Client Acceptance. 4.1. After the Client fills in and submits the Account Opening Application Form together with all the required Identification documentation, the Company will send him a Notice informing him whether he has been accepted as a Customer of the Company. It is understood that the Company is not to be required, (and may be unable under Applicable Regulations), to accept the Client as its Customer until all Documentation it requires has been received by the Company, 4.2. The Agreement will take effect and commence upon the receipt by the Client of the Notice sent by the Company informing the Client that he has been accepted as the Company’s Customer and that a Client Account has been opened for him. 4.3. According to Applicable Regulations, the Company will treat the Client as a Retail Client, Professional Client or Eligible Counterparty, depending on the information provided by the Client in his Account Opening Application Form and according to the method of Categorization as this method is explained under the Company’s “Client Categorization Policy” and by accepting this Agreement the Client accepts application of such method. The Company will inform the Client of his Categorization according to Applicable Regulations. 4.4. The Client accepts that when categorizing the Client and dealing with him, the Company will rely on the accuracy, completeness and correctness of the information provided by the Client in his Account Opening Application Form and the Client has the responsibility to immediately notify the Company in writing if such information changes at any time thereafter. 4.5. It is understood that the Company has the Right to review the Client’s Categorization and change his Categorization if this is deemed necessary, (subject to Applicable Regulations. 4.6. It is understood that when providing the Client with Reception and Transmission and Execution Services, the Company is not required to assess the suitability of the Financial Instrument in which the Client wishes to transact, nor the Service(s) provided or offered to him. As a result, the Client will 4.7. The Company is obliged under Applicable Regulations to obtain information about the Client’s knowledge and experience in the Investment Field so that it can assess whether the Service or Product envisaged is appropriate for the Client. If the Client elects not to provide such information to the Company, or if the Client provides insufficient information, the Company will not be able to determine whether the Service or Product envisaged is appropriate for the Client. The Company shall assume that information about client’s knowledge and experience provided from the Client to the Company is accurate and complete and the Company will have no responsibility to the Client if such information is incomplete or misleading or changes or becomes inaccurate and the Company will be deemed to have performed its obligations under Applicable Regulations, unless the Client has informed the Company of such changes. 4.8. In cases where the Company considers that certain or all services are not suitable for the client, the Client will be reasonable informed about such matter and shall be warned accordingly. If the client disregards such opinion of the Company and the risk warnings provided and still continues or find otherwise to register and receive the unsuitable services, the responsibility is held by the client and no liability shall be held on the Company. 4.9. The Company will do its best efforts to inform the client of any risks and unsuitable services, 4.10. The Client agrees and undertakes to: 4.10.1. Notify the Company of any changes to their personal and financial information and/or in your financial condition by emailing xxxxxxx@xxxxxxx.xxx; Provide true, accurate, current and complete Registration Data as prompted by the registration process; 4.10.2. Maintain and promptly update the Registration Data to keep it accurate, current and complete by emailing using the email address which you created your trading account, any changes to xxxxxxx@xxxxxxx.xxx; 4.10.3. Ensure that you log out from your trading account at the end of each session on the Website; 4.11. The Company may carry investigations, credit and perform any other checks, on the client and information provided by such client, from time to time as it deems appropriate.
Appears in 2 contracts
Samples: Client Agreement, Client Agreement
Client Acceptance. 4.115.1 You acknowledge and understand that IFX Brokers (Pty) Ltd. is not obligated or required under any applicable laws or regulations to accept any prospective Client as a Client. After The Company has the right to decline or refuse to accept a prospective Client fills as a Client if it reasonably believes that the prospective Client might pose a risk to the Company or if accepting such a prospective Client would be against the Company's Client Acceptance Policy. The Company is under no obligation to provide any reason for not accepting a prospective Client as a Client, and no communication in this regard will be entered into.
15.2 To become a Client of the Company, you must fill in and submits submit the online Account Opening Application Form together found on the Company’s Website and provide the Company with all the required Identification identification documentation, the . The Company will then send him a Notice informing him whether he has been accepted as a Customer notice of acceptance to the Company. It is understood that the Company is not to be required, (and may be unable under Applicable Regulations), to accept the prospective Client as its Customer until all Documentation it requires has been received by the Company,
4.2. The Agreement will take effect and commence upon the receipt by the Client of the Notice sent by the Company informing the Client confirming that he has been successfully accepted as a Client of the Company’s Customer and that a Client Account has been opened for him.
4.3. According to Applicable Regulations, the Company will treat the Client as a Retail Client, Professional Client or Eligible Counterparty, depending on the information provided by the Client in his Account Opening Application Form 15.3 You acknowledge and according to the method of Categorization as this method is explained under the Company’s “Client Categorization Policy” and by accepting this Agreement the Client accepts application of such method. The Company will inform the Client of his Categorization according to Applicable Regulations.
4.4. The Client accepts that when categorizing the Client and dealing with him, the Company will rely on the accuracy, completeness and correctness of the information provided by the Client in his Account Opening Application Form and the Client has the responsibility to immediately notify the Company in writing if such information changes at any time thereafter.
4.5. It is understood understand that the Company has the Right right to review refuse to activate an account and/or shall not accept any money from any prospective Client until all documentation requested has been provided to the Company, which has been properly and fully completed by the prospective Client. The prospective Client shall not yet be considered as a Client of the Company if all internal Company checks, including without limitation to anti-money laundering checks and appropriateness tests, have not been duly satisfied. You acknowledge and understand that the Company may request additional due diligence documents for further clarification.
15.4 The Company has the right to request additional documentation and/or information from the Client at any time throughout the term of this Agreement and/or the business relationship with the Client. Should the Client fail to provide such additional documentation and/or information, the Company may, at its own discretion, terminate its business relationship with the Client.
15.5 You agree and understand that you are not entitled to delivery of, or required to deliver, the underlying of the Financial Instrument, nor ownership thereof or any other interest therein.
15.6 The Trades between yourself and us will be on a principal-to-principal basis. This means that we will act as principal under this Agreement and not as agent on your behalf, or on behalf of any third party. This also means that any Trades you execute on the Trading Platform are directly between you and us. You may only act in your capacity as principal when executing Trades with us.
15.7 Your trading account must be established for trading purposes only. The Company is not a bank, nor does it keep deposits like one. We keep deposits only to maintain margins supporting the trading account and trading activities.
15.8 The Company reserves the right to suspend, close, or unwind any transaction which has resulted from any abuse of trading strategies, misuse of deposited and promotional/bonus funds, negative balance abuse, technical error, or if the Company suspects any fraud, manipulation, arbitrage, or other forms of deceitful or fraudulent activity on the Client’s Categorization and change his Categorization if this is deemed necessary, (subject account or multiple accounts with the Company or otherwise related or connected to Applicable Regulations.
4.6any and/or all transactions. It is understood that when providing the Client with Reception and Transmission and Execution ServicesUnder such circumstances, the Company is entitled to review the client's account without notice at any time and withdraw any profits and charge any costs which it deems, in its sole discretion, to have been inappropriately gained and shall not required be liable for the cancellation of any transaction or profits or in the event of any damages or losses which may result from the suspension, closure or unwinding.
15.9 There are no restrictions to assess the suitability use of Expert Advisors (an algorithm or program which is used to control a Trading Account and give instructions and requests to the server through the client terminal), apart from EA’s that actively seek to trade on false prices or that the Company believes show evidence of market manipulation or other illegality, or which could jeopardize the integrity of the Financial Instrument in which the Client wishes to transact, nor the Service(s) provided or offered to him. As a result, the Client will
4.7Company’s trading platform. The Company is obliged under Applicable Regulations reserves its right to obtain information about the Clientreview a client’s knowledge trading history to determine compliance hereof at any time and experience in the Investment Field so that it can assess whether the Service or Product envisaged is appropriate for the Client. If the Client elects not to provide such information without warning to the Companyclient.
15.10 Furthermore, it is the client’s sole responsibility to test any EA and the use thereof is undertaken at clients’ own risk.
15.11 If we deem there to be any of such activities, we reserve the right to annul and cancel any or if the Client provides insufficient informationall your past Transactions and debit all generated profits.
15.12 If a situation arises that is not covered under this agreement, the Company will not be able to determine whether resolve the Service or Product envisaged matter based on good faith and fairness and, where appropriate, by taking such action as is appropriate for the Client. The Company shall assume that information about client’s knowledge and experience provided from the Client to the Company is accurate and complete and the Company will have no responsibility to the Client if such information is incomplete or misleading or changes or becomes inaccurate and the Company will be deemed to have performed its obligations under Applicable Regulations, unless the Client has informed the Company of such changesconsistent with market practice.
4.815.13 Clients are only allowed one trading account per currency.
15.14 Bonus and promotional offers are only allowed on the account types under which they were issued.
15.15 Clients are only allowed one promotion per household. In cases where the Company considers that certain or all services are not suitable for the client, the Client will be reasonable informed about such matter and Any promotion on multiple accounts shall be warned accordingly. If the client disregards such opinion of the Company and the risk warnings provided and still continues or find otherwise to register and receive the unsuitable services, the responsibility is held by the client and no liability shall be held on the Companyterminated without notification.
4.9. The Company will do its best efforts to inform the client of any risks and unsuitable services,
4.10. The Client agrees and undertakes to:
4.10.1. Notify the Company of any changes to their personal and financial information and/or in your financial condition by emailing xxxxxxx@xxxxxxx.xxx; Provide true, accurate, current and complete Registration Data as prompted by the registration process;
4.10.2. Maintain and promptly update the Registration Data to keep it accurate, current and complete by emailing using the email address which you created your trading account, any changes to xxxxxxx@xxxxxxx.xxx;
4.10.3. Ensure that you log out from your trading account at the end of each session on the Website;
4.11. The Company may carry investigations, credit and perform any other checks, on the client and information provided by such client, from time to time as it deems appropriate.
Appears in 1 contract
Samples: Client Agreement
Client Acceptance. 4.1. After the Client fills in and submits the Account Opening Application Form together with all the required Identification documentation, the Company will send him a Notice informing him whether he has been accepted as a Customer of the Company. It is understood that the Company is not to be required, (and may be unable under Applicable Regulations), to accept the Client as its Customer until all Documentation it requires has been received by the Company,, properly and fully completed by the Client and all internal Company checks, (including without limitation Anti-Money Laundering checks and appropriateness tests), have been duly satisfied.
4.2. The Agreement will take effect and commence upon the receipt by the Client of the Notice sent by the Company informing the Client that he has been accepted as the Company’s Customer and that a Client Account has been opened for him.
4.3. According to Applicable Regulations, the Company will treat the Client as a Retail Client, Professional Client or Eligible Counterparty, depending on the information provided by the Client in his Account Opening Application Form and according to the method of Categorization as this method is explained under the Company’s “Client Categorization Policy” and by accepting this Agreement the Client accepts application of such method. The Company will inform the Client of his Categorization according to Applicable Regulations.the
4.4. The Client accepts that when categorizing the Client and dealing with him, the Company will rely on the accuracy, completeness and correctness of the information provided by the Client in his Account Opening Application Form and the Client has the responsibility to immediately notify the Company in writing if such information changes at any time thereafter.
4.5. It is understood that the Company has the Right to review the Client’s Categorization and change his Categorization if this is deemed necessary, (subject to Applicable Regulations.
4.6. It is understood that when providing the Client with Reception and Transmission and Execution Services, the Company is not required to assess the suitability of the Financial Instrument in which the Client wishes to transact, nor the Service(s) provided or offered to him. As a result, the Client willwill not benefit from the protection of the Applicable Regulations as regards the assessment of suitability.
4.7. The Company is obliged under Applicable Regulations to obtain information about the Client’s knowledge and experience in the Investment Field so that it can assess whether the Service or Product envisaged is appropriate for the Client. If the Client elects not to provide such information to the Company, or if the Client provides insufficient information, the Company will not be able to determine whether the Service or Product envisaged is appropriate for the Client. The Company shall assume that information about client’s knowledge and experience provided from the Client to the Company is accurate and complete and the Company will have no responsibility to the Client if such information is incomplete or misleading or changes or becomes inaccurate and the Company will be deemed to have performed its obligations under Applicable Regulations, unless the Client has informed the Company of such changes.
4.8. In cases where the Company considers that certain or all services are not suitable for the client, the Client will be reasonable informed about such matter and shall be warned accordingly. If the client disregards such opinion of the Company and the risk warnings provided and still continues or find otherwise to register and receive the unsuitable services, the responsibility is held by the client and no liability shall be held on the Company.
4.9. The Company will do its best efforts to inform the client of any risks and unsuitable services,, however the Company shall not be held liable if any such warnings were not in a manner or medium preferred or expected by the client, neither if such warning was not on the expected time or with no prior reasonable time (in clients opinion) or not clear enough or not in the language expected by the client.
4.10. The Client agrees and undertakes to:
4.10.1. Notify the Company of any changes to their personal and financial information and/or in your financial condition by emailing xxxxxxx@xxxxxxx.xxxxxxxxxx@xxxxxxx.xx; Provide true, accurate, current and complete Registration Data as prompted by the registration process;
4.10.2. Maintain and promptly update the Registration Data to keep it accurate, current and complete by emailing using the email address which you created your trading account, any changes to xxxxxxx@xxxxxxx.xxxxxxxxxx@xxxxxxx.xx;
4.10.3. Ensure that you log out from your trading account at the end of each session on the Website;
4.11. The Company may carry investigations, credit and perform any other checks, on the client and information provided by such client, from time to time as it deems appropriate.
Appears in 1 contract
Samples: Client Agreement
Client Acceptance. 4.115.1 You acknowledge and understand that iFX Brokers Holdings (Pty) Ltd. is not obligated or required under any applicable laws or regulations to accept any prospective Client as a Client. After The Company has the right to decline or refuse to accept a prospective Client fills as a Client if it reasonably believes that the prospective Client might pose a risk to the Company or if accepting such a prospective Client would be against the Company's Client Acceptance Policy. The Company is under no obligation to provide any reason for not accepting a prospective Client as a Client, and no communication in this regard will be entered into.
15.2 To become a Client of the Company, you must fill in and submits submit the online Account Opening Application Form together found on the Company’s Website and provide the Company with all the required Identification identification documentation, the Company will send him a Notice informing him whether he has been accepted as a Customer of the Company. It is understood that the Company is not to be required, (and may be unable under Applicable Regulations), to accept the Client as its Customer until all Documentation it requires has been received by the Company,
4.2. The Agreement will take effect and commence upon the receipt by the Client of the Notice sent by the Company informing the Client that he has been accepted as the Company’s Customer and that a Client Account has been opened for him.
4.3. According to Applicable Regulations, the Company will treat the Client as a Retail Client, Professional Client or Eligible Counterparty, depending on the information provided by the Client in his Account Opening Application Form and according to the method of Categorization as this method is explained under the Company’s “Client Categorization Policy” and by accepting this Agreement the Client accepts application of such method. The Company will inform the Client of his Categorization according to Applicable Regulations.will
4.4. The Client accepts that when categorizing the Client 15.3 You acknowledge and dealing with him, the Company will rely on the accuracy, completeness and correctness of the information provided by the Client in his Account Opening Application Form and the Client has the responsibility to immediately notify the Company in writing if such information changes at any time thereafter.
4.5. It is understood understand that the Company has the Right right to review refuse to activate an account and/or shall not accept any money from any prospective Client until all documentation requested has been provided to the Company, which has been properly and fully completed by the prospective Client. The prospective Client shall not yet be considered as a Client of the Company if all internal Company checks, including without limitation to anti-money laundering checks and appropriateness tests, have not been duly satisfied. You acknowledge and understand that the Company may request additional due diligence documents for further clarification.
15.4 The Company has the right to request additional documentation and/or information from the Client at any time throughout the term of this Agreement and/or the business relationship with the Client. Should the Client fail to provide such additional documentation and/or information, the Company may, at its own discretion, terminate its business relationship with the Client.
15.5 You agree and understand that you are not entitled to delivery of, or required to deliver, the underlying of the Financial Instrument, nor ownership thereof or any other interest therein.
15.6 The Trades between yourself and us will be on a principal-to-principal basis. This means that we will act as principal under this Agreement and not as agent on your behalf, or on behalf of any third party. This also means that any Trades you execute on the Trading Platform are directly between you and us. You may only act in your capacity as principal when executing Trades with us.
15.7 Your trading account must be established for trading purposes only. The Company is not a bank, nor does it keep deposits like one. We keep deposits only to maintain margins supporting the trading account and trading activities.
15.8 The Company reserves the right to suspend, close, or unwind any transaction which has resulted from any abuse of trading strategies, misuse of deposited and promotional/bonus funds, negative balance abuse, technical error, or if the Company suspects any fraud, manipulation, arbitrage, or other forms of deceitful or fraudulent activity on the Client’s Categorization and change his Categorization if this is deemed necessary, (subject account or multiple accounts with the Company or otherwise related or connected to Applicable Regulations.
4.6any and/or all transactions. It is understood that when providing the Client with Reception and Transmission and Execution ServicesUnder such circumstances, the Company is entitled to review the client's account without notice at any time and withdraw any profits and charge any costs which it deems, in its sole discretion, to have been inappropriately gained and shall not required to assess be liable for the suitability cancellation of the Financial Instrument in which the Client wishes to transact, nor the Service(s) provided any transaction or offered to him. As a result, the Client will
4.7. The Company is obliged under Applicable Regulations to obtain information about the Client’s knowledge and experience profits or in the Investment Field so that it can assess whether event of any damages or losses which may result from the Service suspension, closure or Product envisaged is appropriate for the Client. If the Client elects not to provide such information unwinding.
15.9 There are no restrictions to the Companyuse of Expert Advisors (an algorithm or program which is used to control a Trading Account and give instructions and requests to the server through the client terminal), apart from EA’s that actively seek to trade on false prices or if that the Client provides insufficient informationCompany believes show evidence of market
15.10 Furthermore, it is the client’s sole responsibility to test any EA and the use thereof is undertaken at clients’ own risk.
15.11 If we deem there to be any of such activities, we reserve the right to annul and cancel any or all your past Transactions and debit all generated profits.
15.12 If a situation arises that is not covered under this agreement, the Company will not be able to determine whether resolve the Service or Product envisaged matter based on good faith and fairness and, where appropriate, by taking such action as is appropriate for the Client. The Company shall assume that information about client’s knowledge and experience provided from the Client to the Company is accurate and complete and the Company will have no responsibility to the Client if such information is incomplete or misleading or changes or becomes inaccurate and the Company will be deemed to have performed its obligations under Applicable Regulations, unless the Client has informed the Company of such changesconsistent with market practice.
4.815.13 Clients are only allowed one trading account per currency.
15.14 Bonus and promotional offers are only allowed on the account types under which they were issued.
15.15 Clients are only allowed one promotion per household. In cases where the Company considers that certain or all services are not suitable for the client, the Client will be reasonable informed about such matter and Any promotion on multiple accounts shall be warned accordingly. If the client disregards such opinion of the Company and the risk warnings provided and still continues or find otherwise to register and receive the unsuitable services, the responsibility is held by the client and no liability shall be held on the Companyterminated without notification.
4.9. The Company will do its best efforts to inform the client of any risks and unsuitable services,
4.10. The Client agrees and undertakes to:
4.10.1. Notify the Company of any changes to their personal and financial information and/or in your financial condition by emailing xxxxxxx@xxxxxxx.xxx; Provide true, accurate, current and complete Registration Data as prompted by the registration process;
4.10.2. Maintain and promptly update the Registration Data to keep it accurate, current and complete by emailing using the email address which you created your trading account, any changes to xxxxxxx@xxxxxxx.xxx;
4.10.3. Ensure that you log out from your trading account at the end of each session on the Website;
4.11. The Company may carry investigations, credit and perform any other checks, on the client and information provided by such client, from time to time as it deems appropriate.
Appears in 1 contract
Samples: Client Agreement
Client Acceptance. 4.1. After the Client fills in and submits the Account Opening Application Form together with all the required Identification documentation, the Company will send him a Notice informing him whether he has been accepted as a Customer of the Company. It is understood that the Company is not to be required, (and may be unable under Applicable Regulations), to accept the Client as its Customer until all Documentation it requires has been received by the Company,, properly and fully completed by the Client and all internal Company checks, (including without limitation Anti-Money Laundering checks and appropriateness tests), have been duly satisfied.
4.20.0. Xx the event that the Client is accepted by the Company as its Customer, the Company will open a Client Account for the Client, which will
4.3. The Agreement will take effect and commence upon the receipt by the Client of the Notice sent by the Company informing the Client that he has been accepted as the Company’s Customer and that a Client Account has been opened for him.
4.34.4. According to Applicable Regulations, the Company will treat the Client as a Retail Client, Professional Client or Eligible Counterparty, depending on the information provided by the Client in his Account Opening Application Form and according to the method of Categorization as this method is explained under the Company’s “Client Categorization Policy” and by accepting this Agreement the Client accepts application of such method. The Company will inform the Client of his Categorization according to Applicable Regulations.Application
4.44.5. The Client accepts that when categorizing the Client and dealing with him, the Company will rely on the accuracy, completeness and correctness of the information provided by the Client in his Account Opening Application Form and the Client has the responsibility to immediately notify the Company in writing if such information changes at any time thereafter.
4.50.0. It Xx is understood that the Company has the Right to review the Client’s Categorization and change his Categorization if this is deemed necessary, (subject to Applicable Regulations).
4.60.0. It Xx is understood that when providing the Client with Reception and Transmission and Execution Services, the Company is not required to assess the suitability of the Financial Instrument in which the Client wishes to transact, nor the Service(s) provided or offered to him. As a result, the Client willwill not benefit from the protection of the Applicable Regulations as regards the assessment of suitability.
4.74.8. The Company is obliged under Applicable Regulations to obtain information about the Client’s knowledge and experience in the Investment Field so that it can assess whether the Service or Product envisaged is appropriate for the Client. If the Client elects not to provide such information to the CompanyClient, or if the Client provides insufficient information, the Company will not be able to determine whether the Service or Product envisaged is appropriate for the Client. The Company shall assume that information about client’s his knowledge and experience provided from the Client to the Company is accurate and complete and the Company will have no responsibility to the Client if such information is incomplete or misleading or changes or becomes inaccurate and the Company will be deemed to have performed its obligations under Applicable Regulations, unless the Client has informed the Company of such changes.
4.8. In cases where the Company considers that certain or all services are not suitable for the client, the Client will be reasonable informed about such matter and shall be warned accordingly. If the client disregards such opinion of the Company and the risk warnings provided and still continues or find otherwise to register and receive the unsuitable services, the responsibility is held by the client and no liability shall be held on the Company.
4.9. The Company will do its best efforts to inform the client of any risks and unsuitable services,
4.10. The Client agrees and undertakes to:
4.10.14.10. Notify Once logged into the Trading Platform using your Access Data, you authorize the Company to rely upon any information or instructions set forth in any data transmission using your Registration Data, without making further investigation or inquiry, and regardless of any changes to their personal and financial information and/or in your financial condition by emailing xxxxxxx@xxxxxxx.xxx; Provide truethe actual identity of the individual transmitting the same. Without limitation of the foregoing, accurate, current and complete Registration Data as prompted by the registration process;
4.10.2. Maintain and promptly update the Registration Data to keep it accurate, current and complete by emailing using the email address which you created your trading account, any changes to xxxxxxx@xxxxxxx.xxx;
4.10.3. Ensure that you log out from your trading account at the end of each session on the Website;
4.11. The Company may carry investigations, credit and perform any other checks, on the client and information provided by such client, from time to time as it deems appropriate.has no
Appears in 1 contract
Samples: Client Agreement
Client Acceptance. 4.1. After the Client fills in and submits the Account Opening Application Form together with all the required Identification documentation, the Company will send him a Notice informing him whether he has been accepted as a Customer of the Company. It is understood that the Company is not to be required, (and may be unable under Applicable Regulations), to accept the Client as its Customer until all Documentation it requires has been received by the Company,, properly and fully completed by the Client and all internal Company checks, (including without limitation Anti-Money Laundering checks and appropriateness tests), have been duly satisfied.
4.2. The Agreement will take effect and commence upon the receipt by the Client of the Notice sent by the Company informing the Client that he has been accepted as the Company’s Customer and that a Client Account has been opened for him.
4.3. According to Applicable Regulations, the Company will treat the Client as a Retail Client, Professional Client or Eligible Counterparty, depending on the information provided by the Client in his Account Opening Application Form and according to the method of Categorization as this method is explained under the Company’s “Client Categorization Policy” and by accepting this Agreement the Client accepts application of such method. The Company will inform the Client of his Categorization according to Applicable Regulations.
4.4. The Client accepts that when categorizing the Client and dealing with him, the Company will rely on the accuracy, completeness and correctness of the information provided by the Client in his Account Opening Application Form and the Client has the responsibility to immediately notify the Company in writing if such information changes at any time thereafter.
4.5. It is understood that the Company has the Right to review the Client’s Categorization and change his Categorization if this is deemed necessary, (subject to Applicable Regulations.
4.6. It is understood that when providing the Client with Reception and Transmission and Execution Services, the Company is not required to assess the suitability of the Financial Instrument in which the Client wishes to transact, nor the Service(s) provided or offered to him. As a result, the Client willwill not benefit from the protection of the Applicable Regulations as regards the assessment of suitability.
4.7. The Company is obliged under Applicable Regulations to obtain information about the Client’s knowledge and experience in the Investment Field so that it can assess whether the Service or Product envisaged is appropriate for the Client. If the Client elects not to provide such information to the CompanyClient, or if the Client provides insufficient information, the Company will not be able to determine whether the Service or Product envisaged is appropriate for the Client. The Company shall assume that information about client’s knowledge and experience provided from the Client to the Company is accurate and complete and the Company will have no responsibility to the Client if such information is incomplete or misleading or changes or becomes inaccurate and the Company will be deemed to have performed its obligations under Applicable Regulations, unless the Client has informed the Company of such changes.
4.8. In cases where the Company considers that certain or all services are not suitable for the client, the Client will be reasonable informed about such matter and shall be warned accordingly. If the client disregards such opinion of the Company and the risk warnings provided and still continues or find otherwise to register and receive the unsuitable services, services the responsibility is held by the client and no liability shall be held on the Company.
4.9. The Company will do its best efforts to inform the client of any risks and unsuitable services,, however the Company shall not be held liable if any such warnings were not in a manner or medium preferred or expected by the client, neither if such warning was not on the
4.10. The Client agrees and undertakes to:
4.10.1. Notify the Company of any changes to their personal and financial information and/or in your financial condition by emailing xxxxxxx@xxxxxxx.xxx; Provide true, accurate, current and complete Registration Data as prompted by the registration process;
4.10.2. Maintain and promptly update the Registration Data to keep it accurate, current and complete by emailing using the email address which you created your trading account, any changes to xxxxxxx@xxxxxxx.xxx;
4.10.3. Ensure that you log out from your trading account at the end of each session on the Website;
4.11. The Company may carry investigations, credit and perform any other checks, on the client and information provided by such client, from time to time as it deems appropriate.
4.12. Client’s Registration Data or other information may be sued in the prevention of money laundering or terrorist financing or fraud as well as for the management of your account, you authorize us to use your Registration Data and other information to perform the above checks in relation to your application process;
4.13. In the event we become aware of any illegal activity, impropriety in the Registration Data or failure of any due diligence requirement, we may freeze your account. Should such an event occur we may not be in a position to release funds and may not be able to carry out subsequent instructions from you.
4.14. Once logged into the Trading Platform using your Access Data, you authorize the Company to rely upon any information or instructions
Appears in 1 contract
Samples: Client Agreement
Client Acceptance. 4.1. After the Client fills fills in and submits the Account Opening Application Form together with all the required Identification Identification documentation, the Company will send him a Notice informing him whether he has been accepted as a Customer of the Company. It is understood that the Company is not to be required, (and may be unable under Applicable Regulations), to accept the Client as its Customer until all Documentation it requires has been received by the Company,, properly and fully completed by the Client and all internal Company checks, (including without limitation Anti-Money Laundering checks and appropriateness tests), have been duly satisfied.
4.2. In the event that the Client is accepted by the Company as its Customer, the Company will open a Client Account for the Client, which will be activated upon the Client depositing the minimum initial
4.3. The Agreement will take effect and commence upon the receipt by the Client of the Notice sent by the Company informing the Client that he has been accepted as the Company’s Customer and that a Client Account has been opened for him.
4.34.4. According to Applicable Regulations, the Company will treat the Client as a Retail Client, Professional Client or Eligible Counterparty, depending on the information provided by the Client in his Account Opening Application Form and according to the method of Categorization as this method is explained under the Company’s “Client Categorization Policy” and by accepting this Agreement the Client accepts application of such method. The Company will inform the Client of his Categorization according to Applicable Regulations.Application
4.44.5. The Client accepts that when categorizing the Client and dealing with him, the Company will rely on the accuracy, completeness and correctness of the information provided by the Client in his Account Opening Application Form and the Client has the responsibility to immediately notify the Company in writing if such information changes at any time thereafter.
4.54.6. It is understood that the Company has the Right to review the Client’s Categorization and change his Categorization if this is deemed necessary, (subject to Applicable Regulations.
4.6. It Xxxxxxxxxxx0.0.Xx is understood that when providing the Client with Reception and Transmission and Execution Services, the Company is not required to assess the suitability of the Financial Instrument in which the Client wishes to transact, nor the Service(s) provided or offered to him. As a result, the Client will
4.7. The Company is obliged under will not benefit from the protection of the Applicable Regulations to obtain information about as regards the Client’s knowledge and experience in the Investment Field so that it can assess whether the Service or Product envisaged is appropriate for the Client. If the Client elects not to provide such information to the Company, or if the Client provides insufficient information, the Company will not be able to determine whether the Service or Product envisaged is appropriate for the Client. The Company shall assume that information about client’s knowledge and experience provided from the Client to the Company is accurate and complete and the Company will have no responsibility to the Client if such information is incomplete or misleading or changes or becomes inaccurate and the Company will be deemed to have performed its obligations under Applicable Regulations, unless the Client has informed the Company assessment of such changessuitability.
4.8. In cases where the Company considers that certain or all services are not suitable for the client, the Client will be reasonable informed about such matter and shall be warned accordingly. If the client disregards such opinion of the Company and the risk warnings provided and still continues or find otherwise to register and receive the unsuitable services, the responsibility is held by the client and no liability shall be held on the Company.
4.9. The Company will do its best efforts to inform the client of any risks and unsuitable services,
4.10. The Client agrees and undertakes to:
4.10.1. Notify the Company of any changes to their personal and financial information and/or in your financial condition by emailing xxxxxxx@xxxxxxx.xxx; Provide true, accurate, current and complete Registration Data as prompted by the registration process;
4.10.2. Maintain and promptly update the Registration Data to keep it accurate, current and complete by emailing using the email address which you created your trading account, any changes to xxxxxxx@xxxxxxx.xxx;
4.10.3. Ensure that you log out from your trading account at the end of each session on the Website;
4.11. The Company may carry investigations, credit and perform any other checks, on the client and information provided by such client, from time to time as it deems appropriate.
Appears in 1 contract
Samples: Client Agreement
Client Acceptance. 4.1. 4.1 After the Client fills in and submits the Account Opening Application Form together with all the required Identification documentation, the Company will send him a Notice informing him whether he has been accepted as a Customer of the Company. It is understood that the Company is not to be required, (and may be unable under Applicable Regulations), to accept the Client as its Customer until all Documentation it requires has been received by the Company,, properly and fully completed by the Client and all internal Company checks, (including without limitation Anti-Money Laundering checks and appropriateness tests), have been duly satisfied.
4.2. 4.2 In the event that the Client is accepted by the Company as its Customer, the Company will open a Client Account for the Client, which will be activated upon the Client depositing the minimum initial deposit of 100 Euros or 100 GBP or 100 US Dollars or as determined by the Company in its discretion from time to time.
4.3 The Agreement will take effect and commence upon the receipt by the Client of the Notice sent by the Company informing the Client that he has been accepted as the Company’s Customer and that a Client Account has been opened for him.
4.3. 4.4 According to Applicable Regulations, the Company will treat the Client as a Retail Client, Professional Client or Eligible Counterparty, depending on the information provided by the Client in his Account Opening Application Form and according to the method of Categorization as this method is explained under the Company’s “Client Categorization Policy” and by accepting this Agreement the Client accepts application of such method. The Company will inform the Client of his Categorization according to Applicable Regulations.
4.4. 4.5 The Client accepts that when categorizing the Client and dealing with him, the Company will rely on the accuracy, completeness and correctness of the information provided by the Client in his Account Opening Application Form and the Client has the responsibility to immediately notify the Company in writing if such information changes at any time thereafter.
4.5. 4.6 It is understood that the Company has the Right to review the Client’s Categorization and change his Categorization if this is deemed necessary, (subject to Applicable Regulations).
4.6. 4.7 It is understood that when providing the Client with Reception and Transmission and Execution Services, the Company is not required to assess the suitability of the Financial Instrument in which the Client wishes to transact, nor the Service(s) provided or offered to him. As a result, the Client willwill not benefit from the protection of the Applicable Regulations as regards the assessment of suitability.
4.7. 4.8 The Company is obliged under Applicable Regulations to obtain information about the Client’s knowledge and experience in the Investment Field so that it can assess whether the Service or Product envisaged is appropriate for the Client. If the Client elects not to provide such information to the Company, or if the Client provides insufficient information, the Company will not be able to determine whether the Service or Product envisaged is appropriate for the Client. The Company shall assume that information about client’s knowledge and experience provided from the Client to the Company is accurate and complete and the Company will have no responsibility to the Client if such information is incomplete or misleading or changes or becomes inaccurate and the Company will be deemed to have performed its obligations under Applicable Regulations, unless the Client has informed the Company of such changes.
4.8. In cases where the Company considers that certain or all services are not suitable for the client, the Client will be reasonable informed about such matter and shall be warned accordingly. If the client disregards such opinion of the Company and the risk warnings provided and still continues or find otherwise to register and receive the unsuitable services, the responsibility is held by the client and no liability shall be held on the Company.
4.9. The Company will do its best efforts to inform the client of any risks and unsuitable services,
4.10. The Client agrees and undertakes to:
4.10.1. Notify the Company of any changes to their personal and financial information and/or in your financial condition by emailing xxxxxxx@xxxxxxx.xxx; Provide true, accurate, current and complete Registration Data as prompted by the registration process;
4.10.2. Maintain and promptly update the Registration Data to keep it accurate, current and complete by emailing using the email address which you created your trading account, any changes to xxxxxxx@xxxxxxx.xxx;
4.10.3. Ensure that you log out from your trading account at the end of each session on the Website;
4.11. The Company may carry investigations, credit and perform any other checks, on the client and information provided by such client, from time to time as it deems appropriate.
Appears in 1 contract
Samples: Client Agreement
