Clearing House Protections. On many exchanges, the performance of a transaction by a broker (or the third party with whom he is dealing on the Investment Adviser’s behalf) is “guaranteed” by the exchange or its clearing house. However, this guarantee is unlikely in most circumstances to cover the Investment Adviser and may not protect the Investment Adviser if the broker or another party defaults on its obligations to the Investment Adviser. There is no clearing house for traditional options, nor normally for instruments which are not traded under the rules of a recognised or designated investment exchange.
Appears in 32 contracts
Samples: Sub Advisory Agreement (Morgan Stanley ETF Trust), Sub Advisory Agreement (Morgan Stanley Institutional Fund Inc), Sub Advisory Agreement (Morgan Stanley Institutional Fund Trust)
Clearing House Protections. On many exchanges, the performance of a transaction by a broker (or the third party with whom he is dealing on the Investment Adviser’s behalf) is “guaranteed” by the exchange or its clearing house. However, this guarantee is unlikely in most circumstances to cover the Investment Adviser and may not protect the Investment Adviser if the broker or another party defaults on its obligations to the Investment Adviser. There is no clearing house for traditional options, nor normally for instruments which are not traded under the rules of a recognised or designated investment exchange.
Appears in 9 contracts
Samples: Sub Advisory Agreement (Morgan Stanley Institutional Fund of Hedge Funds Lp), Sub Advisory Agreement (Morgan Stanley European Equity Fund Inc.), Sub Advisory Agreement (Morgan Stanley European Equity Fund Inc.)
Clearing House Protections. On many exchanges, the performance of a transaction by a broker (or the third party with whom he is dealing on the Investment Adviser’s 's behalf) is “"guaranteed” " by the exchange or its clearing house. However, this guarantee is unlikely in most circumstances to cover the Investment Adviser and may not protect the Investment Adviser if the broker or another party defaults on its obligations to the Investment Adviser. There is no clearing house for traditional options, nor normally for instruments which are not traded under the rules of a recognised or designated investment exchange.. 7.7
Appears in 6 contracts
Samples: Sub Advisory Agreement Agreement (Morgan Stanley Institutional Fund Inc), Sub Advisory Agreement Agreement (Universal Institutional Funds Inc), Sub Advisory Agreement Agreement (Morgan Stanley Institutional Fund Inc)
Clearing House Protections. On many exchanges, the performance of a transaction by a broker (or the third party with whom he is dealing on the Investment AdviserManager’s behalf) is “guaranteed” by the exchange or its clearing house. However, this guarantee is unlikely in most circumstances to cover the Investment Adviser Manager and may not protect the Investment Adviser Manager if the broker or another party defaults on its obligations to the Investment AdviserManager. There is no clearing house for traditional options, nor normally for instruments which are not traded under the rules of a recognised or designated investment exchange.
Appears in 6 contracts
Samples: Sub Advisory Agreement (Morgan Stanley Utilities Fund), Sub Advisory Agreement (Morgan Stanley Health Sciences Trust), Sub Advisory Agreement (Morgan Stanley Select Dimensions Investment Series)
Clearing House Protections. On many exchanges, the performance of a transaction by a broker (or the third party with whom he is dealing on the Investment Adviser’s Manager's behalf) is “"guaranteed” " by the exchange or its clearing house. However, this guarantee is unlikely in most circumstances to cover the Investment Adviser Manager and may not protect the Investment Adviser Manager if the broker or another party defaults on its obligations to the Investment AdviserManager. There is no clearing house for traditional options, nor normally for instruments which are not traded under the rules of a recognised or designated investment exchange.
Appears in 3 contracts
Samples: Sub Advisory Agreement (Morgan Stanley Global Infrastructure Fund), Sub Advisory Agreement (Morgan Stanley Series Funds), Sub Advisory Agreement (Morgan Stanley Series Funds)
Clearing House Protections. On many exchanges, the performance of a transaction by a broker (or the third party with whom he is dealing on the Investment Adviser’s 's behalf) is “"guaranteed” " by the exchange or its clearing house. However, this guarantee is unlikely in most circumstances to cover the Investment Adviser and may not protect the Investment Adviser if the broker or another party defaults on its obligations to the Investment Adviser. There is no clearing house for traditional options, nor normally for instruments which are not traded under the rules of a recognised or designated investment exchange.
Appears in 2 contracts
Samples: Sub Advisory Agreement (Latin American Discovery Fund, Inc.), Sub Advisory Agreement (Morgan Stanley Emerging Markets Fund Inc)
Clearing House Protections. On many an exchanges, the performance of a transaction by a your broker (or the third party with whom he is dealing on the Investment Adviser’s your behalf) is “"guaranteed” " by the exchange or its it’s clearing house. However, this guarantee is unlikely in most circumstances to cover the Investment Adviser you, and may not protect the Investment Adviser you if the broker or another party defaults on its obligations to the Investment Adviseryou. There is no clearing house for traditional options, nor normally or for instruments many off-exchange instruments, which are not traded under the rules of a recognised recognized or designated investment exchange.
Appears in 1 contract
Samples: Mubasher Financial Services
Clearing House Protections. On many exchanges, the performance of a transaction by a broker (or the third party with whom he is dealing on the Investment Adviser’s 's behalf) is “"guaranteed” " by the exchange or its clearing house. However, this guarantee is unlikely in most circumstances to cover the Investment Adviser and may not protect the Investment Adviser if the broker or another party defaults on its obligations to the Investment Adviser. There is no clearing house for traditional options, nor normally for instruments which are not traded under the rules of a recognised or designated investment exchange.. 7.7
Appears in 1 contract
Samples: Sub Advisory Agreement Agreement (Morgan Stanley Variable Investment Series)
