Client Securities Rules. By way of brief background, the Client Securities Rules prescribe how client assets are to be dealt with by all intermediaries and their associated entities. However, as the China Connect Securities traded through China Connect are not listed or traded on SEHK, the Customer will not have protection under the Client Securities Rules, unless otherwise specified by the SFC or any other relevant China Connect Authority.
Appears in 3 contracts
Samples: Securities Account Agreement, Securities Account Agreement, Securities Client Agreement
Client Securities Rules. By way of brief background, the Client Securities Rules prescribe how client assets are to be dealt with by all intermediaries and their associated entities. However, as the China Connect Securities traded through China Connect are not listed or traded on SEHK, the Customer Client will not have protection under the Client Securities Rules, unless otherwise specified by the SFC or any other relevant China Connect Authority.
Appears in 2 contracts
Samples: Securities Transactions Client Agreement, Securities Transactions Client Agreement
