Common use of Client Classification Clause in Contracts

Client Classification. 6.1. We shall treat you as a Retail Client for the purposes of the Rules and the Applicable Regulations. You have the right to request a different method of categorisation. However, if you request a different categorisation and the Company agrees to such categorisation, you accept that the level of protection that is afforded by your relevant Regulations and other Applicable Regulations may differ. The Company cannot enter into title transfer financial collateral arrangements with Retail Clients. Remuneration practices which could provide an incentive to the Company’s staff to recommend a particular financial instrument to a Retail Client when the Company could offer a different financial instrument which would better meet that Client’s needs are also prohibited. In the case of Professional Clients and Eligible Counterparties, the Company may agree to provide more limited information as provided by Applicable Regulations. 6.2. It is understood that we have the right to review the Client’s Categorisation and change your Categorisation if this is deemed necessary (subject to Applicable Regulations). You accept that when categorising you and dealing with you, the Company will rely on the accuracy, completeness and correctness of the information provided by you in your Account Opening Application Form and the Financial Suitability Questionnaire. You have the responsibility to immediately notify us in writing if such information changes at any time thereafter.

Client Classification. 6.1. We shall treat you as a Retail Client for the purposes of the Rules and the Applicable Regulations. You have the right to request a different method of categorisationcategorization. However, if you request a different categorisation categorization and the Company agrees to such categorisationcategorization, you accept that the level of protection that is afforded by your relevant Regulations and other Applicable Regulations may differ. The Company cannot enter into title transfer financial collateral arrangements with Retail Clients. Remuneration practices which could provide an incentive to the Company’s staff to recommend a particular financial instrument to a Retail Client when the Company could offer a different financial instrument which would better meet that Client’s needs are also prohibited. In the case of Professional Clients and Eligible Counterparties, the Company may agree to provide more limited information as provided by Applicable Regulations. 6.2. It is understood that we have the right to review the Client’s Categorisation Categorization and change your Categorisation Categorization if this is deemed necessary (subject to Applicable Regulations). You accept that when categorising categorizing you and dealing with you, the Company will rely on the accuracy, completeness and correctness of the information provided by you in your Account Opening Application Form and the Financial Suitability Questionnaire. You have the responsibility to immediately notify us in writing if such information changes at any time thereafter.

Client Classification. 6.1. We shall treat you as a Retail Client for the purposes of the Rules and the Applicable Regulations. You have the right to request a different method of categorisationcategorization. However, if you request a different categorisation categorization and the Company agrees to such categorisationcategorization, you accept that the level of protection that is afforded by your relevant Regulations and other Applicable Regulations may differ. The Company cannot enter into title transfer financial collateral arrangements with Retail Clients. Remuneration practices which could provide an incentive to the Company’s staff to recommend a particular financial instrument to a Retail Client when the Company could offer a different financial instrument which would better meet that Client’s needs are also prohibited. In the case of Professional Clients and Eligible Counterparties, ,the Company may agree to provide mayagreetoprovide more limited information as provided by Applicable Regulations. 6.2. It is understood that we have the right to review the Client’s Categorisation Categorization and change your Categorisation Categorization if this is deemed necessary (subject to Applicable Regulations). You accept that when categorising categorizing you and dealing with you, the Company will rely on the accuracy, completeness and correctness of the information provided by you in your Account Opening Application Form and the Financial Suitability Questionnaire. You have the responsibility to immediately notify us in writing if such information changes at any time thereafter.