Clawbacks and Other Forfeiture Events. (a) If, prior to the third anniversary of the Date of Issuance, a Restatement Date occurs, you shall deliver to the Company on the Restatement Delivery Date the Clawback Shares (each as defined below), if any, as determined under this Section 12(a). For purposes of this Section 12(a): (i) “Amended Adjusted ROTCE” means the Adjusted ROTCE over the Performance Period and taking into account the financial results of the Company as reflected in the Restatement. (ii) “Amended Growth of Tangible Book Value Per Share Plus Common Dividends” means the Growth of Tangible Book Value Per Share Plus Common Dividends over the Performance Period and taking into account the financial results of the Company as reflected in the Restatement.
Appears in 3 contracts
Samples: Performance Unit Award Agreement (Capital One Financial Corp), Performance Unit Award Agreement (Capital One Financial Corp), Performance Unit Award Agreement (Capital One Financial Corp)
Clawbacks and Other Forfeiture Events. (a) If, prior to the third anniversary of the Date of Issuance, Issuance a Restatement Date occurs, you shall deliver to the Company on the Restatement Delivery Date the Clawback Shares (each as defined below), if any, as determined under this Section 12(a). For purposes of this Section 12(a):
(i) “Amended Adjusted ROTCE” means the Adjusted ROTCE over the Performance Period and taking into account the financial results of the Company as reflected in the Restatement.
(ii) “Amended Growth of Tangible Book Value Per Share Plus Common Dividends” means the Growth of Tangible Book Value Per Share Plus Common Dividends over the Performance Period and taking into account the financial results of the Company as reflected in the Restatement.
Appears in 2 contracts
Samples: Performance Unit Award Agreement (Capital One Financial Corp), Performance Unit Award Agreement (Capital One Financial Corp)
Clawbacks and Other Forfeiture Events. (a) a. If, prior to the third anniversary of the Date of Issuance, Issuance a Restatement Date occurs, you shall deliver to the Company on the Restatement Delivery Date the Clawback Shares (each as defined below), if any, as determined under this Section 12(a). For purposes of this Section 12(a):
(i) i. “Amended Adjusted ROTCE” means the Adjusted ROTCE over the Performance Period and taking into account the financial results of the Company as reflected in the Restatement.
(ii) . “Amended Growth of Tangible Book Value Per Share Plus Common Dividends” means the Growth of Tangible Book Value Per Share Plus Common Dividends over the Performance Period and taking into account the financial results of the Company as reflected in the Restatement.
Appears in 1 contract
Samples: Performance Unit Award Agreement (Capital One Financial Corp)
Clawbacks and Other Forfeiture Events. (a) a. If, prior to the third anniversary of the Date of Issuance, a Restatement Date occurs, you shall deliver to the Company on the Restatement Delivery Date the Clawback Shares (each as defined below), if any, as determined under this Section 12(a). For purposes of this Section 12(a):
(i) i. “Amended Adjusted ROTCE” means the Adjusted ROTCE over the Performance Period and taking into account the financial results of the Company as reflected in the Restatement.
(ii) . “Amended Growth of Tangible Book Value Per Share Plus Common Dividends” means the Growth of Tangible Book Value Per Share Plus Common Dividends over the Performance Period and taking into account the financial results of the Company as reflected in the Restatement.
Appears in 1 contract
Samples: Performance Unit Award Agreement (Capital One Financial Corp)