Growth A B C -- -- I -- -- R4 -- -- -- R2 R3 W RiverSource Inflation Protected Securities Large Cap Equity A B C -- -- I -- -- R4 -- W R2 R3 -- RiverSource Limited Duration Bond Large Cap Value A B C -- -- I -- -- R4 -- W R2 R3 -- RiverSource California Tax-Exempt Trust Managers Series, Inc. RiverSource California Tax-Exempt Partners Aggressive Growth A B C -- R2 R3 -- RiverSource Partners Fundamental Value A B C -- -- -- -- -- -- -- -- -- RiverSource Diversified Income Series, Inc. RiverSource Diversified Bond A B C -- -- I R2 R3 R4 R5 W -- RiverSource Global Series, Inc. RiverSource Absolute Return Currency and Income A B C -- -- I -- -- R4 R5 W -- RiverSource Emerging Markets Bond A B C -- -- I -- -- R4 -- W -- RiverSource Global Bond A B C -- -- I -- -- R4 -- W -- RiverSource Government Income Series, Inc. RiverSource Short Duration U.S. Government A B C -- -- I -- -- R4 -- W -- RiverSource U.S. Government Mortgage A B C -- -- I -- -- R4 -- -- -- FIXED INCOME FUNDS CLASSES ---------------------------------------------------------- FUNDS A B C D E I R2 R3 R4 R5 W Y ----- --- --- --- --- --- --- --- --- --- --- --- --- RiverSource High Yield Income Series, Inc. RiverSource High Yield Bond A B C -- -- I R2 R3 R4 R5 W -- RiverSource Income Series, Inc. RiverSource Income Builder Basic Income Partners Select Value A B C -- -- -- -- -- R4 -- -- -- RiverSource Income Builder Enhanced Income Partners Small Cap Equity A B C -- -- -- -- -- R4 -- -- -- RiverSource Income Builder Moderate Income Partners Small Cap Value A B C -- -- -- -- -- R4 -- -- -- RiverSource Market Advantage Series, Inc. RiverSource Portfolio Builder Conservative A B C -- -- -- -- -- R4 -- -- -- RiverSource Portfolio Builder Moderate Conservative A B C -- -- -- -- -- R4 RiverSource Portfolio Builder Moderate A B C -- -- -- -- RiverSource Portfolio Builder Moderate Aggressive A B C -- -- -- -- RiverSource Portfolio Builder Aggressive A B C -- -- -- -- RiverSource Portfolio Builder Total Equity A B C -- -- -- -- RiverSource S&P 500 Index -- -- -- D -- -- -- RiverSource Small Company Index A B -- -- -- -- -- RiverSource Sector Series, Inc. RiverSource Dividend Opportunity A B C -- R2 R3 W RiverSource Real Estate A B C -- -- -- W RiverSource Selected Series, Inc. RiverSource Precious Metals and Mining A B C -- -- -- -- RiverSource Series Trust RiverSource 120/20 Contrarian Equity A B C -- -- -- -- RiverSource 130/30 U.S. Equity A B C -- -- -- -- RiverSource Retirement Plus 2010 A -- -- -- R2 R3 -- RiverSource Retirement Plus 2015 A -- -- -- R2 R3 -- RiverSource Retirement Plus 2020 A -- -- -- R2 R3 -- RiverSource Retirement Plus 2025 A -- -- -- R2 R3 -- RiverSource Retirement Plus 2030 A -- -- -- R2 R3 -- RiverSource Retirement Plus 2035 A -- -- -- R2 R3 -- RiverSource Retirement Plus 2040 A -- -- -- R2 R3 -- RiverSource Retirement Plus 2045 A -- -- -- R2 R3 -- RiverSource Special Tax-Exempt Series Trust RiverSource Minnesota Tax-Exempt A B C -- -- -- -- -- -- -- -- -- RiverSource New York Tax-Exempt A B C -- -- -- -- RiverSource Strategy Series, Inc. RiverSource Equity Value A B C -- R2 R3 W RiverSource Partners Small Cap Growth A B C -- R2 R3 -- RiverSource Small Cap Advantage A B C -- R2 R3 -- RiverSource Strategic Allocation Series, Inc. RiverSource Strategic Allocation A B C -- R2 R3 -- RiverSource Strategic Income Allocation A B C -- -- -- R2 R3 R4 R5 -- -- RiverSource Tax-Exempt Income Series, Inc. RiverSource Tax-Exempt High Income A B C -- -- -- -- -- -- -- -- -- RiverSource Tax-Exempt Series, Inc. RiverSource Intermediate Tax-Exempt A B C -- -- -- -- -- -- -- -- -- RiverSource Tax-Exempt Bond A B C -- -- -- -- FEE SCHEDULE The fee maximum for services under this Plan and Agreement shall be the lesser of the amount of expenses eligible for reimbursement (including any unreimbursed expenses) or a rate equal on an annual basis to the following percentage of the average daily net assets of the Fund attributable to the applicable class: CLASS FEE ----- ----- A 0.25% B 1.00% C 1.00% D 0.25% R2 0.50% R3 0.25% W 0.25% For Class A, Class D and Class W shares, the fee shall be paid to the Distributor in cash within five (5) business days after the last day of each quarter. For Class B and Class C shares, the maximum fee under this Plan and Agreement will be equal on an annual basis to 1.00% of the average daily net assets of the Funds attributable to Class B shares and Class C share, respectively. Of that amount, up to 0.75% shall be reimbursed for distribution expenses. The fee shall be paid to the Distributor in cash within five (5) business days after the last day of each month. Up to an additional 0.25% shall be reimbursed for shareholder servicing expenses. The fee shall be paid to the Distributor in cash within five (5) business days after the last day of each quarter. For Class R2 and Class R3, the maximum fee under this Plan and Agreement, which shall be reimbursed for distribution expenses, will be equal on an annual basis of 0.50% of the average daily net assets of the Funds attributable to Class R2 shares and 0.25% of the average daily net assets of the Funds attributable to Class R3 shares. Of that amount, for Class R2, up to 0.25% may be reimbursed for shareholder servicing expenses. The fee shall be paid to the Distributor in cash within five (5) business days after the last day of each quarter. FOR MONEY MARKET FUNDS: Each Registrant is a Minnesota Corporation: CLASSES ------------------ FUNDS A B C W ----- --- --- --- --- RiverSource Money Market Series, Inc. RiverSource Cash Management A B C W RiverSource Tax-Exempt Money Market Series, Inc. RiverSource Tax-Exempt Money Market A -- -- -- -- -- MONEY MARKET FUNDSFEE SCHEDULE The maximum fee for services under this Plan and Agreement shall be the lesser of the amount of expenses eligible for reimbursement (including any unreimbursed expenses) or a rate equal on an annual basis to the following percentage of the average daily net assets of the Fund attributable to the applicable class. CLASS FEE ----- ----- A 0.10% B 0.85% C 0.75% W 0.10% For Class A and Class W shares, the fee shall be paid to the Distributor in cash within five (5) business days after the last day of each quarter. For Class B shares, the maximum fee under this Plan and Agreement will be equal on an annual basis to 0.85% of the average daily net assets of the Fund attributable to Class B shares. Of that amount, up to 0.75% shall be reimbursed for distribution expenses. The fee shall be paid to the Distributor in cash within five (5) business days after the last day of each month. Up to an additional 0.10% shall be reimbursed for shareholder servicing expenses. The fee shall be paid to the Distributor in cash within five (5) business days after the last day of each quarter.

Appears in 1 contract

Samples: Plan of Distribution And (Riversource Selected Series, Inc.)

Classes. FUNDS A B C D E I R2 R3 R4 R5 W Y ----- --- --- --- --- --- ---------------------------------------------------------- --- --- --- --- --- --- --- RiverSource Bond Series, Inc. RiverSource Core Bond A B C -- R2 R3 W RiverSource Floating Rate A B C -- -- I -- -- R4 R5 W -- RiverSource Income Opportunities A B C -- -- I -- -- R4 -- -- -- RiverSource Inflation Protected Securities A B C -- -- I -- -- R4 -- W -- RiverSource Limited Duration Bond A B C -- -- I -- -- R4 -- W -- RiverSource California Tax-Exempt Trust RiverSource California Tax-Exempt A B C -- -- -- -- RiverSource Dimensions Series, Inc. RiverSource Disciplined Small and Mid Cap Equity A B C -- -- -- W RiverSource Disciplined Small Cap Value A B C -- R2 R3 -- RiverSource Diversified Income Series, Inc. RiverSource Diversified Bond A B C -- -- I R2 R3 R4 R5 W RiverSource Equity Series, Inc. RiverSource Mid Cap Growth A B C -- -- -- -- RiverSource Global Series, Inc. RiverSource Absolute Return Currency and Income A B C -- -- I -- W RiverSource Emerging Markets A B C -- -- R4 R5 W -- -- RiverSource Emerging Markets Bond A B C -- -- I -- -- R4 -- W -- RiverSource Global Bond A B C -- -- I -- W RiverSource Global Equity A B C -- R2 R3 W RiverSource Global Technology A B C -- -- R4 -- W -- RiverSource Government Income Series, Inc. RiverSource Short Duration U.S. Government A B C -- -- I -- -- R4 -- W -- RiverSource U.S. Government Mortgage A B C -- -- I -- -- R4 -- -- -- FIXED INCOME FUNDS CLASSES ---------------------------------------------------------- FUNDS A B C D E I R2 R3 R4 R5 W Y ----- --- --- --- --- --- --- --- --- --- --- --- --- RiverSource High Yield Income Series, Inc. RiverSource High Yield Bond A B C -- -- I R2 R3 R4 R5 W -- RiverSource Income Series, Inc. RiverSource Income Builder - Basic Income A B C -- -- -- -- RiverSource Income Builder - Moderate Income A B C -- R4 -- -- -- RiverSource Income Builder - Enhanced Income A B C -- -- -- -- -- R4 RiverSource International Series, Inc. RiverSource Disciplined International Equity A B C -- -- -- W RiverSource Income Builder Moderate Income European Equity A B C -- -- -- -- RiverSource International Xxxxxxxxxxx X X X -- R4 X0 X0 -- XxxxxXxxxxx International Managers Series, Inc. RiverSource International Aggressive Growth A B C -- -- -- -- RiverSource International Equity A B C -- -- -- -- RiverSource International Select Value A B C -- -- -- -- RiverSource International Small Cap A B C -- -- -- -- RiverSource Investment Series, Inc. RiverSource Balanced A B C -- -- -- -- RiverSource Disciplined Large Cap Growth A B C -- R2 R3 -- RiverSource Diversified Equity Income A B C -- R2 R3 W RiverSource Mid Cap Value A B C -- R2 R3 W RiverSource Large Cap Series, Inc. RiverSource Disciplined Equity A B C -- R2 R3 W Ameriprise Financial Services - 12b-1 Plan and Agreement Page 5 CLASSES --------------------------------------- FUNDS A B C D R2 R3 W ---------------------------------------------------------- --- --- --- --- --- --- --- RiverSource Growth A B C -- R2 R3 -- RiverSource Large Cap Equity A B C -- R2 R3 W RiverSource Large Cap Value A B C -- R2 R3 -- RiverSource Managers Series, Inc. RiverSource Aggressive Growth A B C -- R2 R3 -- RiverSource Fundamental Growth A B C -- -- -- -- RiverSource Fundamental Value A B C -- -- -- -- RiverSource Select Value A B C -- -- -- -- RiverSource Small Cap Equity A B C -- -- RiverSource Small Cap Value A B C -- R2 R3 -- RiverSource Value A B C -- -- -- -- RiverSource Market Advantage Series, Inc. RiverSource Portfolio Builder - Conservative A B C -- -- -- -- -- R4 -- -- -- RiverSource Portfolio Builder - Moderate Conservative A B C -- -- -- -- RiverSource Portfolio Builder - Moderate A B C -- R4 -- -- -- RiverSource Portfolio Builder - Moderate Aggressive A B C -- -- -- -- RiverSource Portfolio Builder - Aggressive A B C -- -- -- -- RiverSource Portfolio Builder - Total Equity A B C -- -- -- -- RiverSource S&P 500 Index -- -- -- D -- -- -- RiverSource Small Company Index A B -- -- -- -- -- RiverSource Retirement Series Trust RiverSource Retirement Plus 2010 A -- -- -- R2 R3 -- RiverSource Retirement Plus 2015 A -- -- -- R2 R3 -- RiverSource Retirement Plus 2020 A -- -- -- R2 R3 -- RiverSource Retirement Plus 2025 A -- -- -- R2 R3 -- RiverSource Retirement Plus 2030 A -- -- -- R2 R3 -- RiverSource Retirement Plus 2035 A -- -- -- R2 R3 -- RiverSource Retirement Plus 2040 A -- -- -- R2 R3 -- RiverSource Retirement Plus 2045 A -- -- -- R2 R3 -- RiverSource Sector Series, Inc. RiverSource Dividend Opportunity A B C -- -- -- W RiverSource Real Estate A B C -- -- -- W RiverSource Selected Series, Inc. RiverSource Precious Metals A B C -- -- -- -- RiverSource Special Tax-Exempt Series Trust RiverSource Minnesota Massachusetts Tax-Exempt A B C -- -- -- -- RiverSource Michigan Tax-Exempt A B C -- -- -- -- RiverSource Minnesota Tax-Exempt A B C -- -- -- -- RiverSource New York Tax-Exempt A B C -- -- -- -- RiverSource Ohio Tax-Exempt A B C -- -- -- -- RiverSource Strategy Series, Inc. RiverSource Equity Value A B C -- R2 R3 W RiverSource Small Cap Advantage A B C -- R2 R3 -- RiverSource Small Cap Growth A B C -- R2 R3 -- RiverSource Strategic Allocation Series, Inc. RiverSource Strategic Allocation A B C -- R2 R3 -- RiverSource Strategic Income Allocation A B C -- -- -- R2 R3 R4 R5 -- -- RiverSource Tax-Exempt Income Series, Inc. RiverSource Tax-Exempt High Income A B C -- -- -- -- -- -- -- -- -- RiverSource Tax-Exempt Series, Inc. RiverSource Intermediate Tax-Exempt A B C -- -- -- -- -- -- -- -- -- RiverSource Tax-Exempt Bond A B C -- -- -- -- FEE SCHEDULE The fee maximum for services under this Plan and Agreement is equal on an annual basis to the following percentage of the average daily net assets of the Fund attributable to the applicable class: CLASS FEE ----- ---- A 0.25% B 1.00% C 1.00% D 0.25% R2 0.50% R3 0.25% W 0.25% For Class A, Class D and Class W shares, the fee shall be paid to the Distributor in cash within five (5) business days after the last day of each quarter. For Class B and Class C shares, the maximum fee under this Plan and Agreement will be equal on an annual basis to 1.00% of the average daily net assets of the Funds attributable to Class B shares and Class C share, respectively. Of that amount, up to 0.75% shall be reimbursed for distribution expenses. The fee shall be paid to the Distributor in cash within five (5) business days after the last day of each month. Up to an additional 0.25% shall be reimbursed for shareholder servicing expenses. The fee shall be paid to the Distributor in cash within five (5) business days after the last day of each quarter. For Class R2 and Class R3, the maximum fee under this Plan and Agreement, which shall be reimbursed for distribution expenses, will be equal on an annual basis of 0.50% of the average daily net assets of the Funds attributable to Class R2 shares and 0.25% of the average daily net assets of the Funds attributable to Class R3 shares. Of that amount, for Class R2, up to 0.25% may be reimbursed for shareholder servicing expenses. The fee shall be paid to the Distributor in cash within five (5) business days after the last day of each quarter. Ameriprise Financial Services - 12b-1 Plan and Agreement Page 7 FOR MONEY MARKET FUNDS: Each Registrant is a Minnesota Corporation: CLASSES --------------------- FUNDS A B C W ------------------------------------------------ --- --- --- --- RiverSource Money Market Series, Inc. RiverSource Cash Management A B C W RiverSource Tax-Exempt Money Market Series, Inc. RiverSource Tax-Exempt Money Market A -- -- -- -- -- MONEY MARKET FUNDSFEE SCHEDULE The maximum fee for services under this Plan and Agreement is equal on an annual basis to the following percentage of the average daily net assets of the Fund attributable to the applicable class. CLASS FEE ----- ---- A 0.10% B 0.85% C 0.75% W 0.10% For Class A and Class W shares, the fee shall be paid to the Distributor in cash within five (5) business days after the last day of each quarter. For Class B shares, the maximum fee under this Plan and Agreement will be equal on an annual basis to 0.85% of the average daily net assets of the Fund attributable to Class B shares. Of that amount, up to 0.75% shall be reimbursed for distribution expenses. The fee shall be paid to the Distributor in cash within five (5) business days after the last day of each month. Up to an additional 0.10% shall be reimbursed for shareholder servicing expenses. The fee shall be paid to the Distributor in cash within five (5) business days after the last day of each quarter.

Appears in 1 contract

Samples: Plan and Agreement of Distribution (Riversource Selected Series, Inc.)

Classes. FUNDS A B C D E I R2 R3 R4 R5 W Y ----- --- --- --- --- --- ---------------------------------------------------------- --- --- --- --- --- --- --- RiverSource Bond Series, Inc. RiverSource Core Bond A B C -- R2 R3 W RiverSource Floating Rate A B C -- -- I -- -- R4 R5 W -- RiverSource Income Opportunities A B C -- -- I -- -- R4 -- -- -- RiverSource Inflation Protected Securities A B C -- -- I -- -- R4 -- W -- RiverSource Limited Duration Bond A B C -- -- I -- -- R4 -- W -- RiverSource California Tax-Exempt Trust RiverSource California Tax-Exempt A B C -- -- -- -- RiverSource Dimensions Series, Inc. RiverSource Disciplined Small and Mid Cap Equity A B C -- -- -- W RiverSource Disciplined Small Cap Value A B C -- R2 R3 -- RiverSource Diversified Income Series, Inc. RiverSource Diversified Bond A B C -- -- I R2 R3 R4 R5 W RiverSource Equity Series, Inc. RiverSource Mid Cap Growth A B C -- -- -- -- RiverSource Global Series, Inc. RiverSource Absolute Return Currency and Income A B C -- -- I -- W RiverSource Emerging Markets A B C -- -- R4 R5 W -- -- RiverSource Emerging Markets Bond A B C -- -- I -- -- R4 -- W -- RiverSource Global Bond A B C -- -- I -- W RiverSource Global Equity A B C -- R2 R3 W RiverSource Global Technology A B C -- -- R4 -- W -- RiverSource Government Income Series, Inc. RiverSource Short Duration U.S. Government A B C -- -- I -- -- R4 -- W -- RiverSource U.S. Government Mortgage A B C -- -- I -- -- R4 -- -- -- FIXED INCOME FUNDS CLASSES ---------------------------------------------------------- FUNDS A B C D E I R2 R3 R4 R5 W Y ----- --- --- --- --- --- --- --- --- --- --- --- --- RiverSource High Yield Income Series, Inc. RiverSource High Yield Bond A B C -- -- I R2 R3 R4 R5 W -- RiverSource Income Series, Inc. RiverSource Income Builder - Basic Income A B C -- -- -- -- RiverSource Income Builder - Moderate Income A B C -- R4 -- -- -- RiverSource Income Builder - Enhanced Income A B C -- -- -- -- -- R4 RiverSource International Series, Inc. RiverSource Disciplined International Equity A B C -- -- -- W RiverSource Income Builder Moderate Income European Equity A B C -- -- -- -- RiverSource International Xxxxxxxxxxx X X X -- R4 X0 X0 -- XxxxxXxxxxx International Managers Series, Inc. RiverSource International Aggressive Growth A B C -- -- -- -- RiverSource International Equity A B C -- -- -- -- RiverSource International Select Value A B C -- -- -- -- RiverSource International Small Cap A B C -- -- -- -- RiverSource Investment Series, Inc. RiverSource Balanced A B C -- -- -- -- RiverSource Disciplined Large Cap Growth A B C -- R2 R3 -- RiverSource Diversified Equity Income A B C -- R2 R3 W RiverSource Mid Cap Value A B C -- R2 R3 W CLASSES --------------------------------- FUNDS A B C D R2 R3 W ---------------------------------------------------------- --- --- --- --- --- --- --- RiverSource Large Cap Series, Inc. RiverSource Disciplined Equity A B C -- R2 R3 W RiverSource Growth A B C -- R2 R3 W RiverSource Large Cap Equity A B C -- R2 R3 -- RiverSource Large Cap Value A B C -- R2 R3 -- RiverSource Managers Series, Inc. RiverSource Aggressive Growth A B C -- R2 R3 -- RiverSource Fundamental Growth A B C -- -- -- -- RiverSource Fundamental Value A B C -- -- -- -- RiverSource Select Value A B C -- -- -- -- RiverSource Small Cap Equity A B C -- -- RiverSource Small Cap Value A B C -- R2 R3 -- RiverSource Value A B C -- -- -- -- RiverSource Market Advantage Series, Inc. RiverSource Portfolio Builder - Conservative A B C -- -- -- -- -- R4 -- -- -- RiverSource Portfolio Builder - Moderate Conservative A B C -- -- -- -- -- R4 RiverSource Portfolio Builder - Moderate A B C -- -- -- -- RiverSource Portfolio Builder - Moderate Aggressive A B C -- -- -- -- RiverSource Portfolio Builder - Aggressive A B C -- -- -- -- RiverSource Portfolio Builder - Total Equity A B C -- -- -- -- RiverSource S&P 500 Index -- -- -- D -- -- -- RiverSource Small Company Index A B -- -- -- -- -- RiverSource Sector Series, Inc. RiverSource Dividend Opportunity A B C -- -- -- W RiverSource Real Estate A B C -- -- -- W RiverSource Selected Series, Inc. RiverSource Precious Metals and Mining A B C -- -- -- -- RiverSource Series Trust RiverSource 120/20 Contrarian Equity A B C -- -- -- -- RiverSource 130/30 U.S. Equity A B C -- -- -- -- RiverSource Retirement Plus 2010 A -- -- -- R2 R3 -- RiverSource Retirement Plus 2015 A -- -- -- R2 R3 -- RiverSource Retirement Plus 2020 A -- -- -- R2 R3 -- RiverSource Retirement Plus 2025 A -- -- -- R2 R3 -- RiverSource Retirement Plus 2030 A -- -- -- R2 R3 -- RiverSource Retirement Plus 2035 A -- -- -- R2 R3 -- RiverSource Retirement Plus 2040 A -- -- -- R2 R3 -- RiverSource Retirement Plus 2045 A -- -- -- R2 R3 -- RiverSource Special Tax-Exempt Series Trust RiverSource Minnesota Massachusetts Tax-Exempt A B C -- -- -- -- RiverSource Michigan Tax-Exempt A B C -- -- -- -- RiverSource Minnesota Tax-Exempt A B C -- -- -- -- RiverSource New York Tax-Exempt A B C -- -- -- -- RiverSource Ohio Tax-Exempt A B C -- -- -- -- RiverSource Strategy Series, Inc. RiverSource Equity Value A B C -- R2 R3 W RiverSource Small Cap Advantage A B C -- R2 R3 -- RiverSource Small Cap Growth A B C -- R2 R3 -- RiverSource Strategic Allocation Series, Inc. RiverSource Strategic Allocation A B C -- R2 R3 -- RiverSource Strategic Income Allocation A B C -- -- -- -- CLASSES --------------------------------- FUNDS A B C D R2 R3 R4 R5 -- -- W ---------------------------------------------------------- --- --- --- --- --- --- --- RiverSource Tax-Exempt Income Series, Inc. RiverSource Tax-Exempt High Income A B C -- -- -- -- -- -- -- -- -- RiverSource Tax-Exempt Series, Inc. RiverSource Intermediate Tax-Exempt A B C -- -- -- -- -- -- -- -- -- RiverSource Tax-Exempt Bond A B C -- -- -- -- FEE SCHEDULE The fee maximum for services under this Plan and Agreement is equal on an annual basis to the following percentage of the average daily net assets of the Fund attributable to the applicable class: CLASS FEE ----- ----- A 0.25% B 1.00% C 1.00% D 0.25% R2 0.50% R3 0.25% W 0.25% For Class A, Class D and Class W shares, the fee shall be paid to the Distributor in cash within five (5) business days after the last day of each quarter. For Class B and Class C shares, the maximum fee under this Plan and Agreement will be equal on an annual basis to 1.00% of the average daily net assets of the Funds attributable to Class B shares and Class C share, respectively. Of that amount, up to 0.75% shall be reimbursed for distribution expenses. The fee shall be paid to the Distributor in cash within five (5) business days after the last day of each month. Up to an additional 0.25% shall be reimbursed for shareholder servicing expenses. The fee shall be paid to the Distributor in cash within five (5) business days after the last day of each quarter. For Class R2 and Class R3, the maximum fee under this Plan and Agreement, which shall be reimbursed for distribution expenses, will be equal on an annual basis of 0.50% of the average daily net assets of the Funds attributable to Class R2 shares and 0.25% of the average daily net assets of the Funds attributable to Class R3 shares. Of that amount, for Class R2, up to 0.25% may be reimbursed for shareholder servicing expenses. The fee shall be paid to the Distributor in cash within five (5) business days after the last day of each quarter. FOR MONEY MARKET FUNDS: Each Registrant is a Minnesota Corporation: CLASSES ------------------- FUNDS A B C W ------------------------------------------------ ---- --- --- --- RiverSource Money Market Series, Inc. RiverSource Cash Management A B C W RiverSource Tax-Exempt Money Market Series, Inc. RiverSource Tax-Exempt Money Market A -- -- -- -- -- MONEY MARKET FUNDSFEE SCHEDULE The maximum fee for services under this Plan and Agreement is equal on an annual basis to the following percentage of the average daily net assets of the Fund attributable to the applicable class. CLASS FEE ----- ----- A 0.10% B 0.85% C 0.75% W 0.10% For Class A and Class W shares, the fee shall be paid to the Distributor in cash within five (5) business days after the last day of each quarter. For Class B shares, the maximum fee under this Plan and Agreement will be equal on an annual basis to 0.85% of the average daily net assets of the Fund attributable to Class B shares. Of that amount, up to 0.75% shall be reimbursed for distribution expenses. The fee shall be paid to the Distributor in cash within five (5) business days after the last day of each month. Up to an additional 0.10% shall be reimbursed for shareholder servicing expenses. The fee shall be paid to the Distributor in cash within five (5) business days after the last day of each quarter.

Appears in 1 contract

Samples: Plan and Agreement (Riversource Diversified Income Series Inc)

Classes. FUNDS A B C D E I R2 R3 R4 R5 W Y ----- ----------------------------------------------- --- --- --- --- --- --- --- --- --- --- --- --- RiverSource Bond Series, Inc. RiverSource Floating Rate A B C -- -- I -- -- R4 R5 W -- RiverSource Income Opportunities A B C -- -- I -- -- R4 -- -- -- RiverSource Inflation Protected Securities A B C -- -- I -- -- R4 -- W -- RiverSource Limited Duration Bond A B C -- -- I -- -- R4 -- W -- RiverSource California Tax-Exempt Trust RiverSource California Tax-Exempt A B C -- -- -- -- -- -- -- -- -- RiverSource Diversified Income Series, Inc. RiverSource Diversified Bond A B C -- -- I R2 R3 R4 R5 W -- RiverSource Global Series, Inc. RiverSource Absolute Return Currency and Income A B C -- -- I -- -- R4 R5 W -- RiverSource Emerging Markets Bond A B C -- -- I -- -- R4 -- W -- RiverSource Global Bond A B C -- -- I -- -- R4 -- W -- RiverSource Government Income Series, Inc. RiverSource Short Duration U.S. Government A B C -- -- I -- -- R4 -- W -- RiverSource U.S. Government Mortgage A B C -- -- I -- -- R4 -- -- -- FIXED INCOME FUNDS CLASSES ---------------------------------------------------------- FUNDS A B C D E I R2 R3 R4 R5 W Y ----- ----------------------------------------------- --- --- --- --- --- --- --- --- --- --- --- --- RiverSource High Yield Income Series, Inc. RiverSource High Yield Bond A B C -- -- I R2 R3 R4 R5 W -- RiverSource Income Series, Inc. RiverSource Income Builder Basic Income A B C -- -- -- -- -- R4 -- -- -- RiverSource Income Builder Enhanced Income A B C -- -- -- -- -- R4 -- -- -- RiverSource Income Builder Moderate Income A B C -- -- -- -- -- R4 -- -- -- RiverSource Market Advantage Series, Inc. RiverSource Portfolio Builder Conservative A B C -- -- -- -- -- R4 -- -- -- RiverSource Portfolio Builder Moderate Conservative A B C -- -- -- -- -- R4 -- -- -- RiverSource Special Tax-Exempt Series Trust RiverSource Minnesota Tax-Exempt A B C -- -- -- -- -- -- -- -- -- RiverSource New York Tax-Exempt A B C -- -- -- -- -- -- -- -- -- RiverSource Strategic Allocation Series, Inc. RiverSource Strategic Income Allocation A B C -- -- -- R2 R3 R4 R5 -- -- RiverSource Tax-Exempt Income Series, Inc. RiverSource Tax-Exempt High Income A B C -- -- -- -- -- -- -- -- -- RiverSource Tax-Exempt Series, Inc. RiverSource Intermediate Tax-Exempt A B C -- -- -- -- -- -- -- -- -- RiverSource Tax-Exempt Bond A B C -- -- -- -- -- -- -- -- -- MONEY MARKET FUNDS

Appears in 1 contract

Samples: Riversource Investment Series, Inc.

Classes. FUNDS A B C D E I R2 R3 R4 R5 W Y ----- --- --- --- --- --- --- --- --- --- --- --- --- -------------------------------------------------------- -- -- -- -- -- -- -- RiverSource Bond Series, Inc. RiverSource Floating Rate A B C -- -- I -- -- R4 R5 W -- RiverSource Income Opportunities A B C -- -- I -- -- R4 -- -- -- RiverSource Inflation Protected Securities A B C -- -- I -- -- R4 -- W -- RiverSource Limited Duration Bond A B C -- -- I -- -- R4 -- W -- RiverSource California Tax-Exempt Trust RiverSource California Tax-Exempt A B C -- -- -- -- RiverSource Dimensions Series, Inc. RiverSource Disciplined Small and Mid Cap Equity A B C -- -- -- W RiverSource Disciplined Small Cap Value A B C -- R2 R3 -- RiverSource Diversified Income Series, Inc. RiverSource Diversified Bond A B C -- -- I R2 R3 R4 R5 W RiverSource Equity Series, Inc. RiverSource Mid Cap Growth A B C -- -- -- -- RiverSource Global Series, Inc. RiverSource Absolute Return Currency and Income A B C -- -- I -- -- R4 R5 W -- RiverSource Emerging Markets Bond A B C -- -- I -- -- R4 -- W -- RiverSource Global Bond A B C -- -- I -- W RiverSource Global Technology A B C -- -- R4 -- -- Threadneedle Emerging Markets A B C -- -- -- -- Threadneedle Global Equity A B C -- R2 R3 W Threadneedle Global Equity Income A B C -- R2 R3 -- Threadneedle Global Extended Alpha A B C -- R2 R3 -- RiverSource Government Income Series, Inc. RiverSource Short Duration U.S. Government A B C -- -- I -- -- R4 -- W -- RiverSource U.S. Government Mortgage A B C -- -- I -- -- R4 -- -- -- FIXED INCOME FUNDS CLASSES ---------------------------------------------------------- FUNDS A B C D E I R2 R3 R4 R5 W Y ----- --- --- --- --- --- --- --- --- --- --- --- --- RiverSource High Yield Income Series, Inc. RiverSource High Yield Bond A B C -- -- I R2 R3 R4 R5 W -- RiverSource Income Series, Inc. RiverSource Income Builder Basic Income A B C -- -- -- -- RiverSource Income Builder Moderate Income A B C -- R4 -- -- -- RiverSource Income Builder Enhanced Income A B C -- -- -- -- RiverSource International Series, Inc. RiverSource Disciplined International Equity A B C -- R4 -- -- -- RiverSource Income Builder Moderate Income R2 R3 W Threadneedle European Equity A B C -- -- -- -- Threadneedle International Xxxxxxxxxxx X X X -- R4 X0 X0 -- XxxxxXxxxxx International Managers Series, Inc. RiverSource Partners International Select Growth A B C -- -- -- -- RiverSource Partners International Select Value A B C -- -- -- -- RiverSource Partners International Small Cap A B C -- -- -- -- RiverSource Investment Series, Inc. RiverSource Balanced A B C -- -- -- -- RiverSource Disciplined Large Cap Growth A B C -- R2 R3 W RiverSource Disciplined Large Cap Value A B C -- R2 R3 W RiverSource Diversified Equity Income A B C -- R2 R3 W CLASSES -------------------------------- FUNDS A B C D R2 R3 W ------------------------------------------------------ -- -- -- -- -- -- -- RiverSource Mid Cap Value A B C -- R2 R3 W RiverSource Large Cap Series, Inc. RiverSource Disciplined Equity A B C -- R2 R3 W RiverSource Growth A B C -- R2 R3 W RiverSource Large Cap Equity A B C -- R2 R3 -- RiverSource Large Cap Value A B C -- R2 R3 -- RiverSource Managers Series, Inc. RiverSource Partners Aggressive Growth A B C -- R2 R3 -- RiverSource Partners Fundamental Value A B C -- -- -- -- RiverSource Partners Select Value A B C -- -- -- -- RiverSource Partners Small Cap Equity A B C -- -- RiverSource Partners Small Cap Value A B C -- -- RiverSource Market Advantage Series, Inc. RiverSource Portfolio Builder Conservative A B C -- -- -- -- -- R4 -- -- -- RiverSource Portfolio Builder Moderate Conservative A B C -- -- -- -- -- R4 RiverSource Portfolio Builder Moderate A B C -- -- -- -- RiverSource Portfolio Builder Moderate Aggressive A B C -- -- -- -- RiverSource Portfolio Builder Aggressive A B C -- -- -- -- RiverSource Portfolio Builder Total Equity A B C -- -- -- -- RiverSource S&P 500 Index -- -- -- D -- -- -- RiverSource Small Company Index A B -- -- -- -- -- RiverSource Sector Series, Inc. RiverSource Dividend Opportunity A B C -- R2 R3 W RiverSource Real Estate A B C -- -- -- W RiverSource Selected Series, Inc. RiverSource Precious Metals and Mining A B C -- -- -- -- RiverSource Series Trust RiverSource 120/20 Contrarian Equity A B C -- -- -- -- RiverSource 130/30 U.S. Equity A B C -- -- -- -- RiverSource Retirement Plus 2010 A -- -- -- R2 R3 -- RiverSource Retirement Plus 2015 A -- -- -- R2 R3 -- RiverSource Retirement Plus 2020 A -- -- -- R2 R3 -- RiverSource Retirement Plus 2025 A -- -- -- R2 R3 -- RiverSource Retirement Plus 2030 A -- -- -- R2 R3 -- RiverSource Retirement Plus 2035 A -- -- -- R2 R3 -- RiverSource Retirement Plus 2040 A -- -- -- R2 R3 -- RiverSource Retirement Plus 2045 A -- -- -- R2 R3 -- RiverSource Special Tax-Exempt Series Trust RiverSource Minnesota Tax-Exempt A B C -- -- -- -- -- -- -- -- -- RiverSource New York Tax-Exempt A B C -- -- -- -- RiverSource Strategy Series, Inc. RiverSource Equity Value A B C -- R2 R3 W RiverSource Partners Small Cap Growth A B C -- R2 R3 -- RiverSource Small Cap Advantage A B C -- R2 R3 -- RiverSource Strategic Allocation Series, Inc. RiverSource Strategic Allocation A B C -- R2 R3 -- RiverSource Strategic Income Allocation A B C -- -- -- R2 R3 R4 R5 -- -- RiverSource Tax-Exempt Income Series, Inc. RiverSource Tax-Exempt High Income A B C -- -- -- -- -- -- -- -- -- RiverSource Tax-Exempt Series, Inc. RiverSource Intermediate Tax-Exempt A B C -- -- -- -- -- -- -- -- -- RiverSource Tax-Exempt Bond A B C -- -- -- -- FEE SCHEDULE The fee maximum for services under this Plan and Agreement shall be the lesser of the amount of expenses eligible for reimbursement (including any unreimbursed expenses) or a rate equal on an annual basis to the following percentage of the average daily net assets of the Fund attributable to the applicable class: CLASS FEE ----- ----- A 0.25% B 1.00% C 1.00% D 0.25% R2 0.50% R3 0.25% W 0.25% For Class A, Class D and Class W shares, the fee shall be paid to the Distributor in cash within five (5) business days after the last day of each quarter. For Class B and Class C shares, the maximum fee under this Plan and Agreement will be equal on an annual basis to 1.00% of the average daily net assets of the Funds attributable to Class B shares and Class C share, respectively. Of that amount, up to 0.75% shall be reimbursed for distribution expenses. The fee shall be paid to the Distributor in cash within five (5) business days after the last day of each month. Up to an additional 0.25% shall be reimbursed for shareholder servicing expenses. The fee shall be paid to the Distributor in cash within five (5) business days after the last day of each quarter. For Class R2 and Class R3, the maximum fee under this Plan and Agreement, which shall be reimbursed for distribution expenses, will be equal on an annual basis of 0.50% of the average daily net assets of the Funds attributable to Class R2 shares and 0.25% of the average daily net assets of the Funds attributable to Class R3 shares. Of that amount, for Class R2, up to 0.25% may be reimbursed for shareholder servicing expenses. The fee shall be paid to the Distributor in cash within five (5) business days after the last day of each quarter. FOR MONEY MARKET FUNDS: Each Registrant is a Minnesota Corporation: CLASSES ------------------ FUNDS A B C W ----- -- -- -- -- RiverSource Money Market Series, Inc. RiverSource Cash Management A B C W RiverSource Tax-Exempt Money Market Series, Inc. RiverSource Tax-Exempt Money Market A -- MONEY MARKET FUNDS-- -- FEE SCHEDULE The maximum fee for services under this Plan and Agreement shall be the lesser of the amount of expenses eligible for reimbursement (including any unreimbursed expenses) or a rate equal on an annual basis to the following percentage of the average daily net assets of the Fund attributable to the applicable class. CLASS FEE ----- ----- A 0.10% B 0.85% C 0.75% W 0.10% For Class A and Class W shares, the fee shall be paid to the Distributor in cash within five (5) business days after the last day of each quarter. For Class B shares, the maximum fee under this Plan and Agreement will be equal on an annual basis to 0.85% of the average daily net assets of the Fund attributable to Class B shares. Of that amount, up to 0.75% shall be reimbursed for distribution expenses. The fee shall be paid to the Distributor in cash within five (5) business days after the last day of each month. Up to an additional 0.10% shall be reimbursed for shareholder servicing expenses. The fee shall be paid to the Distributor in cash within five (5) business days after the last day of each quarter.

Appears in 1 contract

Samples: Plan of Distribution And (Riversource High Yield Income Series, Inc.)

Classes. FUNDS A B C D E I R2 R3 R4 R5 W Y ----- -------------------------------------------------- --- --- --- --- --- --- --- --- --- --- --- --- -- RiverSource Bond Series, Inc. RiverSource Floating Rate A B C -- -- I -- -- R4 R5 W -- RiverSource Income Opportunities A B C -- -- I -- -- R4 -- -- -- RiverSource Inflation Protected Securities A B C -- -- I -- -- R4 -- W -- RiverSource Limited Duration Bond A B C -- -- I -- -- R4 -- W -- RiverSource California Tax-Exempt Trust RiverSource California Tax-Exempt A B C -- -- -- -- -- -- -- -- -- RiverSource Diversified Income Series, Inc. RiverSource Diversified Bond A B C -- -- I R2 R3 R4 R5 W -- RiverSource Global Series, Inc. RiverSource Absolute Return Currency and Income A B C -- -- I -- -- R4 R5 W -- RiverSource Emerging Markets Bond A B C -- -- I -- -- R4 -- W -- RiverSource Global Bond A B C -- -- I -- -- R4 -- W -- RiverSource Government Income Series, Inc. RiverSource Short Duration U.S. Government A B C -- -- I -- -- R4 -- W -- RiverSource U.S. Government Mortgage A B C -- -- I -- -- R4 -- -- -- FIXED INCOME FUNDS CLASSES ---------------------------------------------------------- ---------------------------------------------- FUNDS A B C D E I R2 R3 R4 R5 W Y ----- -------------------------------------------------- --- --- --- --- --- --- --- --- --- --- --- --- -- RiverSource High Yield Income Series, Inc. RiverSource High Yield Bond A B C -- -- I R2 R3 R4 R5 W -- RiverSource Income Series, Inc. RiverSource Income Builder Basic Income A B C -- -- -- -- -- R4 -- -- -- RiverSource Income Builder Enhanced Income A B C -- -- -- -- -- R4 -- -- -- RiverSource Income Builder Moderate Income A B C -- -- -- -- -- R4 -- -- -- RiverSource Market Advantage Series, Inc. RiverSource Portfolio Builder Conservative A B C -- -- -- -- -- R4 -- -- -- RiverSource Portfolio Builder Moderate Conservative A B C -- -- -- -- -- R4 -- -- -- RiverSource Special Tax-Exempt Series Trust RiverSource Minnesota Tax-Exempt A B C -- -- -- -- -- -- -- -- -- RiverSource New York Tax-Exempt A B C -- -- -- -- -- -- -- -- -- RiverSource Strategic Allocation Series, Inc. RiverSource Strategic Income Allocation A B C -- -- -- R2 R3 R4 R5 -- -- RiverSource Tax-Exempt Income Series, Inc. RiverSource Tax-Exempt High Income A B C -- -- -- -- -- -- -- -- -- RiverSource Tax-Exempt Series, Inc. RiverSource Intermediate Tax-Exempt A B C -- -- -- -- -- -- -- -- -- RiverSource Tax-Exempt Bond A B C -- -- -- -- -- -- -- -- -- MONEY MARKET FUNDS

Appears in 1 contract

Samples: Transfer Agent Agreement (Riversource High Yield Income Series, Inc.)

Classes. FUNDS A B C D E I R2 R3 R4 R5 W Y ----- ---------------------------------------------------- --- --- --- --- --- --- --- --- --- --- --- --- RiverSource Bond Series, Inc. RiverSource Floating Rate A B C -- -- I -- -- R4 R5 W -- RiverSource Income Opportunities A B C -- -- I -- -- R4 -- -- -- RiverSource Inflation Protected Securities A B C -- -- I -- R2 -- R4 -- W -- RiverSource Limited Duration Bond A B C -- -- I -- -- R4 -- W -- RiverSource California Tax-Exempt Trust RiverSource California Tax-Exempt A B C -- -- -- -- -- -- -- -- -- RiverSource Diversified Income Series, Inc. RiverSource Diversified Bond A B C -- -- I R2 R3 R4 R5 W -- RiverSource Global Series, Inc. RiverSource Absolute Return Currency and Income A B C -- -- I -- -- R4 R5 W -- RiverSource Emerging Markets Bond A B C -- -- I -- -- R4 -- W -- RiverSource Global Bond A B C -- -- I -- -- R4 -- W -- RiverSource Government Income Series, Inc. RiverSource Short Duration U.S. Government A B C -- -- I -- R2 -- R4 -- W -- RiverSource U.S. Government Mortgage A B C -- -- I -- -- R4 -- -- -- FIXED INCOME FUNDS CLASSES ---------------------------------------------------------- FUNDS A B C D E I R2 R3 R4 R5 W Y ----- --- --- --- --- --- --- --- --- --- --- --- --- RiverSource High Yield Income Series, Inc. RiverSource High Yield Bond A B C -- -- I R2 R3 R4 R5 W -- RiverSource Income Series, Inc. RiverSource Income Builder Basic Income A B C -- -- -- -- -- R4 -- -- -- RiverSource Income Builder Enhanced Income A B C -- -- -- -- -- R4 -- -- -- RiverSource Income Builder Moderate Income A B C -- -- -- -- -- R4 -- -- -- RiverSource Market Advantage Series, Inc. RiverSource Portfolio Builder Conservative A B C -- -- -- -- -- R4 -- -- -- RiverSource Portfolio Builder Moderate Conservative A B C -- -- -- -- -- R4 -- -- -- RiverSource Special Tax-Exempt Series Trust RiverSource Minnesota Tax-Exempt A B C -- -- -- -- -- -- -- -- -- RiverSource New York Tax-Exempt A B C -- -- -- -- -- -- -- -- -- RiverSource Strategic Allocation Series, Inc. RiverSource Strategic Income Allocation A B C -- -- -- R2 R3 R4 R5 -- -- RiverSource Tax-Exempt Income Series, Inc. RiverSource Tax-Exempt High Income A B C -- -- -- -- -- -- -- -- -- RiverSource Tax-Exempt Series, Inc. RiverSource Intermediate Tax-Exempt A B C -- -- -- -- -- -- -- -- -- RiverSource Tax-Exempt Bond A B C -- -- -- -- -- -- -- -- -- MONEY MARKET FIXED INCOME FUNDS

Appears in 1 contract

Samples: Transfer Agent Agreement (Riversource Series Trust)

Classes. FUNDS A B C D E I R2 R3 R4 R5 W Y ----- ------------------------------------------------------ --- --- --- --- --- --- --- --- --- --- --- --- RiverSource Bond Series, Inc. RiverSource Floating Rate A B C -- -- I -- -- R4 R5 W -- RiverSource Income Opportunities A B C -- -- I -- -- R4 -- -- -- RiverSource Inflation Protected Securities A B C -- -- I -- -- R4 -- W -- RiverSource Limited Duration Bond A B C -- -- I -- -- R4 -- W -- RiverSource California Tax-Exempt Trust RiverSource California Tax-Exempt A B C -- -- -- -- -- -- -- -- -- RiverSource Diversified Income Series, Inc. RiverSource Diversified Bond A B C -- -- I R2 R3 R4 R5 W -- RiverSource Global Series, Inc. RiverSource Absolute Return Currency and Income A B C -- -- I -- -- R4 R5 W -- RiverSource Emerging Markets Bond A B C -- -- I -- -- R4 -- W -- RiverSource Global Bond A B C -- -- I -- -- R4 -- W -- RiverSource Government Income Series, Inc. RiverSource Short Duration U.S. Government A B C -- -- I -- -- R4 -- W -- RiverSource U.S. Government Mortgage A B C -- -- I -- -- R4 -- -- -- FIXED INCOME FUNDS CLASSES ---------------------------------------------------------- FUNDS A B C D E I R2 R3 R4 R5 W Y ----- --- --- --- --- --- --- --- --- --- --- --- --- RiverSource High Yield Income Series, Inc. RiverSource High Yield Bond A B C -- -- I R2 R3 R4 R5 W -- RiverSource Income Series, Inc. RiverSource Income Builder Basic Income A B C -- -- -- -- -- R4 -- -- -- RiverSource Income Builder Enhanced Income A B C -- -- -- -- -- R4 -- -- -- RiverSource Income Builder Moderate Income A B C -- -- -- -- -- R4 -- -- -- RiverSource Market Advantage Series, Inc. RiverSource Portfolio Builder Conservative A B C -- -- -- -- -- R4 -- -- -- RiverSource Portfolio Builder Moderate Conservative A B C -- -- -- -- -- R4 -- -- -- RiverSource Special Tax-Exempt Series Trust RiverSource Minnesota Tax-Exempt A B C -- -- -- -- -- -- -- -- -- RiverSource New York Tax-Exempt A B C -- -- -- -- -- -- -- -- -- RiverSource Strategic Allocation Series, Inc. RiverSource Strategic Income Allocation A B C -- -- -- R2 R3 R4 R5 -- -- RiverSource Tax-Exempt Income Series, Inc. RiverSource Tax-Exempt High Income A B C -- -- -- -- -- -- -- -- -- RiverSource Tax-Exempt Series, Inc. RiverSource Intermediate Tax-Exempt A B C -- -- -- -- -- -- -- -- -- RiverSource Tax-Exempt Bond A B C -- -- -- -- -- -- -- -- -- MONEY MARKET FIXED INCOME FUNDS

Appears in 1 contract

Samples: Transfer Agent Agreement (Riversource International Series, Inc.)

Classes. FUNDS A B C D E I R2 R3 R4 R5 W Y ----- --- --- --- --- --- ------------------------------------------------------ --- --- --- --- --- --- --- RiverSource Bond Series, Inc. RiverSource Floating Rate A B C -- -- I -- -- R4 R5 W -- RiverSource Income Opportunities A B C -- -- I -- -- R4 -- -- -- RiverSource Inflation Protected Securities A B C -- -- I -- -- R4 -- W -- RiverSource Limited Duration Bond A B C -- -- I -- -- R4 -- W -- RiverSource California Tax-Exempt Trust RiverSource California Tax-Exempt A B C -- -- -- -- RiverSource Dimensions Series, Inc. RiverSource Disciplined Small and Mid Cap Equity A B C -- -- -- W RiverSource Disciplined Small Cap Value A B C -- R2 R3 -- RiverSource Diversified Income Series, Inc. RiverSource Diversified Bond A B C -- -- I R2 R3 R4 R5 W RiverSource Equity Series, Inc. RiverSource Mid Cap Growth A B C -- -- -- -- RiverSource Global Series, Inc. RiverSource Absolute Return Currency and Income A B C -- -- I -- -- R4 R5 W -- RiverSource Emerging Markets Bond A B C -- -- I -- -- R4 -- W -- RiverSource Global Bond A B C -- -- I -- W RiverSource Global Technology A B C -- -- R4 -- -- Threadneedle Emerging Markets A B C -- -- -- -- Threadneedle Global Equity A B C -- R2 R3 W Threadneedle Global Equity Income A B C -- R2 R3 -- Threadneedle Global Extended Alpha A B C -- R2 R3 -- RiverSource Government Income Series, Inc. RiverSource Short Duration U.S. Government A B C -- -- I -- -- R4 -- W -- RiverSource U.S. Government Mortgage A B C -- -- I -- -- R4 -- -- -- FIXED INCOME FUNDS CLASSES ---------------------------------------------------------- FUNDS A B C D E I R2 R3 R4 R5 W Y ----- --- --- --- --- --- --- --- --- --- --- --- --- RiverSource High Yield Income Series, Inc. RiverSource High Yield Bond A B C -- -- I R2 R3 R4 R5 W -- RiverSource Income Series, Inc. RiverSource Income Builder Basic Income A B C -- -- -- -- RiverSource Income Builder Moderate Income A B C -- R4 -- -- -- RiverSource Income Builder Enhanced Income A B C -- -- -- -- RiverSource International Series, Inc. RiverSource Disciplined International Equity A B C -- R4 -- -- -- RiverSource Income Builder Moderate Income R2 R3 W Threadneedle European Equity A B C -- -- -- -- Threadneedle International Xxxxxxxxxxx X X X -- R4 X0 X0 -- XxxxxXxxxxx International Managers Series, Inc. RiverSource Partners International Select Growth A B C -- -- -- -- RiverSource Partners International Select Value A B C -- -- -- -- RiverSource Partners International Small Cap A B C -- -- -- -- RiverSource Investment Series, Inc. RiverSource Balanced A B C -- -- -- -- RiverSource Disciplined Large Cap Growth A B C -- R2 R3 W RiverSource Disciplined Large Cap Value A B C -- R2 R3 W RiverSource Diversified Equity Income A B C -- R2 R3 W Xxxxxxxx Advisors -- 12b-1 Plan and Agreement Page 6 CLASSES --------------------------------- FUNDS A B C D R2 R3 W ------------------------------------------------------ --- --- --- --- --- --- --- RiverSource Mid Cap Value A B C -- R2 R3 W RiverSource Large Cap Series, Inc. RiverSource Disciplined Equity A B C -- R2 R3 W RiverSource Growth A B C -- R2 R3 W RiverSource Large Cap Equity A B C -- R2 R3 -- RiverSource Large Cap Value A B C -- R2 R3 -- RiverSource Managers Series, Inc. RiverSource Partners Aggressive Growth A B C -- R2 R3 -- RiverSource Partners Fundamental Value A B C -- -- -- -- RiverSource Partners Select Value A B C -- -- -- -- RiverSource Partners Small Cap Equity A B C -- -- RiverSource Partners Small Cap Value A B C -- -- RiverSource Market Advantage Series, Inc. RiverSource Portfolio Builder Conservative A B C -- -- -- -- -- R4 -- -- -- RiverSource Portfolio Builder Moderate Conservative A B C -- -- -- -- -- R4 RiverSource Portfolio Builder Moderate A B C -- -- -- -- RiverSource Portfolio Builder Moderate Aggressive A B C -- -- -- -- RiverSource Portfolio Builder Aggressive A B C -- -- -- -- RiverSource Portfolio Builder Total Equity A B C -- -- -- -- RiverSource S&P 500 Index -- -- -- D -- -- -- RiverSource Small Company Index A B -- -- -- -- -- RiverSource Sector Series, Inc. RiverSource Dividend Opportunity A B C -- R2 R3 W RiverSource Real Estate A B C -- -- -- W RiverSource Selected Series, Inc. RiverSource Precious Metals and Mining A B C -- -- -- -- RiverSource Series Trust RiverSource 120/20 Contrarian Equity A B C -- -- -- -- RiverSource 130/30 U.S. Equity A B C -- -- -- -- RiverSource Retirement Plus 2010 A -- -- -- R2 R3 -- RiverSource Retirement Plus 2015 A -- -- -- R2 R3 -- RiverSource Retirement Plus 2020 A -- -- -- R2 R3 -- RiverSource Retirement Plus 2025 A -- -- -- R2 R3 -- RiverSource Retirement Plus 2030 A -- -- -- R2 R3 -- RiverSource Retirement Plus 2035 A -- -- -- R2 R3 -- RiverSource Retirement Plus 2040 A -- -- -- R2 R3 -- RiverSource Retirement Plus 2045 -- -- -- R2 R3 -- RiverSource Recovery and Infrastructure A B C -- R2 R3 -- RiverSource Special Tax-Exempt Series Trust RiverSource Minnesota Tax-Exempt A B C -- -- -- -- -- -- -- -- -- RiverSource New York Tax-Exempt A B C -- -- -- -- RiverSource Strategy Series, Inc. RiverSource Equity Value A B C -- R2 R3 W RiverSource Partners Small Cap Growth A B C -- R2 R3 -- RiverSource Small Cap Advantage A B C -- R2 R3 -- RiverSource Strategic Allocation Series, Inc. RiverSource Strategic Allocation A B C -- R2 R3 -- RiverSource Strategic Income Allocation A B C -- -- -- R2 R3 R4 R5 -- -- RiverSource Tax-Exempt Income Series, Inc. RiverSource Tax-Exempt High Income A B C -- -- -- -- -- -- -- -- -- RiverSource Tax-Exempt Series, Inc. RiverSource Intermediate Tax-Exempt A B C -- -- -- -- Xxxxxxxx Advisors -- -- -- -- -- 12b-1 Plan and Agreement Page 7 CLASSES --------------------------------- FUNDS A B C D R2 R3 W ------------------------------------------------------ --- --- --- --- --- --- --- RiverSource Tax-Exempt Bond A B C -- -- -- -- FEE SCHEDULE The fee maximum for services under this Plan and Agreement shall be the lesser of the amount of expenses eligible for reimbursement (including any unreimbursed expenses) or a rate equal on an annual basis to the following percentage of the average daily net assets of the Fund attributable to the applicable class: CLASS FEE ----- ----- A 0.25% B 1.00% C 1.00% D 0.25% R2 0.50% R3 0.25% W 0.25% For Class A, Class D and Class W shares, the fee shall be paid to the Distributor in cash within five (5) business days after the last day of each quarter. For Class B and Class C shares, the maximum fee under this Plan and Agreement will be equal on an annual basis to 1.00% of the average daily net assets of the Funds attributable to Class B shares and Class C share, respectively. Of that amount, up to 0.75% shall be reimbursed for distribution expenses. The fee shall be paid to the Distributor in cash within five (5) business days after the last day of each month. Up to an additional 0.25% shall be reimbursed for shareholder servicing expenses. The fee shall be paid to the Distributor in cash within five (5) business days after the last day of each quarter. For Class R2 and Class R3, the maximum fee under this Plan and Agreement, which shall be reimbursed for distribution expenses, will be equal on an annual basis of 0.50% of the average daily net assets of the Funds attributable to Class R2 shares and 0.25% of the average daily net assets of the Funds attributable to Class R3 shares. Of that amount, for Class R2, up to 0.25% may be reimbursed for shareholder servicing expenses. The fee shall be paid to the Distributor in cash within five (5) business days after the last day of each quarter. FOR MONEY MARKET FUNDS: Each Registrant is a Minnesota Corporation: CLASSES ------------------ FUNDS A B C W ------------------------------------------------------ --- --- --- --- RiverSource Money Market Series, Inc. RiverSource Cash Management A B C W RiverSource Tax-Exempt Money Market Series, Inc. RiverSource Tax-Exempt Money Market A -- -- -- -- -- MONEY MARKET FUNDSFEE SCHEDULE The maximum fee for services under this Plan and Agreement shall be the lesser of the amount of expenses eligible for reimbursement (including any unreimbursed expenses) or a rate equal on an annual basis to the following percentage of the average daily net assets of the Fund attributable to the applicable class. CLASS FEE ----- ----- A 0.10% B 0.85% C 0.75% W 0.10% For Class A and Class W shares, the fee shall be paid to the Distributor in cash within five (5) business days after the last day of each quarter. For Class B shares, the maximum fee under this Plan and Agreement will be equal on an annual basis to 0.85% of the average daily net assets of the Fund attributable to Class B shares. Of that amount, up to 0.75% shall be reimbursed for distribution expenses. The fee shall be paid to the Distributor in cash within five (5) business days after the last day of each month. Up to an additional 0.10% shall be reimbursed for shareholder servicing expenses. The fee shall be paid to the Distributor in cash within five (5) business days after the last day of each quarter.

Appears in 1 contract

Samples: Plan of Distribution And (Riversource Income Series, Inc.)

Classes. FUNDS A B C D E I R2 R3 R4 R5 W Y ----- ----------------------------------------------- --- --- --- --- --- --- --- --- --- --- --- --- RiverSource Bond Series, Inc. RiverSource Floating Rate A B C -- -- I -- -- R4 R5 W -- RiverSource Income Opportunities A B C -- -- I -- -- R4 -- -- -- RiverSource Inflation Protected Securities A B C -- -- I -- -- R4 -- W -- RiverSource Limited Duration Bond A B C -- -- I -- -- R4 -- W -- RiverSource California Tax-Exempt Trust RiverSource California Tax-Exempt A B C -- -- -- -- -- -- -- -- -- RiverSource Diversified Income Series, Inc. RiverSource Diversified Bond A B C -- -- I R2 R3 R4 R5 W -- RiverSource Global Series, Inc. RiverSource Absolute Return Currency and Income A B C -- -- I -- -- R4 R5 W -- RiverSource Emerging Markets Bond A B C -- -- I -- -- R4 -- W -- RiverSource Global Bond A B C -- -- I -- -- R4 -- W -- RiverSource Government Income Series, Inc. RiverSource Short Duration U.S. Government A B C -- -- I -- -- R4 -- W -- RiverSource U.S. Government Mortgage A B C -- -- I -- -- R4 -- -- -- FIXED INCOME FUNDS CLASSES ---------------------------------------------------------- FUNDS A B C D E I R2 R3 R4 R5 W Y ----- --- --- --- --- --- --- --- --- --- --- --- --- RiverSource High Yield Income Series, Inc. RiverSource High Yield Bond A B C -- -- I R2 R3 R4 R5 W -- RiverSource Income Series, Inc. RiverSource Income Builder - Basic Income A B C -- -- -- -- -- R4 -- -- -- RiverSource Income Builder Enhanced Income - Moderate A B C -- -- -- -- -- R4 -- -- -- Income RiverSource Income Builder Moderate Income - Enhanced A B C -- -- -- -- -- R4 -- -- -- Income RiverSource Market Advantage Series, Inc. RiverSource Portfolio Builder - Conservative A B C -- -- -- -- -- R4 -- -- -- RiverSource Portfolio Builder - Moderate Conservative A B C -- -- -- -- -- R4 -- -- -- Conservative RiverSource Special Tax-Exempt Series Trust RiverSource Massachusetts Tax-Exempt A B C -- -- -- -- -- -- -- -- -- RiverSource Michigan Tax-Exempt A B C -- -- -- -- -- -- -- -- -- RiverSource Minnesota Tax-Exempt A B C -- -- -- -- -- -- -- -- -- RiverSource New York Tax-Exempt A B C -- -- -- -- -- -- -- -- -- RiverSource Strategic Allocation Series, Inc. RiverSource Strategic Income Allocation Ohio Tax-Exempt A B C -- -- -- R2 R3 R4 R5 -- -- -- -- -- -- RiverSource Tax-Exempt Income Series, Inc. RiverSource Tax-Exempt High Income A B C -- -- -- -- -- -- -- -- -- RiverSource Tax-Exempt Series, Inc. RiverSource Intermediate Tax-Exempt A B C -- -- -- -- -- -- -- -- -- RiverSource Tax-Exempt Bond A B C -- -- -- -- -- -- -- -- -- MONEY MARKET FUNDS

Appears in 1 contract

Samples: Transfer Agent Agreement (Riversource Diversified Income Series Inc)

Classes. FUNDS A B C D E I R2 R3 R4 R5 W Y ----- ------------------------------------------------------ --- --- --- --- --- --- --- --- --- --- --- --- RiverSource Bond Series, Inc. RiverSource Floating Rate A B C -- -- I -- -- R4 R5 W -- RiverSource Income Opportunities A B C -- -- I -- -- R4 -- -- -- RiverSource Inflation Protected Securities A B C -- -- I -- R2 -- R4 -- W -- RiverSource Limited Duration Bond A B C -- -- I -- -- R4 -- W -- RiverSource California Tax-Exempt Trust RiverSource California Tax-Exempt A B C -- -- -- -- -- -- -- -- -- RiverSource Diversified Income Series, Inc. RiverSource Diversified Bond A B C -- -- I R2 R3 R4 R5 W -- RiverSource Global Series, Inc. RiverSource Absolute Return Currency and Income A B C -- -- I -- -- R4 R5 W -- RiverSource Emerging Markets Bond A B C -- -- I -- -- R4 -- W -- RiverSource Global Bond A B C -- -- I -- -- R4 -- W -- RiverSource Government Income Series, Inc. RiverSource Short Duration U.S. Government A B C -- -- I -- R2 -- R4 -- W -- RiverSource U.S. Government Mortgage A B C -- -- I -- -- R4 -- -- -- FIXED INCOME FUNDS CLASSES ---------------------------------------------------------- FUNDS A B C D E I R2 R3 R4 R5 W Y ----- --- --- --- --- --- --- --- --- --- --- --- --- RiverSource High Yield Income Series, Inc. RiverSource High Yield Bond A B C -- -- I R2 R3 R4 R5 W -- RiverSource Income Series, Inc. RiverSource Income Builder Basic Income A B C -- -- -- -- -- R4 -- -- -- RiverSource Income Builder Enhanced Income A B C -- -- -- -- -- R4 -- -- -- RiverSource Income Builder Moderate Income A B C -- -- -- -- -- R4 -- -- -- RiverSource Market Advantage Series, Inc. RiverSource Portfolio Builder Conservative A B C -- -- -- -- -- R4 -- -- -- RiverSource Portfolio Builder Moderate Conservative A B C -- -- -- -- -- R4 -- -- -- RiverSource Special Tax-Exempt Series Trust RiverSource Minnesota Tax-Exempt A B C -- -- -- -- -- -- -- -- -- RiverSource New York Tax-Exempt A B C -- -- -- -- -- -- -- -- -- RiverSource Strategic Allocation Series, Inc. RiverSource Strategic Income Allocation A B C -- -- -- R2 R3 R4 R5 -- -- RiverSource Tax-Exempt Income Series, Inc. RiverSource Tax-Exempt High Income A B C -- -- -- -- -- -- -- -- -- RiverSource Tax-Exempt Series, Inc. RiverSource Intermediate Tax-Exempt A B C -- -- -- -- -- -- -- -- -- RiverSource Tax-Exempt Bond A B C -- -- -- -- -- -- -- -- -- MONEY MARKET FIXED INCOME FUNDS

Appears in 1 contract

Samples: Transfer Agent Agreement (Riversource International Series, Inc.)

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Classes. FUNDS A B C D E I R2 R3 R4 R5 W Y ----- --- --- --- --- --- --- --- --- --- --- --- --- RiverSource Bond Series, Inc. RiverSource Floating Rate A B C -- -- I -- -- R4 R5 W -- RiverSource Income Opportunities A B C -- -- I -- -- R4 -- -- -- RiverSource Inflation Protected Securities A B C -- -- I -- -- R4 -- W -- RiverSource Limited Duration Bond A B C -- -- I -- -- R4 -- W -- RiverSource California Tax-Exempt Trust RiverSource California Tax-Exempt A B C -- -- -- -- RiverSource Dimensions Series, Inc. RiverSource Disciplined Small and Mid Cap Equity A B C -- -- -- W RiverSource Disciplined Small Cap Value A B C -- R2 R3 -- RiverSource Diversified Income Series, Inc. RiverSource Diversified Bond A B C -- -- I R2 R3 R4 R5 W RiverSource Equity Series, Inc. RiverSource Mid Cap Growth A B C -- -- -- -- RiverSource Global Series, Inc. RiverSource Absolute Return Currency and Income A B C -- -- I -- -- R4 R5 W -- RiverSource Emerging Markets Bond A B C -- -- I -- -- R4 -- W -- RiverSource Global Bond A B C -- -- I -- W RiverSource Global Technology A B C -- -- R4 -- -- Threadneedle Emerging Markets A B C -- -- -- -- Threadneedle Global Equity A B C -- R2 R3 W Threadneedle Global Equity Income A B C -- R2 R3 -- Threadneedle Global Extended Alpha A B C -- R2 R3 -- RiverSource Government Income Series, Inc. RiverSource Short Duration U.S. Government A B C -- -- I -- -- R4 -- W -- RiverSource U.S. Government Mortgage A B C -- -- I -- -- R4 -- -- -- FIXED INCOME FUNDS CLASSES ---------------------------------------------------------- FUNDS A B C D E I R2 R3 R4 R5 W Y ----- --- --- --- --- --- --- --- --- --- --- --- --- RiverSource High Yield Income Series, Inc. RiverSource High Yield Bond A B C -- -- I R2 R3 R4 R5 W -- RiverSource Income Series, Inc. RiverSource Income Builder Basic Income A B C -- -- -- -- RiverSource Income Builder Moderate Income A B C -- R4 -- -- -- RiverSource Income Builder Enhanced Income A B C -- -- -- -- RiverSource International Series, Inc. RiverSource Disciplined International Equity A B C -- R4 -- -- -- RiverSource Income Builder Moderate Income R2 R3 W Threadneedle European Equity A B C -- -- -- -- Threadneedle International Xxxxxxxxxxx X X X -- R4 X0 X0 -- XxxxxXxxxxx International Managers Series, Inc. RiverSource Partners International Select Growth A B C -- -- -- -- RiverSource Partners International Select Value A B C -- -- -- -- RiverSource Partners International Small Cap A B C -- -- -- -- RiverSource Investment Series, Inc. RiverSource Balanced A B C -- -- -- -- RiverSource Disciplined Large Cap Growth A B C -- R2 R3 W RiverSource Disciplined Large Cap Value A B C -- R2 R3 W RiverSource Diversified Equity Income A B C -- R2 R3 W Xxxxxxxx Advisors - 12b-1 Plan and Agreement Page 6 CLASSES --------------------------------------- FUNDS A B C D R2 R3 W ----- --- --- --- --- --- --- --- RiverSource Mid Cap Value A B C -- R2 R3 W RiverSource Large Cap Series, Inc. RiverSource Disciplined Equity A B C -- R2 R3 W RiverSource Growth A B C -- R2 R3 W RiverSource Large Cap Equity A B C -- R2 R3 -- RiverSource Large Cap Value A B C -- R2 R3 -- RiverSource Managers Series, Inc. RiverSource Partners Aggressive Growth A B C -- R2 R3 -- RiverSource Partners Fundamental Value A B C -- -- -- -- RiverSource Partners Select Value A B C -- -- -- -- RiverSource Partners Small Cap Equity A B C -- -- RiverSource Partners Small Cap Value A B C -- -- RiverSource Market Advantage Series, Inc. RiverSource Portfolio Builder Conservative A B C -- -- -- -- -- R4 -- -- -- RiverSource Portfolio Builder Moderate Conservative A B C -- -- -- -- -- R4 RiverSource Portfolio Builder Moderate A B C -- -- -- -- RiverSource Portfolio Builder Moderate Aggressive A B C -- -- -- -- RiverSource Portfolio Builder Aggressive A B C -- -- -- -- RiverSource Portfolio Builder Total Equity A B C -- -- -- -- RiverSource S&P 500 Index -- -- -- D -- -- -- RiverSource Small Company Index A B -- -- -- -- -- RiverSource Sector Series, Inc. RiverSource Dividend Opportunity A B C -- R2 R3 W RiverSource Real Estate A B C -- -- -- W RiverSource Selected Series, Inc. RiverSource Precious Metals and Mining A B C -- -- -- -- RiverSource Series Trust RiverSource 120/20 Contrarian Equity A B C -- -- -- -- RiverSource 130/30 U.S. Equity A B C -- -- -- -- RiverSource Retirement Plus 2010 A -- -- -- R2 R3 -- RiverSource Retirement Plus 2015 A -- -- -- R2 R3 -- RiverSource Retirement Plus 2020 A -- -- -- R2 R3 -- RiverSource Retirement Plus 2025 A -- -- -- R2 R3 -- RiverSource Retirement Plus 2030 A -- -- -- R2 R3 -- RiverSource Retirement Plus 2035 A -- -- -- R2 R3 -- RiverSource Retirement Plus 2040 A -- -- -- R2 R3 -- RiverSource Retirement Plus 2045 -- -- -- R2 R3 -- RiverSource Recovery and Infrastructure A B C -- R2 R3 -- RiverSource Special Tax-Exempt Series Trust RiverSource Minnesota Tax-Exempt A B C -- -- -- -- -- -- -- -- -- RiverSource New York Tax-Exempt A B C -- -- -- -- RiverSource Strategy Series, Inc. RiverSource Equity Value A B C -- R2 R3 W RiverSource Partners Small Cap Growth A B C -- R2 R3 -- RiverSource Small Cap Advantage A B C -- R2 R3 -- RiverSource Strategic Allocation Series, Inc. RiverSource Strategic Allocation A B C -- R2 R3 -- RiverSource Strategic Income Allocation A B C -- -- -- R2 R3 R4 R5 -- -- RiverSource Tax-Exempt Income Series, Inc. RiverSource Tax-Exempt High Income A B C -- -- -- -- -- -- -- -- -- RiverSource Tax-Exempt Series, Inc. RiverSource Intermediate Tax-Exempt A B C -- -- -- -- -- -- -- -- -- Xxxxxxxx Advisors - 12b-1 Plan and Agreement Page 7 CLASSES --------------------------------------- FUNDS A B C D R2 R3 W ----- --- --- --- --- --- --- --- RiverSource Tax-Exempt Bond A B C -- -- -- -- FEE SCHEDULE The fee maximum for services under this Plan and Agreement shall be the lesser of the amount of expenses eligible for reimbursement (including any unreimbursed expenses) or a rate equal on an annual basis to the following percentage of the average daily net assets of the Fund attributable to the applicable class: CLASS FEE ----- ----- A 0.25% B 1.00% C 1.00% D 0.25% R2 0.50% R3 0.25% W 0.25% For Class A, Class D and Class W shares, the fee shall be paid to the Distributor in cash within five (5) business days after the last day of each quarter. For Class B and Class C shares, the maximum fee under this Plan and Agreement will be equal on an annual basis to 1.00% of the average daily net assets of the Funds attributable to Class B shares and Class C share, respectively. Of that amount, up to 0.75% shall be reimbursed for distribution expenses. The fee shall be paid to the Distributor in cash within five (5) business days after the last day of each month. Up to an additional 0.25% shall be reimbursed for shareholder servicing expenses. The fee shall be paid to the Distributor in cash within five (5) business days after the last day of each quarter. For Class R2 and Class R3, the maximum fee under this Plan and Agreement, which shall be reimbursed for distribution expenses, will be equal on an annual basis of 0.50% of the average daily net assets of the Funds attributable to Class R2 shares and 0.25% of the average daily net assets of the Funds attributable to Class R3 shares. Of that amount, for Class R2, up to 0.25% may be reimbursed for shareholder servicing expenses. The fee shall be paid to the Distributor in cash within five (5) business days after the last day of each quarter. FOR MONEY MARKET FUNDS: Each Registrant is a Minnesota Corporation: CLASSES --------------------- FUNDS A B C W ----- --- --- --- --- RiverSource Money Market Series, Inc. RiverSource Cash Management A B C W RiverSource Tax-Exempt Money Market Series, Inc. RiverSource Tax-Exempt Money Market A -- -- -- -- -- MONEY MARKET FUNDSFEE SCHEDULE The maximum fee for services under this Plan and Agreement shall be the lesser of the amount of expenses eligible for reimbursement (including any unreimbursed expenses) or a rate equal on an annual basis to the following percentage of the average daily net assets of the Fund attributable to the applicable class. CLASS FEE ----- ----- A 0.10% B 0.85% C 0.75% W 0.10% For Class A and Class W shares, the fee shall be paid to the Distributor in cash within five (5) business days after the last day of each quarter. For Class B shares, the maximum fee under this Plan and Agreement will be equal on an annual basis to 0.85% of the average daily net assets of the Fund attributable to Class B shares. Of that amount, up to 0.75% shall be reimbursed for distribution expenses. The fee shall be paid to the Distributor in cash within five (5) business days after the last day of each month. Up to an additional 0.10% shall be reimbursed for shareholder servicing expenses. The fee shall be paid to the Distributor in cash within five (5) business days after the last day of each quarter.

Appears in 1 contract

Samples: Plan of Distribution And (Riversource Series Trust)

Classes. FUNDS A B C D E I R2 R3 R4 R5 W Y ----- ------------------------------------------------------ --- --- --- --- --- --- --- --- --- --- --- --- RiverSource Bond Series, Inc. RiverSource Core Bond A B C -- -- I R2 R3 R4 R5 W -- RiverSource Floating Rate A B C -- -- I -- -- R4 R5 -- W -- RiverSource Income Opportunities A B C -- -- I -- -- R4 -- -- -- RiverSource Inflation Protected Securities A B C -- -- I -- -- R4 -- W -- RiverSource Limited Duration Bond A B C -- -- I -- -- R4 -- W -- RiverSource California Tax-Exempt Trust RiverSource California Tax-Exempt A B C -- -- -- -- -- -- -- -- -- RiverSource Diversified Income Series, Inc. RiverSource Diversified Bond A B C -- -- I R2 R3 R4 R5 W -- RiverSource Global Series, Inc. RiverSource Absolute Return Currency and Income A B C -- -- I -- -- R4 R5 -- W -- RiverSource Emerging Markets Bond A B C -- -- I -- -- R4 -- W -- RiverSource Global Bond A B C -- -- I -- -- R4 -- W -- RiverSource Government Income Series, Inc. RiverSource Short Duration U.S. Government A B C -- -- I -- -- R4 -- W -- RiverSource U.S. Government Mortgage A B C -- -- I -- -- R4 -- -- -- FIXED INCOME FUNDS CLASSES ---------------------------------------------------------- FUNDS A B C D E I R2 R3 R4 R5 W Y ----- --- --- --- --- --- --- --- --- --- --- --- --- RiverSource High Yield Income Series, Inc. RiverSource High Yield Bond A B C -- -- I R2 R3 R4 R5 W -- RiverSource Income Series, Inc. RiverSource Income Builder Basic Income A B C -- -- -- -- -- R4 -- -- -- RiverSource Income Builder Enhanced Income A B C -- -- -- -- -- R4 -- -- -- RiverSource Income Builder Moderate Income A B C -- -- -- -- -- R4 -- -- -- RiverSource Market Advantage Series, Inc. RiverSource Portfolio Builder Conservative A B C -- -- -- -- -- R4 -- -- -- RiverSource Portfolio Builder Moderate Conservative A B C -- -- -- -- -- R4 -- -- -- RiverSource Special Tax-Exempt Series Trust RiverSource Minnesota Tax-Exempt A B C -- -- -- -- -- -- -- -- -- RiverSource New York Tax-Exempt A B C -- -- -- -- -- -- -- -- -- RiverSource Strategic Allocation Series, Inc. RiverSource Strategic Income Allocation A B C -- -- -- R2 R3 R4 R5 -- -- RiverSource Tax-Exempt Income Series, Inc. RiverSource Tax-Exempt High Income A B C -- -- -- -- -- -- -- -- -- RiverSource Tax-Exempt Series, Inc. RiverSource Intermediate Tax-Exempt A B C -- -- -- -- -- -- -- -- -- RiverSource Tax-Exempt Bond A B C -- -- -- -- -- -- -- -- -- MONEY MARKET FUNDS

Appears in 1 contract

Samples: Transfer Agency Agreement (Riversource Selected Series, Inc.)

Classes. FUNDS A B C D E I R2 R3 R4 R5 W Y ----- --- --- --- --- --- -------------------------------------------------------- --- --- --- --- --- --- --- RiverSource Bond Series, Inc. RiverSource Core Bond A B C -- R2 R3 W RiverSource Floating Rate A B C -- -- I -- -- R4 R5 W -- RiverSource Income Opportunities A B C -- -- I -- -- R4 -- -- -- RiverSource Inflation Protected Securities A B C -- -- I -- -- R4 -- W -- RiverSource Limited Duration Bond A B C -- -- I -- -- R4 -- W -- RiverSource California Tax-Exempt Trust RiverSource California Tax-Exempt A B C -- -- -- -- RiverSource Dimensions Series, Inc. RiverSource Disciplined Small and Mid Cap Equity A B C -- -- -- W RiverSource Disciplined Small Cap Value A B C -- R2 R3 -- RiverSource Diversified Income Series, Inc. RiverSource Diversified Bond A B C -- -- I R2 R3 R4 R5 W RiverSource Equity Series, Inc. RiverSource Mid Cap Growth A B C -- -- -- -- RiverSource Global Series, Inc. RiverSource Absolute Return Currency and Income A B C -- -- I -- W RiverSource Emerging Markets A B C -- -- R4 R5 W -- -- RiverSource Emerging Markets Bond A B C -- -- I -- -- R4 -- W -- RiverSource Global Bond A B C -- -- I -- W RiverSource Global Equity A B C -- R2 R3 W RiverSource Global Technology A B C -- -- R4 -- W -- RiverSource Government Income Series, Inc. RiverSource Short Duration U.S. Government A B C -- -- I -- -- R4 -- W -- RiverSource U.S. Government Mortgage A B C -- -- I -- -- R4 -- -- -- FIXED INCOME FUNDS CLASSES ---------------------------------------------------------- FUNDS A B C D E I R2 R3 R4 R5 W Y ----- --- --- --- --- --- --- --- --- --- --- --- --- RiverSource High Yield Income Series, Inc. RiverSource High Yield Bond A B C -- -- I R2 R3 R4 R5 W -- RiverSource Income Series, Inc. RiverSource Income Builder - Basic Income A B C -- -- -- -- RiverSource Income Builder - Moderate Income A B C -- R4 -- -- -- RiverSource Income Builder - Enhanced Income A B C -- -- -- -- -- R4 RiverSource International Series, Inc. RiverSource Disciplined International Equity A B C -- -- -- W RiverSource Income Builder Moderate Income European Equity A B C -- -- -- -- RiverSource International Xxxxxxxxxxx X X X -- R4 X0 X0 -- XxxxxXxxxxx International Managers Series, Inc. RiverSource International Aggressive Growth A B C -- -- -- -- RiverSource International Equity A B C -- -- -- -- RiverSource International Select Value A B C -- -- -- -- RiverSource International Small Cap A B C -- -- -- -- RiverSource Investment Series, Inc. RiverSource Balanced A B C -- -- -- -- RiverSource Disciplined Large Cap Growth A B C -- R2 R3 -- RiverSource Diversified Equity Income A B C -- R2 R3 W RiverSource Mid Cap Value A B C -- R2 R3 W RiverSource Large Cap Series, Inc. RiverSource Disciplined Equity A B C -- R2 R3 W RiverSource Growth A B C -- R2 R3 W CLASSES --------------------------------------- FUNDS A B C D R2 R3 W -------------------------------------------------------- --- --- --- --- --- --- --- RiverSource Large Cap Equity A B C -- R2 R3 -- RiverSource Large Cap Value A B C -- R2 R3 -- RiverSource Managers Series, Inc. RiverSource Aggressive Growth A B C -- R2 R3 -- RiverSource Fundamental Growth A B C -- -- -- -- RiverSource Fundamental Value A B C -- -- -- -- RiverSource Select Value A B C -- -- -- -- RiverSource Small Cap Equity A B C -- -- RiverSource Small Cap Value A B C -- R2 R3 -- RiverSource Value A B C -- -- -- -- RiverSource Market Advantage Series, Inc. RiverSource Portfolio Builder - Conservative A B C -- -- -- -- -- R4 -- -- -- RiverSource Portfolio Builder - Moderate Conservative A B C -- -- -- -- RiverSource Portfolio Builder - Moderate A B C -- R4 -- -- -- RiverSource Portfolio Builder - Moderate Aggressive A B C -- -- -- -- RiverSource Portfolio Builder - Aggressive A B C -- -- -- -- RiverSource Portfolio Builder - Total Equity A B C -- -- -- -- RiverSource S&P 500 Index -- -- -- D -- -- -- RiverSource Small Company Index A B -- -- -- -- -- RiverSource Retirement Series Trust RiverSource Retirement Plus 2010 A -- -- -- R2 R3 -- RiverSource Retirement Plus 2015 A -- -- -- R2 R3 -- RiverSource Retirement Plus 2020 A -- -- -- R2 R3 -- RiverSource Retirement Plus 2025 A -- -- -- R2 R3 -- RiverSource Retirement Plus 2030 A -- -- -- R2 R3 -- RiverSource Retirement Plus 2035 A -- -- -- R2 R3 -- RiverSource Retirement Plus 2040 A -- -- -- R2 R3 -- RiverSource Retirement Plus 2045 A -- -- -- R2 R3 -- RiverSource Sector Series, Inc. RiverSource Dividend Opportunity A B C -- -- -- W RiverSource Real Estate A B C -- -- -- W RiverSource Selected Series, Inc. RiverSource Precious Metals A B C -- -- -- -- RiverSource Special Tax-Exempt Series Trust RiverSource Minnesota Massachusetts Tax-Exempt A B C -- -- -- -- RiverSource Michigan Tax-Exempt A B C -- -- -- -- RiverSource Minnesota Tax-Exempt A B C -- -- -- -- RiverSource New York Tax-Exempt A B C -- -- -- -- RiverSource Ohio Tax-Exempt A B C -- -- -- -- RiverSource Strategy Series, Inc. RiverSource Equity Value A B C -- R2 R3 W RiverSource Small Cap Advantage A B C -- R2 R3 -- RiverSource Small Cap Growth A B C -- R2 R3 -- RiverSource Strategic Allocation Series, Inc. RiverSource Strategic Allocation A B C -- R2 R3 -- RiverSource Strategic Income Allocation A B C -- -- -- R2 R3 R4 R5 -- -- RiverSource Tax-Exempt Income Series, Inc. RiverSource Tax-Exempt High Income A B C -- -- -- -- -- -- -- -- -- RiverSource Tax-Exempt Series, Inc. RiverSource Intermediate Tax-Exempt A B C -- -- -- -- -- -- -- -- -- RiverSource Tax-Exempt Bond A B C -- -- -- -- FEE SCHEDULE The fee maximum for services under this Plan and Agreement is equal on an annual basis to the following percentage of the average daily net assets of the Fund attributable to the applicable class: CLASS FEE ----- ---- A 0.25% B 1.00% C 1.00% D 0.25% R2 0.50% R3 0.25% W 0.25% For Class A, Class D and Class W shares, the fee shall be paid to the Distributor in cash within five (5) business days after the last day of each quarter. For Class B and Class C shares, the maximum fee under this Plan and Agreement will be equal on an annual basis to 1.00% of the average daily net assets of the Funds attributable to Class B shares and Class C share, respectively. Of that amount, up to 0.75% shall be reimbursed for distribution expenses. The fee shall be paid to the Distributor in cash within five (5) business days after the last day of each month. Up to an additional 0.25% shall be reimbursed for shareholder servicing expenses. The fee shall be paid to the Distributor in cash within five (5) business days after the last day of each quarter. For Class R2 and Class R3, the maximum fee under this Plan and Agreement, which shall be reimbursed for distribution expenses, will be equal on an annual basis of 0.50% of the average daily net assets of the Funds attributable to Class R2 shares and 0.25% of the average daily net assets of the Funds attributable to Class R3 shares. Of that amount, for Class R2, up to 0.25% may be reimbursed for shareholder servicing expenses. The fee shall be paid to the Distributor in cash within five (5) business days after the last day of each quarter. FOR MONEY MARKET FUNDS: Each Registrant is a Minnesota Corporation: CLASSES --------------------- FUNDS A B C W ------------------------------------------------ --- --- --- --- RiverSource Money Market Series, Inc. RiverSource Cash Management A B C W RiverSource Tax-Exempt Money Market Series, Inc. RiverSource Tax-Exempt Money Market A -- -- -- -- -- MONEY MARKET FUNDSFEE SCHEDULE The maximum fee for services under this Plan and Agreement is equal on an annual basis to the following percentage of the average daily net assets of the Fund attributable to the applicable class. CLASS FEE ----- ---- A 0.10% B 0.85% C 0.75% W 0.10% For Class A and Class W shares, the fee shall be paid to the Distributor in cash within five (5) business days after the last day of each quarter. For Class B shares, the maximum fee under this Plan and Agreement will be equal on an annual basis to 0.85% of the average daily net assets of the Fund attributable to Class B shares. Of that amount, up to 0.75% shall be reimbursed for distribution expenses. The fee shall be paid to the Distributor in cash within five (5) business days after the last day of each month. Up to an additional 0.10% shall be reimbursed for shareholder servicing expenses. The fee shall be paid to the Distributor in cash within five (5) business days after the last day of each quarter.

Appears in 1 contract

Samples: Plan and Agreement of Distribution (Riversource Selected Series, Inc.)

Classes. FUNDS A B C D E I R2 R3 R4 R5 W Y ----- --- --- --- --- --- ------------------------------------------------------ --- --- --- --- --- --- --- RiverSource Bond Series, Inc. RiverSource Floating Rate A B C -- -- I -- -- R4 R5 W -- RiverSource Income Opportunities A B C -- -- I -- -- R4 -- -- -- RiverSource Inflation Protected Securities A B C -- -- I -- -- R4 -- W -- RiverSource Limited Duration Bond A B C -- -- I -- -- R4 -- W -- RiverSource California Tax-Exempt Trust RiverSource California Tax-Exempt A B C -- -- -- -- RiverSource Dimensions Series, Inc. RiverSource Disciplined Small and Mid Cap Equity A B C -- -- -- W RiverSource Disciplined Small Cap Value A B C -- R2 R3 -- RiverSource Diversified Income Series, Inc. RiverSource Diversified Bond A B C -- -- I R2 R3 R4 R5 W RiverSource Equity Series, Inc. RiverSource Mid Cap Growth A B C -- -- -- -- RiverSource Global Series, Inc. RiverSource Absolute Return Currency and Income A B C -- -- I -- -- R4 R5 W -- RiverSource Emerging Markets Bond A B C -- -- I -- -- R4 -- W -- RiverSource Global Bond A B C -- -- I -- W RiverSource Global Technology A B C -- -- R4 -- -- Threadneedle Emerging Markets A B C -- -- -- -- Threadneedle Global Equity A B C -- R2 R3 W Threadneedle Global Equity Income A B C -- R2 R3 -- Threadneedle Global Extended Alpha A B C -- R2 R3 -- RiverSource Government Income Series, Inc. RiverSource Short Duration U.S. Government A B C -- -- I -- -- R4 -- W -- RiverSource U.S. Government Mortgage A B C -- -- I -- -- R4 -- -- -- FIXED INCOME FUNDS CLASSES ---------------------------------------------------------- FUNDS A B C D E I R2 R3 R4 R5 W Y ----- --- --- --- --- --- --- --- --- --- --- --- --- RiverSource High Yield Income Series, Inc. RiverSource High Yield Bond A B C -- -- I R2 R3 R4 R5 W -- RiverSource Income Series, Inc. RiverSource Income Builder Basic Income A B C -- -- -- -- RiverSource Income Builder Moderate Income A B C -- R4 -- -- -- RiverSource Income Builder Enhanced Income A B C -- -- -- -- RiverSource International Series, Inc. RiverSource Disciplined International Equity A B C -- R4 -- -- -- RiverSource Income Builder Moderate Income R2 R3 W Threadneedle European Equity A B C -- -- -- -- Threadneedle International Xxxxxxxxxxx X X X -- R4 X0 X0 -- XxxxxXxxxxx International Managers Series, Inc. RiverSource Partners International Select Growth A B C -- -- -- -- RiverSource Partners International Select Value A B C -- -- -- -- RiverSource Partners International Small Cap A B C -- -- -- -- RiverSource Investment Series, Inc. RiverSource Balanced A B C -- -- -- -- RiverSource Disciplined Large Cap Growth A B C -- R2 R3 W RiverSource Disciplined Large Cap Value A B C -- R2 R3 W RiverSource Diversified Equity Income A B C -- R2 R3 W CLASSES --------------------------------- FUNDS A B C D R2 R3 W ------------------------------------------------------ --- --- --- --- --- --- --- RiverSource Mid Cap Value A B C -- R2 R3 W RiverSource Large Cap Series, Inc. RiverSource Disciplined Equity A B C -- R2 R3 W RiverSource Growth A B C -- R2 R3 W RiverSource Large Cap Equity A B C -- R2 R3 -- RiverSource Large Cap Value A B C -- R2 R3 -- RiverSource Managers Series, Inc. RiverSource Partners Aggressive Growth A B C -- R2 R3 -- RiverSource Partners Fundamental Value A B C -- -- -- -- RiverSource Partners Select Value A B C -- -- -- -- RiverSource Partners Small Cap Equity A B C -- -- RiverSource Partners Small Cap Value A B C -- -- RiverSource Market Advantage Series, Inc. RiverSource Portfolio Builder Conservative A B C -- -- -- -- -- R4 -- -- -- RiverSource Portfolio Builder Moderate Conservative A B C -- -- -- -- -- R4 RiverSource Portfolio Builder Moderate A B C -- -- -- -- RiverSource Portfolio Builder Moderate Aggressive A B C -- -- -- -- RiverSource Portfolio Builder Aggressive A B C -- -- -- -- RiverSource Portfolio Builder Total Equity A B C -- -- -- -- RiverSource S&P 500 Index -- -- -- D -- -- -- RiverSource Small Company Index A B -- -- -- -- -- RiverSource Sector Series, Inc. RiverSource Dividend Opportunity A B C -- R2 R3 W RiverSource Real Estate A B C -- -- -- W RiverSource Selected Series, Inc. RiverSource Precious Metals and Mining A B C -- -- -- -- RiverSource Series Trust RiverSource 120/20 Contrarian Equity A B C -- -- -- -- RiverSource 130/30 U.S. Equity A B C -- -- -- -- RiverSource Retirement Plus 2010 A -- -- -- R2 R3 -- RiverSource Retirement Plus 2015 A -- -- -- R2 R3 -- RiverSource Retirement Plus 2020 A -- -- -- R2 R3 -- RiverSource Retirement Plus 2025 A -- -- -- R2 R3 -- RiverSource Retirement Plus 2030 A -- -- -- R2 R3 -- RiverSource Retirement Plus 2035 A -- -- -- R2 R3 -- RiverSource Retirement Plus 2040 A -- -- -- R2 R3 -- RiverSource Retirement Plus 2045 A -- -- -- R2 R3 -- RiverSource Recovery and Infrastructure A B C -- R2 R3 -- RiverSource Special Tax-Exempt Series Trust RiverSource Minnesota Tax-Exempt A B C -- -- -- -- -- -- -- -- -- RiverSource New York Tax-Exempt A B C -- -- -- -- RiverSource Strategy Series, Inc. RiverSource Equity Value A B C -- R2 R3 W RiverSource Partners Small Cap Growth A B C -- R2 R3 -- RiverSource Small Cap Advantage A B C -- R2 R3 -- RiverSource Strategic Allocation Series, Inc. RiverSource Strategic Allocation A B C -- R2 R3 -- RiverSource Strategic Income Allocation A B C -- -- -- R2 R3 R4 R5 -- -- RiverSource Tax-Exempt Income Series, Inc. RiverSource Tax-Exempt High Income A B C -- -- -- -- -- -- -- -- -- RiverSource Tax-Exempt Series, Inc. RiverSource Intermediate Tax-Exempt A B C -- -- -- -- -- -- -- -- -- RiverSource Distributors - 12b-1 Plan and Agreement Page 7 CLASSES --------------------------------- FUNDS A B C D R2 R3 W ------------------------------------------------------ --- --- --- --- --- --- --- RiverSource Tax-Exempt Bond A B C -- -- -- -- FEE SCHEDULE The fee maximum for services under this Plan and Agreement shall be the lesser of the amount of expenses eligible for reimbursement (including any unreimbursed expenses) or a rate equal on an annual basis to the following percentage of the average daily net assets of the Fund attributable to the applicable class: CLASS FEE ----- ---- A 0.25% B 1.00% C 1.00% D 0.25% R2 0.50% R3 0.25% W 0.25% For Class A, Class D and Class W shares, the fee shall be paid to the Distributor in cash within five (5) business days after the last day of each quarter. For Class B and Class C shares, the maximum fee under this Plan and Agreement will be equal on an annual basis to 1.00% of the average daily net assets of the Funds attributable to Class B shares and Class C share, respectively. Of that amount, up to 0.75% shall be reimbursed for distribution expenses. The fee shall be paid to the Distributor in cash within five (5) business days after the last day of each month. Up to an additional 0.25% shall be reimbursed for shareholder servicing expenses. The fee shall be paid to the Distributor in cash within five (5) business days after the last day of each quarter. For Class R2 and Class R3, the maximum fee under this Plan and Agreement, which shall be reimbursed for distribution expenses, will be equal on an annual basis of 0.50% of the average daily net assets of the Funds attributable to Class R2 shares and 0.25% of the average daily net assets of the Funds attributable to Class R3 shares. Of that amount, for Class R2, up to 0.25% may be reimbursed for shareholder servicing expenses. The fee shall be paid to the Distributor in cash within five (5) business days after the last day of each quarter. FOR MONEY MARKET FUNDS: Each Registrant is a Minnesota Corporation: CLASSES ----------------------- FUNDS A B C S W ------------------------------------------------ --- --- --- --- --- RiverSource Money Market Series, Inc. RiverSource Cash Management A B C -- W RiverSource Tax-Exempt Money Market Series, Inc. RiverSource Tax-Exempt Money Market A -- -- -- -- -- MONEY MARKET FUNDSFEE SCHEDULE The maximum fee for services under this Plan and Agreement shall be the lesser of the amount of expenses eligible for reimbursement (including any unreimbursed expenses) or a rate equal on an annual basis to the following percentage of the average daily net assets of the Fund attributable to the applicable class. CLASS FEE ----- ---- A 0.10% B 0.85% C 0.75% W 0.10% For Class A and Class W shares, the fee shall be paid to the Distributor in cash within five (5) business days after the last day of each quarter. For Class B shares, the maximum fee under this Plan and Agreement will be equal on an annual basis to 0.85% of the average daily net assets of the Fund attributable to Class B shares. Of that amount, up to 0.75% shall be reimbursed for distribution expenses. The fee shall be paid to the Distributor in cash within five (5) business days after the last day of each month. Up to an additional 0.10% shall be reimbursed for shareholder servicing expenses. The fee shall be paid to the Distributor in cash within five (5) business days after the last day of each quarter.

Appears in 1 contract

Samples: Plan of Distribution And (Riversource Income Series, Inc.)

Classes. FUNDS A B C D E I R2 R3 R4 R5 W Y ----- ------------------------------------------------------ --- --- --- --- --- --- --- --- --- --- --- --- RiverSource Bond Series, Inc. RiverSource Floating Rate A B C -- -- I -- -- R4 R5 W -- RiverSource Income Opportunities A B C -- -- I -- -- R4 -- -- -- RiverSource Inflation Protected Securities A B C -- -- I -- -- R4 -- W -- RiverSource Limited Duration Bond A B C -- -- I -- -- R4 -- W -- RiverSource California Tax-Exempt Trust RiverSource California Tax-Exempt A B C -- -- -- -- -- -- -- -- -- RiverSource Diversified Income Series, Inc. RiverSource Diversified Bond A B C -- -- I R2 R3 R4 R5 W -- RiverSource Global Series, Inc. RiverSource Absolute Return Currency and Income A B C -- -- I -- -- R4 R5 W -- RiverSource Emerging Markets Bond A B C -- -- I -- -- R4 -- W -- RiverSource Global Bond A B C -- -- I -- -- R4 -- W -- RiverSource Government Income Series, Inc. RiverSource Short Duration U.S. Government A B C -- -- I -- -- R4 -- W -- RiverSource U.S. Government Mortgage A B C -- -- I -- -- R4 -- -- -- FIXED INCOME FUNDS CLASSES ---------------------------------------------------------- FUNDS A B C D E I R2 R3 R4 R5 W Y ----- --- --- --- --- --- --- --- --- --- --- --- --- RiverSource High Yield Income Series, Inc. RiverSource High Yield Bond A B C -- -- I R2 R3 R4 R5 W -- RiverSource Income Series, Inc. RiverSource Income Builder - Basic Income A B C -- -- -- -- -- R4 -- -- -- RiverSource Income Builder Enhanced - Moderate Income A B C -- -- -- -- -- R4 -- -- -- RiverSource Income Builder Moderate - Enhanced Income A B C -- -- -- -- -- R4 -- -- -- RiverSource Market Advantage Series, Inc. RiverSource Portfolio Builder - Conservative A B C -- -- -- -- -- R4 -- -- -- RiverSource Portfolio Builder - Moderate Conservative A B C -- -- -- -- -- R4 -- -- -- RiverSource Special Tax-Exempt Series Trust RiverSource Massachusetts Tax-Exempt A B C -- -- -- -- -- -- -- -- -- RiverSource Michigan Tax-Exempt A B C -- -- -- -- -- -- -- -- -- RiverSource Minnesota Tax-Exempt A B C -- -- -- -- -- -- -- -- -- RiverSource New York Tax-Exempt A B C -- -- -- -- -- -- -- -- -- RiverSource Strategic Allocation Series, Inc. RiverSource Strategic Income Allocation Ohio Tax-Exempt A B C -- -- -- R2 R3 R4 R5 -- -- -- -- -- -- RiverSource Tax-Exempt Income Series, Inc. RiverSource Tax-Exempt High Income A B C -- -- -- -- -- -- -- -- -- RiverSource Tax-Exempt Series, Inc. RiverSource Intermediate Tax-Exempt A B C -- -- -- -- -- -- -- -- -- RiverSource Tax-Exempt Bond A B C -- -- -- -- -- -- -- -- -- MONEY MARKET FUNDS

Appears in 1 contract

Samples: Transfer Agency Agreement (Riversource Selected Series, Inc.)

Classes. FUNDS A B C D E I R2 R3 R4 R5 W Y ----- ----------------------------------------------- --- --- --- --- --- --- --- --- --- --- --- --- RiverSource Bond Series, Inc. RiverSource Floating Rate A B C -- -- I -- -- R4 R5 W -- RiverSource Income Opportunities A B C -- -- I -- -- R4 -- -- -- RiverSource Inflation Protected Securities A B C -- -- I -- R2 -- R4 -- W -- RiverSource Limited Duration Bond A B C -- -- I -- -- R4 -- W -- RiverSource California Tax-Exempt Trust RiverSource California Tax-Exempt A B C -- -- -- -- -- -- -- -- -- RiverSource Diversified Income Series, Inc. RiverSource Diversified Bond A B C -- -- I R2 R3 R4 R5 W -- RiverSource Global Series, Inc. RiverSource Absolute Return Currency and Income A B C -- -- I -- -- R4 R5 W -- RiverSource Emerging Markets Bond A B C -- -- I -- -- R4 -- W -- RiverSource Global Bond A B C -- -- I -- -- R4 -- W -- RiverSource Government Income Series, Inc. RiverSource Short Duration U.S. Government A B C -- -- I -- R2 -- R4 -- W -- RiverSource U.S. Government Mortgage A B C -- -- I -- -- R4 -- -- -- FIXED INCOME FUNDS CLASSES ---------------------------------------------------------- FUNDS A B C D E I R2 R3 R4 R5 W Y ----- --- --- --- --- --- --- --- --- --- --- --- --- RiverSource High Yield Income Series, Inc. RiverSource High Yield Bond A B C -- -- I R2 R3 R4 R5 W -- RiverSource Income Series, Inc. RiverSource Income Builder Basic Income A B C -- -- -- -- -- R4 -- -- -- RiverSource Income Builder Enhanced Income A B C -- -- -- -- -- R4 -- -- -- RiverSource Income Builder Moderate Income A B C -- -- -- -- -- R4 -- -- -- RiverSource Market Advantage Series, Inc. RiverSource Portfolio Builder Conservative A B C -- -- -- -- -- R4 -- -- -- RiverSource Portfolio Builder Moderate Conservative A B C -- -- -- -- -- R4 -- -- -- RiverSource Special Tax-Exempt Series Trust RiverSource Minnesota Tax-Exempt A B C -- -- -- -- -- -- -- -- -- RiverSource New York Tax-Exempt A B C -- -- -- -- -- -- -- -- -- RiverSource Strategic Allocation Series, Inc. RiverSource Strategic Income Allocation A B C -- -- -- R2 R3 R4 R5 -- -- RiverSource Tax-Exempt Income Series, Inc. RiverSource Tax-Exempt High Income A B C -- -- -- -- -- -- -- -- -- RiverSource Tax-Exempt Series, Inc. RiverSource Intermediate Tax-Exempt A B C -- -- -- -- -- -- -- -- -- RiverSource Tax-Exempt Bond A B C -- -- -- -- -- -- -- -- -- MONEY MARKET FIXED INCOME FUNDS

Appears in 1 contract

Samples: Transfer Agent Agreement (Riversource Government Income Series Inc)

Classes. FUNDS A B C D E I R2 R3 R4 R5 W Y ----- --- --- --- --- --- --- --- --- --- --- --- --- RiverSource Bond Series, Inc. RiverSource Floating Rate A B C -- -- I -- -- R4 R5 W -- RiverSource Income Opportunities A B C -- -- I -- -- R4 -- -- -- RiverSource Inflation Protected Securities A B C -- -- I -- -- R4 -- W -- RiverSource Limited Duration Bond A B C -- -- I -- -- R4 -- W -- RiverSource California Tax-Exempt Trust RiverSource California Tax-Exempt A B C -- -- -- -- RiverSource Dimensions Series, Inc. RiverSource Disciplined Small and Mid Cap Equity A B C -- -- -- W RiverSource Disciplined Small Cap Value A B C -- R2 R3 -- RiverSource Diversified Income Series, Inc. RiverSource Diversified Bond A B C -- -- I R2 R3 R4 R5 W RiverSource Equity Series, Inc. RiverSource Mid Cap Growth A B C -- -- -- -- RiverSource Global Series, Inc. RiverSource Absolute Return Currency and Income A B C -- -- I -- -- R4 R5 W -- RiverSource Emerging Markets Bond A B C -- -- I -- -- R4 -- W -- RiverSource Global Bond A B C -- -- I -- W RiverSource Global Technology A B C -- -- R4 -- -- Threadneedle Emerging Markets A B C -- -- -- -- Threadneedle Global Equity A B C -- R2 R3 W Threadneedle Global Equity Income A B C -- R2 R3 -- Threadneedle Global Extended Alpha A B C -- R2 R3 -- RiverSource Government Income Series, Inc. RiverSource Short Duration U.S. Government A B C -- -- I -- -- R4 -- W -- RiverSource U.S. Government Mortgage A B C -- -- I -- -- R4 -- -- -- FIXED INCOME FUNDS CLASSES ---------------------------------------------------------- FUNDS A B C D E I R2 R3 R4 R5 W Y ----- --- --- --- --- --- --- --- --- --- --- --- --- RiverSource High Yield Income Series, Inc. RiverSource High Yield Bond A B C -- -- I R2 R3 R4 R5 W -- RiverSource Income Series, Inc. RiverSource Income Builder Basic Income A B C -- -- -- -- RiverSource Income Builder Moderate Income A B C -- R4 -- -- -- RiverSource Income Builder Enhanced Income A B C -- -- -- -- RiverSource International Series, Inc. RiverSource Disciplined International Equity A B C -- R4 -- -- -- RiverSource Income Builder Moderate Income R2 R3 W Threadneedle European Equity A B C -- -- -- -- Threadneedle International Xxxxxxxxxxx X X X -- R4 X0 X0 -- XxxxxXxxxxx International Managers Series, Inc. RiverSource Partners International Select Growth A B C -- -- -- -- RiverSource Partners International Select Value A B C -- -- -- -- RiverSource Partners International Small Cap A B C -- -- -- -- RiverSource Investment Series, Inc. RiverSource Balanced A B C -- -- -- -- RiverSource Disciplined Large Cap Growth A B C -- R2 R3 W RiverSource Disciplined Large Cap Value A B C -- R2 R3 W RiverSource Diversified Equity Income A B C -- R2 R3 W CLASSES --------------------------------------- FUNDS A B C D R2 R3 W ----- --- --- --- --- --- --- --- RiverSource Mid Cap Value A B C -- R2 R3 W RiverSource Large Cap Series, Inc. RiverSource Disciplined Equity A B C -- R2 R3 W RiverSource Growth A B C -- R2 R3 W RiverSource Large Cap Equity A B C -- R2 R3 -- RiverSource Large Cap Value A B C -- R2 R3 -- RiverSource Managers Series, Inc. RiverSource Partners Aggressive Growth A B C -- R2 R3 -- RiverSource Partners Fundamental Value A B C -- -- -- -- RiverSource Partners Select Value A B C -- -- -- -- RiverSource Partners Small Cap Equity A B C -- -- RiverSource Partners Small Cap Value A B C -- -- RiverSource Market Advantage Series, Inc. RiverSource Portfolio Builder Conservative A B C -- -- -- -- -- R4 -- -- -- RiverSource Portfolio Builder Moderate Conservative A B C -- -- -- -- -- R4 RiverSource Portfolio Builder Moderate A B C -- -- -- -- RiverSource Portfolio Builder Moderate Aggressive A B C -- -- -- -- RiverSource Portfolio Builder Aggressive A B C -- -- -- -- RiverSource Portfolio Builder Total Equity A B C -- -- -- -- RiverSource S&P 500 Index -- -- -- D -- -- -- RiverSource Small Company Index A B -- -- -- -- -- RiverSource Sector Series, Inc. RiverSource Dividend Opportunity A B C -- R2 R3 W RiverSource Real Estate A B C -- -- -- W RiverSource Selected Series, Inc. RiverSource Precious Metals and Mining A B C -- -- -- -- RiverSource Series Trust RiverSource 120/20 Contrarian Equity A B C -- -- -- -- RiverSource 130/30 U.S. Equity A B C -- -- -- -- RiverSource Retirement Plus 2010 A -- -- -- R2 R3 -- RiverSource Retirement Plus 2015 A -- -- -- R2 R3 -- RiverSource Retirement Plus 2020 A -- -- -- R2 R3 -- RiverSource Retirement Plus 2025 A -- -- -- R2 R3 -- RiverSource Retirement Plus 2030 A -- -- -- R2 R3 -- RiverSource Retirement Plus 2035 A -- -- -- R2 R3 -- RiverSource Retirement Plus 2040 A -- -- -- R2 R3 -- RiverSource Retirement Plus 2045 A -- -- -- R2 R3 -- RiverSource Recovery and Infrastructure A B C -- R2 R3 -- RiverSource Special Tax-Exempt Series Trust RiverSource Minnesota Tax-Exempt A B C -- -- -- -- -- -- -- -- -- RiverSource New York Tax-Exempt A B C -- -- -- -- RiverSource Strategy Series, Inc. RiverSource Equity Value A B C -- R2 R3 W RiverSource Partners Small Cap Growth A B C -- R2 R3 -- RiverSource Small Cap Advantage A B C -- R2 R3 -- RiverSource Strategic Allocation Series, Inc. RiverSource Strategic Allocation A B C -- R2 R3 -- RiverSource Strategic Income Allocation A B C -- -- -- R2 R3 R4 R5 -- -- RiverSource Tax-Exempt Income Series, Inc. RiverSource Tax-Exempt High Income A B C -- -- -- -- -- -- -- -- -- RiverSource Tax-Exempt Series, Inc. RiverSource Intermediate Tax-Exempt A B C -- -- -- -- -- -- -- -- -- RiverSource Distributors - 12b-1 Plan and Agreement Page 7 CLASSES --------------------------------------- FUNDS A B C D R2 R3 W ----- --- --- --- --- --- --- --- RiverSource Tax-Exempt Bond A B C -- -- -- -- FEE SCHEDULE The fee maximum for services under this Plan and Agreement shall be the lesser of the amount of expenses eligible for reimbursement (including any unreimbursed expenses) or a rate equal on an annual basis to the following percentage of the average daily net assets of the Fund attributable to the applicable class: CLASS FEE ----- ---- A 0.25% B 1.00% C 1.00% D 0.25% R2 0.50% R3 0.25% W 0.25% For Class A, Class D and Class W shares, the fee shall be paid to the Distributor in cash within five (5) business days after the last day of each quarter. For Class B and Class C shares, the maximum fee under this Plan and Agreement will be equal on an annual basis to 1.00% of the average daily net assets of the Funds attributable to Class B shares and Class C share, respectively. Of that amount, up to 0.75% shall be reimbursed for distribution expenses. The fee shall be paid to the Distributor in cash within five (5) business days after the last day of each month. Up to an additional 0.25% shall be reimbursed for shareholder servicing expenses. The fee shall be paid to the Distributor in cash within five (5) business days after the last day of each quarter. For Class R2 and Class R3, the maximum fee under this Plan and Agreement, which shall be reimbursed for distribution expenses, will be equal on an annual basis of 0.50% of the average daily net assets of the Funds attributable to Class R2 shares and 0.25% of the average daily net assets of the Funds attributable to Class R3 shares. Of that amount, for Class R2, up to 0.25% may be reimbursed for shareholder servicing expenses. The fee shall be paid to the Distributor in cash within five (5) business days after the last day of each quarter. FOR MONEY MARKET FUNDS: Each Registrant is a Minnesota Corporation: CLASSES --------------------------- FUNDS A B C S W ----- --- --- --- --- --- RiverSource Money Market Series, Inc. RiverSource Cash Management A B C -- W RiverSource Tax-Exempt Money Market Series, Inc. RiverSource Tax-Exempt Money Market A -- -- -- -- -- MONEY MARKET FUNDSFEE SCHEDULE The maximum fee for services under this Plan and Agreement shall be the lesser of the amount of expenses eligible for reimbursement (including any unreimbursed expenses) or a rate equal on an annual basis to the following percentage of the average daily net assets of the Fund attributable to the applicable class. CLASS FEE ----- ---- A 0.10% B 0.85% C 0.75% W 0.10% For Class A and Class W shares, the fee shall be paid to the Distributor in cash within five (5) business days after the last day of each quarter. For Class B shares, the maximum fee under this Plan and Agreement will be equal on an annual basis to 0.85% of the average daily net assets of the Fund attributable to Class B shares. Of that amount, up to 0.75% shall be reimbursed for distribution expenses. The fee shall be paid to the Distributor in cash within five (5) business days after the last day of each month. Up to an additional 0.10% shall be reimbursed for shareholder servicing expenses. The fee shall be paid to the Distributor in cash within five (5) business days after the last day of each quarter.

Appears in 1 contract

Samples: Plan of Distribution And (Riversource Series Trust)

Classes. FUNDS A B C D E I R2 R3 R4 R5 W Y ----- ------------------------------------------------------------ --- --- --- --- --- --- --- --- --- --- --- ---- ---- --- RiverSource Bond Series, Inc. RiverSource Core Bond A B C -- R2 R3 W RiverSource Floating Rate A B C -- -- I -- -- R4 R5 W -- RiverSource Income Opportunities A B C -- -- I -- -- R4 -- -- -- RiverSource Inflation Protected Securities A B C -- -- I -- -- R4 -- W -- RiverSource Limited Duration Bond A B C -- -- I -- -- R4 -- W -- RiverSource California Tax-Exempt Trust RiverSource California Tax-Exempt A B C -- -- -- -- RiverSource Dimensions Series, Inc. RiverSource Disciplined Small and Mid Cap Equity A B C -- -- -- W RiverSource Disciplined Small Cap Value A B C -- R2 R3 -- RiverSource Diversified Income Series, Inc. RiverSource Diversified Bond A B C -- -- I R2 R3 R4 R5 W RiverSource Equity Series, Inc. RiverSource Mid Cap Growth A B C -- -- -- -- RiverSource Global Series, Inc. RiverSource Absolute Return Currency and Income A B C -- -- I -- W RiverSource Emerging Markets A B C -- -- R4 R5 W -- -- RiverSource Emerging Markets Bond A B C -- -- I -- -- R4 -- W -- RiverSource Global Bond A B C -- -- I -- W RiverSource Global Equity A B C -- R2 R3 W RiverSource Global Technology A B C -- -- R4 -- W -- RiverSource Government Income Series, Inc. RiverSource Short Duration U.S. Government A B C -- -- I -- -- R4 -- W -- RiverSource U.S. Government Mortgage A B C -- -- I -- -- R4 -- -- -- FIXED INCOME FUNDS CLASSES ---------------------------------------------------------- FUNDS A B C D E I R2 R3 R4 R5 W Y ----- --- --- --- --- --- --- --- --- --- --- --- --- RiverSource High Yield Income Series, Inc. RiverSource High Yield Bond A B C -- -- I R2 R3 R4 R5 W -- RiverSource Income Series, Inc. RiverSource Income Builder - Basic Income A B C -- -- -- -- RiverSource Income Builder - Moderate Income A B C -- R4 -- -- -- RiverSource Income Builder - Enhanced Income A B C -- -- -- -- -- R4 RiverSource International Series, Inc. RiverSource Disciplined International Equity A B C -- -- -- W RiverSource Income Builder Moderate Income European Equity A B C -- -- -- -- RiverSource International Xxxxxxxxxxx X X X -- R4 X0 X0 -- XxxxxXxxxxx International Managers Series, Inc. RiverSource International Aggressive Growth A B C -- -- -- -- RiverSource International Equity A B C -- -- -- -- RiverSource International Select Value A B C -- -- -- -- RiverSource International Small Cap A B C -- -- -- -- RiverSource Investment Series, Inc. RiverSource Balanced A B C -- -- -- -- RiverSource Disciplined Large Cap Growth A B C -- R2 R3 -- RiverSource Diversified Equity Income A B C -- R2 R3 W RiverSource Mid Cap Value A B C -- R2 R3 W Ameriprise Financial Services - 12b-1 Plan and Agreement Page 5 CLASSES ----------------------------------- FUNDS A B C D R2 R3 W ------------------------------------------------------------ --- --- --- --- ---- ---- --- RiverSource Large Cap Series, Inc. RiverSource Disciplined Equity A B C -- R2 R3 W RiverSource Growth A B C -- R2 R3 -- RiverSource Large Cap Equity A B C -- R2 R3 W RiverSource Large Cap Value A B C -- R2 R3 -- RiverSource Managers Series, Inc. RiverSource Aggressive Growth A B C -- R2 R3 -- RiverSource Fundamental Growth A B C -- -- -- -- RiverSource Fundamental Value A B C -- -- -- -- RiverSource Select Value A B C -- -- -- -- RiverSource Small Cap Equity A B C -- -- RiverSource Small Cap Value A B C -- R2 R3 -- RiverSource Value A B C -- -- -- -- RiverSource Market Advantage Series, Inc. RiverSource Portfolio Builder - Conservative A B C -- -- -- -- -- R4 -- -- -- RiverSource Portfolio Builder - Moderate Conservative A B C -- -- -- -- -- R4 RiverSource Portfolio Builder - Moderate A B C -- -- -- -- RiverSource Portfolio Builder - Moderate Aggressive A B C -- -- -- -- RiverSource Portfolio Builder - Aggressive A B C -- -- -- -- RiverSource Portfolio Builder - Total Equity A B C -- -- -- -- RiverSource S&P 500 Index -- -- -- D -- -- -- RiverSource Small Company Index A B -- -- -- -- -- RiverSource Sector Series, Inc. RiverSource Dividend Opportunity A B C -- -- -- W RiverSource Real Estate A B C -- -- -- W RiverSource Selected Series, Inc. RiverSource Precious Metals and Mining A B C -- -- -- -- RiverSource Series Trust RiverSource 120/20 Contrarian Equity A B C -- -- -- -- RiverSource 130/30 U.S. Equity A B C -- -- -- -- RiverSource Retirement Plus 2010 A -- -- -- R2 R3 -- RiverSource Retirement Plus 2015 A -- -- -- R2 R3 -- RiverSource Retirement Plus 2020 A -- -- -- R2 R3 -- RiverSource Retirement Plus 2025 A -- -- -- R2 R3 -- RiverSource Retirement Plus 2030 A -- -- -- R2 R3 -- RiverSource Retirement Plus 2035 A -- -- -- R2 R3 -- RiverSource Retirement Plus 2040 A -- -- -- R2 R3 -- RiverSource Retirement Plus 2045 A -- -- -- R2 R3 -- RiverSource Special Tax-Exempt Series Trust RiverSource Minnesota Massachusetts Tax-Exempt A B C -- -- -- -- RiverSource Michigan Tax-Exempt A B C -- -- -- -- RiverSource Minnesota Tax-Exempt A B C -- -- -- -- RiverSource New York Tax-Exempt A B C -- -- -- -- RiverSource Ohio Tax-Exempt A B C -- -- -- -- RiverSource Strategy Series, Inc. RiverSource Equity Value A B C -- R2 R3 W RiverSource Small Cap Advantage A B C -- R2 R3 -- RiverSource Small Cap Growth A B C -- R2 R3 -- RiverSource Strategic Allocation Series, Inc. RiverSource Strategic Allocation A B C -- R2 R3 -- RiverSource Strategic Income Allocation A B C -- -- -- -- Ameriprise Financial Services - 12b-1 Plan and Agreement Page 6 CLASSES ----------------------------------- FUNDS A B C D R2 R3 R4 R5 -- -- W ------------------------------------------------------------ --- --- --- --- ---- ---- --- RiverSource Tax-Exempt Income Series, Inc. RiverSource Tax-Exempt High Income A B C -- -- -- -- -- -- -- -- -- RiverSource Tax-Exempt Series, Inc. RiverSource Intermediate Tax-Exempt A B C -- -- -- -- -- -- -- -- -- RiverSource Tax-Exempt Bond A B C -- -- -- -- FEE SCHEDULE The fee maximum for services under this Plan and Agreement is equal on an annual basis to the following percentage of the average daily net assets of the Fund attributable to the applicable class: CLASS FEE ----- ----- A 0.25% B 1.00% C 1.00% D 0.25% R2 0.50% R3 0.25% W 0.25% For Class A, Class D and Class W shares, the fee shall be paid to the Distributor in cash within five (5) business days after the last day of each quarter. For Class B and Class C shares, the maximum fee under this Plan and Agreement will be equal on an annual basis to 1.00% of the average daily net assets of the Funds attributable to Class B shares and Class C share, respectively. Of that amount, up to 0.75% shall be reimbursed for distribution expenses. The fee shall be paid to the Distributor in cash within five (5) business days after the last day of each month. Up to an additional 0.25% shall be reimbursed for shareholder servicing expenses. The fee shall be paid to the Distributor in cash within five (5) business days after the last day of each quarter. For Class R2 and Class R3, the maximum fee under this Plan and Agreement, which shall be reimbursed for distribution expenses, will be equal on an annual basis of 0.50% of the average daily net assets of the Funds attributable to Class R2 shares and 0.25% of the average daily net assets of the Funds attributable to Class R3 shares. Of that amount, for Class R2, up to 0.25% may be reimbursed for shareholder servicing expenses. The fee shall be paid to the Distributor in cash within five (5) business days after the last day of each quarter. Ameriprise Financial Services - 12b-1 Plan and Agreement Page 7 FOR MONEY MARKET FUNDS: Each Registrant is a Minnesota Corporation: CLASSES ------------------ FUNDS A B C W ------------------------------------------------ --- --- --- --- RiverSource Money Market Series, Inc. RiverSource Cash Management A B C W RiverSource Tax-Exempt Money Market Series, Inc. RiverSource Tax-Exempt Money Market A -- -- -- -- -- MONEY MARKET FUNDSFEE SCHEDULE The maximum fee for services under this Plan and Agreement is equal on an annual basis to the following percentage of the average daily net assets of the Fund attributable to the applicable class. CLASS FEE ----- ----- A 0.10% B 0.85% C 0.75% W 0.10% For Class A and Class W shares, the fee shall be paid to the Distributor in cash within five (5) business days after the last day of each quarter. For Class B shares, the maximum fee under this Plan and Agreement will be equal on an annual basis to 0.85% of the average daily net assets of the Fund attributable to Class B shares. Of that amount, up to 0.75% shall be reimbursed for distribution expenses. The fee shall be paid to the Distributor in cash within five (5) business days after the last day of each month. Up to an additional 0.10% shall be reimbursed for shareholder servicing expenses. The fee shall be paid to the Distributor in cash within five (5) business days after the last day of each quarter.

Appears in 1 contract

Samples: Plan and Agreement (Riversource Diversified Income Series Inc)

Classes. FUNDS A B C D E I R2 R3 R4 R5 W Y ----- --- --- --- --- --- --- --- --- --- --- --- --- RiverSource Bond Series, Inc. RiverSource Floating Rate A B C -- -- I -- -- R4 R5 W -- RiverSource Income Opportunities A B C -- -- I -- -- R4 -- -- -- RiverSource Inflation Protected Securities A B C -- -- I -- -- R4 -- W -- RiverSource Limited Duration Bond A B C -- -- I -- -- R4 -- W -- RiverSource California Tax-Exempt Trust RiverSource California Tax-Exempt A B C -- -- -- -- RiverSource Dimensions Series, Inc. RiverSource Disciplined Small and Mid Cap Equity A B C -- -- -- W RiverSource Disciplined Small Cap Value A B C -- R2 R3 -- RiverSource Diversified Income Series, Inc. RiverSource Diversified Bond A B C -- -- I R2 R3 R4 R5 W RiverSource Equity Series, Inc. RiverSource Mid Cap Growth A B C -- -- -- -- RiverSource Global Series, Inc. RiverSource Absolute Return Currency and Income A B C -- -- I -- -- R4 R5 W -- RiverSource Emerging Markets Bond A B C -- -- I -- -- R4 -- W -- RiverSource Global Bond A B C -- -- I -- W RiverSource Global Technology A B C -- -- R4 -- -- Threadneedle Emerging Markets A B C -- -- -- -- Threadneedle Global Equity A B C -- R2 R3 W -- RiverSource Government Income Series, Inc. RiverSource Short Duration U.S. Government A B C -- -- I -- -- R4 -- W -- RiverSource U.S. Government Mortgage A B C -- -- I -- -- R4 -- -- -- FIXED INCOME FUNDS CLASSES ---------------------------------------------------------- FUNDS A B C D E I R2 R3 R4 R5 W Y ----- --- --- --- --- --- --- --- --- --- --- --- --- RiverSource High Yield Income Series, Inc. RiverSource High Yield Bond A B C -- -- I R2 R3 R4 R5 W -- RiverSource Income Series, Inc. RiverSource Income Builder Basic Income A B C -- -- -- -- RiverSource Income Builder Moderate Income A B C -- R4 -- -- -- RiverSource Income Builder Enhanced Income A B C -- -- -- -- RiverSource International Series, Inc. RiverSource Disciplined International Equity A B C -- R4 -- -- -- RiverSource Income Builder Moderate Income R2 R3 W Threadneedle European Equity A B C -- -- -- -- Threadneedle International Xxxxxxxxxxx X X X -- R4 X0 X0 -- -- -- RiverSource Market Advantage XxxxxXxxxxx International Managers Series, Inc. RiverSource Portfolio Builder Conservative Partners International Select Growth A B C -- -- -- -- -- R4 -- -- -- RiverSource Portfolio Builder Moderate Conservative Partners International Select Value A B C -- -- -- -- -- R4 -- -- -- RiverSource Special Tax-Exempt Series Trust RiverSource Minnesota Tax-Exempt Partners International Small Cap A B C -- -- -- -- -- -- -- -- -- RiverSource New York Tax-Exempt Investment Series, Inc. RiverSource Balanced A B C -- -- -- -- -- -- -- -- -- RiverSource Strategic Allocation Series, Inc. RiverSource Strategic Income Allocation Disciplined Large Cap Growth A B C -- -- R2 R3 W RiverSource Disciplined Large Cap Value A B C -- R2 R3 R4 R5 -- -- W RiverSource Tax-Exempt Income Series, Inc. RiverSource Tax-Exempt High Diversified Equity Income A B C -- -- -- -- -- -- -- -- -- R2 R3 W RiverSource Tax-Exempt Series, Inc. RiverSource Intermediate Tax-Exempt Mid Cap Value A B C -- -- -- -- -- -- -- -- -- RiverSource Tax-Exempt Bond A B C -- -- -- -- -- -- -- -- -- MONEY MARKET FUNDSR2 R3 W

Appears in 1 contract

Samples: Plan of Distribution And (Riversource Selected Series, Inc.)

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