Common Stock. The Company has registered its Common Stock pursuant to Section 12(b) or (g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company is in compliance with all requirements for the continued listing or quotation of its Common Stock, and such Common Stock is currently listed or quoted on, the Principal Market. As of the date hereof, the Principal Market is the Nasdaq SmallCap Market and the Company has not received any notice regarding, and to its knowledge there is no threat, of the termination or discontinuance of the eligibility of the Common Stock for such listing.
Appears in 10 contracts
Samples: Common Stock and Warrants Purchase Agreement (Focus Enhancements Inc), Common Stock and Warrants Purchase Agreement (Focus Enhancements Inc), Convertible Debenture and Warrants Purchase Agreement (Affinity Technology Group Inc)
Common Stock. The Company has registered its Common Stock pursuant to Section 12(b) or (g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company is in compliance with all requirements for the continued listing or quotation of its Common Stock, and such Common Stock is currently listed or quoted on, the Principal Market. As of the date hereof, the Principal Market is the Nasdaq SmallCap Market OTC Bulletin Board and the Company has not received any notice regarding, and to its knowledge there is no threat, of the termination or discontinuance of the eligibility of the Common Stock for such listing.
Appears in 10 contracts
Samples: Convertible Debenture Purchase Agreement (Next Generation Media Corp), Convertible Debenture and Warrants Purchase Agreement (Mw Medical Inc), Private Equity Line of Credit Agreement (Mediax Corp)
Common Stock. The Company has registered its Common Stock pursuant to Section 12(b) or (g) of the Exchange 1934 Act (as defined below) and is in full compliance with all reporting requirements of the Exchange 1934 Act, and the Company is in compliance with all requirements for the continued listing or quotation of its Common Stock, and such Common Stock is currently listed or quoted on, the Principal Market. As of the date hereof, the Principal Market is the Nasdaq SmallCap Market American Stock Exchange, and except as set forth in the SEC Documents, the Company has not received any notice regarding, and to its knowledge there is no threatthreat of, of the termination or discontinuance of the eligibility of the Common Stock for such posting or listing.
Appears in 9 contracts
Samples: Securities Purchase Agreement (Galaxy Nutritional Foods Co), Securities Purchase Agreement (Galaxy Nutritional Foods Co), Stock Repurchase Agreement (Galaxy Nutritional Foods Inc)
Common Stock. The Company has registered its Common Stock ------------ pursuant to Section 12(b) or (g12(g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company is in compliance with has maintained all requirements for the continued listing or quotation of its Common Stock, and such Common Stock is currently listed or quoted on, on the Principal Market. As of the date hereof, the Principal Market is the Nasdaq SmallCap Market and the Company has not received any notice regarding, and to its knowledge there is no threat, of the termination or discontinuance of the eligibility of the Common Stock for such listingNational Market.
Appears in 6 contracts
Samples: Private Equity Line of Credit Agreement (Sonic Solutions/Ca/), Escrow Agreement (Sonic Solutions/Ca/), Stock Purchase Agreement (Sonic Solutions/Ca/)
Common Stock. The Company has registered its Common Stock pursuant to Section 12(b) or (g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company is in compliance with has maintained all requirements for the continued listing or quotation of its Common Stock, and such Common Stock is currently listed or quoted on, on the Principal Market. As of the date hereof, the Principal Market is the The Nasdaq SmallCap Market and the Company has not received any notice regarding, and to its knowledge there is no threat, of the termination or discontinuance of the eligibility of the Common Stock for such listing.
Appears in 5 contracts
Samples: Preferred Stock Purchase Agreement (Integrated Surgical Systems Inc), Preferred Stock Purchase Agreement (Integrated Surgical Systems Inc), Preferred Stock Purchase Agreement (Integrated Surgical Systems Inc)
Common Stock. The Company has registered its Common Stock ------------ pursuant to Section 12(b) or (g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company is in compliance with all requirements for the continued listing or quotation of its Common Stock, and such Common Stock is currently listed or quoted on, the Principal Market. As of the date hereof, the Principal Market is the Nasdaq SmallCap Market OTC Bulletin Board and the Company has not received any notice regarding, and to its knowledge there is no threat, of the termination or discontinuance of the eligibility of the Common Stock for such listing.
Appears in 5 contracts
Samples: Private Equity Line of Credit Agreement (Worldwide Wireless Networks Inc), Private Equity Line of Credit Agreement (Worldwide Wireless Networks Inc), Private Equity Line of Credit Agreement (Worldwide Wireless Networks Inc)
Common Stock. The Company has registered its Common Stock pursuant to Section 12(b) or (g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company is in compliance with all requirements for the continued listing or quotation of its Common Stock, and such Common Stock is currently listed or quoted on, the Principal Market. As of the date hereof, the Principal Market is the Nasdaq SmallCap NASDAQ Small-Cap Market and the Company has not received any notice regarding, and to its knowledge there is no threat, of the termination or discontinuance of the eligibility of the Common Stock for such listing.
Appears in 5 contracts
Samples: Loan Agreement (Aquis Communications Group Inc), Loan Agreement (Aquis Communications Group Inc), Loan Agreement (American Champion Entertainment Inc)
Common Stock. The Company has registered its Common Stock pursuant to Section 12(b) or (g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company is in compliance with all requirements for the continued listing or quotation of its Common Stock, and such Common Stock is currently listed or quoted on, the Principal Market. As of the date hereof, the Principal Market is the Nasdaq NASDAQ SmallCap Market and the Company has not received any notice regarding, and to its knowledge there is no threat, of the termination or discontinuance of the eligibility of the Common Stock for such listing.
Appears in 4 contracts
Samples: Private Equity Line of Credit Agreement (Paradigm Medical Industries Inc), Private Equity Line of Credit Agreement (Paradigm Medical Industries Inc), Private Equity Line of Credit Agreement (Paradigm Medical Industries Inc)
Common Stock. The Company has registered its Common Stock pursuant to Section 12(b) or (g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company is in compliance with all requirements for the continued listing or quotation of its Common Stock, and such Common Stock is currently listed or quoted on, the Principal Market. As of the date hereof, the Principal Market is the Nasdaq SmallCap Market OTC Bulletin Board and the Company has not received any notice regarding, and to its knowledge there is no threatthreat of, of the termination or discontinuance of the eligibility of the Common Stock for such posting or listing.
Appears in 4 contracts
Samples: Securities Purchase Agreement (TXP Corp), Investment Agreement (TXP Corp), Loan Agreement (TXP Corp)
Common Stock. The Company has registered its Common Stock pursuant to Section 12(b) or (g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company is in compliance with all requirements for the continued listing or quotation of its Common Stock, and such Common Stock is currently listed or quoted on, the Principal Market. As of the date hereof, the Principal Market is the Nasdaq SmallCap Market OTC Bulletin Board, and except as set forth in the SEC Documents, the Company has not received any notice regarding, and to its knowledge there is no threatthreat of, of the termination or discontinuance of the eligibility of the Common Stock for such posting or listing.
Appears in 4 contracts
Samples: Series B Preferred Stock and Warrants Purchase Agreement (Interactive Telesis Inc), Series B Preferred Stock and Warrants Purchase Agreement (Interactive Telesis Inc), Series B Preferred Stock and Warrants Purchase Agreement (Interactive Telesis Inc)
Common Stock. The Company has registered its Common Stock pursuant to Section 12(b) or (g) of the Exchange 1934 Act (as defined below) and is in full compliance with all reporting requirements of the Exchange 1934 Act, and the Company is in compliance with all requirements for the continued listing or quotation of its Common Stock, and such Common Stock is currently listed or quoted onon the NASDAQ National Market, and except as set forth in the Principal Market. As of the date hereofSEC Documents, the Principal Market is the Nasdaq SmallCap Market and the Company has not received any notice regarding, and to its knowledge there is no threatthreat of, of the termination or discontinuance of the eligibility of the Common Stock for such listing.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Delia S Corp), Securities Purchase Agreement (Delia S Corp), Securities Purchase Agreement (Delia S Corp)
Common Stock. The Company has registered its Common Stock pursuant to Section 12(b) or (g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company is in compliance with all requirements for the continued listing or quotation of its Common Stock, and such Common Stock is currently listed or quoted on, on the Principal Market. As of the date hereof, the Principal Market is the Nasdaq SmallCap Market American Stock Exchange and the Company has not received any notice regarding, and to its knowledge there is no threat, of the termination or discontinuance of the eligibility of the Common Stock for such listing.
Appears in 4 contracts
Samples: Debenture and Warrant Purchase Agreement (Brilliant Digital Entertainment Inc), Debenture and Warrant Purchase Agreement (Brilliant Digital Entertainment Inc), Debenture and Warrant Purchase Agreement (Brilliant Digital Entertainment Inc)
Common Stock. The Company has registered its Common Stock pursuant to Section 12(b) or (g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company is in compliance with all requirements for the continued listing or quotation of its Common Stock, and such Common Stock is currently listed or quoted on, the Principal Market. As of the date hereof, the Principal Market is the Nasdaq SmallCap Market and the Company has not received any notice regarding, and to its knowledge there is no threat, of the termination or discontinuance of the eligibility of the Common Stock for such listingon the Principal Market.
Appears in 3 contracts
Samples: Convertible Debentures and Warrants Purchase Agreement (Calypte Biomedical Corp), Convertible Debentures and Warrants Purchase Agreement (Calypte Biomedical Corp), Senior Secured Convertible Debentures and Warrants Purchase Agreement (World Wide Wireless Communications Inc)
Common Stock. The Company has registered its Common Stock pursuant to Section 12(b) or (g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company is in compliance with all requirements for the continued listing or quotation of its Common Stock, and such Common Stock is currently listed or quoted on, the Principal Market. As of the date hereof, the Principal Market is the Nasdaq SmallCap Market and the Company has not received any notice regarding, and to its knowledge there is no threatthreat of, of the termination or discontinuance of the eligibility of the Common Stock for such listing.
Appears in 2 contracts
Samples: Note Purchase Agreement (Datatec Systems Inc), Note Purchase Agreement (Datatec Systems Inc)
Common Stock. The Company has registered its Common Stock pursuant to Section 12(b) or (g12(g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company is in compliance with all requirements for the continued listing or quotation of its Common Stock, and such Common Stock is currently listed or quoted on, on the Principal Market. As of the date hereof, the Principal Market is the Nasdaq SmallCap Market OTC Bulletin Board and the Company has not received any notice regarding, and to its knowledge there is no threat, of the termination or discontinuance of the eligibility of the Common Stock for such listing.
Appears in 2 contracts
Samples: Common Stock and Warrant Purchase Agreement (XML Global Technologies Inc), Common Stock and Warrant Purchase Agreement (XML Global Technologies Inc)
Common Stock. The Company has registered its Common Stock pursuant to Section 12(b) or (g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company is in compliance with all requirements for the continued listing or quotation of its Common Stock, and such Common Stock is currently listed or quoted on, on the Principal Market. As of the date hereof, the Principal Market is the Nasdaq SmallCap Market and the Company has not received any notice regarding, and to its knowledge there is no threat, of the termination or discontinuance of the eligibility of the Common Stock for such listing.
Appears in 2 contracts
Samples: Convertible Preferred Shares and Warrant Purchase Agreement (Hawaiian Natural Water Co Inc), Convertible Preferred Stock and Warrants Purchase Agreement (Avtel Communications Inc/De)
Common Stock. The Company has registered its Common Stock pursuant to Section 12(b) or (g12(g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company is in compliance with has maintained all requirements for the continued listing or quotation of its Common Stock, and such Common Stock is currently listed or quoted on, on the Principal Market. As of the date hereof, the Principal Market is the Nasdaq SmallCap National Market and the Company has not received any notice regarding, and to its knowledge there is no threat, of the termination or discontinuance of the eligibility of the Common Stock for such listing("Nasdaq").
Appears in 2 contracts
Samples: Private Equity Line Agreement (Cytogen Corp), Private Equity Line Agreement (Cytogen Corp)
Common Stock. The Company has registered its Common Stock pursuant to Section 12(b) or (g12(g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company is in compliance with all requirements for the continued listing or quotation of its Common Stock, and such Common Stock is currently listed or quoted onquoted, the Principal Market. As of the date hereofand trades, the Principal Market is on the Nasdaq SmallCap Market Small Cap Stock Market, and the Company has not received any notice regarding, is in full compliance with the rules and to its knowledge there is no threat, regulations of the termination or discontinuance of the eligibility of the Common Nasdaq Small Cap Stock for such listingMarket.
Appears in 2 contracts
Samples: Secured Convertible Note Purchase Agreement (Interiors Inc), Secured Convertible Note Purchase Agreement (Interiors Inc)
Common Stock. The Company has registered its Common Stock pursuant to Section 12(b) or (g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company is in compliance with all requirements for the continued listing or quotation of its Common Stock, and such Common Stock is currently listed or quoted on, on the Principal NASDAQ SmallCap Market. As of the date hereof, the Principal Market is the Nasdaq SmallCap Market and the Company has not received any notice regarding, and to its knowledge there is no threat, of the termination or discontinuance of the eligibility of the Common Stock for such listing.
Appears in 2 contracts
Samples: Stock Purchase Agreement (Nam Corp), Stock Purchase Agreement (Insurance Services Office Inc)
Common Stock. The Company has registered its Common Stock pursuant to Section 12(b) or (g12(g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company is in compliance with has maintained all requirements for the continued listing or quotation of its Common Stock, and such Common Stock is currently listed or quoted on, on the Principal Market. As of the date hereof, the Principal Market is the Nasdaq SmallCap Market and the Company has not received any notice regarding, and to its knowledge there is no threat, of the termination or discontinuance of the eligibility of the Common Stock for such listingSmall Cap Market.
Appears in 2 contracts
Samples: Private Equity Line of Credit Agreement (Compressent Corp), Private Securities Subscription Agreement (Nuwave Technologies Inc)
Common Stock. The Company has registered its Common Stock pursuant to Section 12(b) or (g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company is in compliance with all requirements for the continued listing or quotation of its Common Stock, and such Common Stock is currently listed or quoted on, the Principal Market. As of the date hereof, the Principal Market is the Nasdaq SmallCap Market OTC Bulletin Board and the Company has not received any notice regarding, and to its knowledge there is no threatthreat of, of the termination or discontinuance of the eligibility of the Common Stock for such posting or listing.
Appears in 2 contracts
Samples: 8% Series C Unsecured Convertible Debenture and Warrants Purchase Agreement (Airtrax Inc), 8% Series B Unsecured Convertible Debenture and Warrants Purchase Agreement (Airtrax Inc)
Common Stock. The Company has registered its Common Stock pursuant to Section 12(b) or (g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company is in compliance with all requirements for the continued listing or quotation of its Common Stock, and such Common Stock is currently listed or quoted on, the Principal Market. As of the date hereof, the Principal Market is the Nasdaq SmallCap National Market and the Company has not received any notice regarding, and to its knowledge there is no threatthreat of, of the termination or discontinuance of the eligibility of the Common Stock for such listing.
Appears in 2 contracts
Samples: Subordinated Secured Convertible Debentures and Warrants Purchase Agreement (Datatec Systems Inc), Convertible Debentures and Warrants Purchase Agreement (Eco Soil Systems Inc)
Common Stock. The Company has registered its Common Stock pursuant to Section 12(b) or (g12(g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company is in compliance with has maintained all requirements for the continued listing or quotation of its Common Stock, and such Common Stock is currently listed or quoted on, on the Principal Market. As of the date hereof, the Principal Market is the Nasdaq SmallCap Market and the Company has not received any notice regarding, and to its knowledge there is no threat, of the termination or discontinuance of the eligibility of the Common Stock for such listingMarket.
Appears in 2 contracts
Samples: Private Equity Line Agreement (Somanetics Corp), Private Equity Line Agreement (Muse Technologies Inc)
Common Stock. The Company has registered its Common Stock pursuant to Section 12(b) or (g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company is in compliance with all requirements for the continued listing or quotation of its Common Stock, and such Common Stock is currently listed or quoted on, the Principal Market. As of the date hereof, the Principal Market is the Nasdaq SmallCap Market and the The Company has not received any notice regarding, and to its knowledge there is no threat, of the termination or discontinuance of the eligibility of the Common Stock for such listinglisting on the Principal Market.
Appears in 2 contracts
Samples: Private Equity Line of Credit Agreement (Milestone Scientific Inc/Nj), Private Equity Line of Credit Agreement (Infinite Group Inc)
Common Stock. The Company has registered its Common Stock pursuant to Section 12(b) or (g) 12 of the Exchange Act and is in full substantial compliance with all reporting requirements of the Exchange Act, and the Company is in compliance with has maintained all requirements for the continued listing or quotation of its Common Stock, and such Common Stock is currently listed or quoted on, on the Principal Market. As of the date hereof, the Principal Market is the The Nasdaq SmallCap Market and the Company has not received any notice regarding, and to its knowledge there is no threat, of the termination or discontinuance of the eligibility of the Common Stock for such listingMarket.
Appears in 2 contracts
Samples: Stock Subscription Agreement (Objectsoft Corp), Stock Subscription Agreement (Objectsoft Corp)
Common Stock. The Company has registered its Common Stock pursuant to Section 12(b) or (g12(g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company is in compliance with all requirements for the continued listing or quotation of its Common Stock, and such Common Stock is currently listed or quoted on, the Principal Market. As of the date hereof, the Principal Market is the Nasdaq SmallCap Market OTC Bulletin Board and the Company has not received any notice regarding, and to its knowledge there is no threat, of the termination or discontinuance of the eligibility of the Common Stock for such listing.
Appears in 1 contract
Samples: Convertible Debenture and Warrants Purchase Agreement (Famous Fixins Inc)
Common Stock. The Company has registered its Common Stock pursuant to Section 12(b) or (g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company is in compliance with all requirements for the continued listing or quotation of its Common Stock, and such Common Stock is currently listed or quoted on, on the Principal Market. As of the date hereof, the Principal Market is the Nasdaq SmallCap Small Cap Market and the Company has not received any notice regarding, and to its knowledge there is no threat, of the termination or discontinuance of the eligibility of the Common Stock for such listing.
Appears in 1 contract
Samples: Common Stock and Warrants Purchase Agreement (Focus Enhancements Inc)
Common Stock. The Company has registered its Common Stock pursuant to Section 12(b) or (g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company is in compliance with all requirements for the continued listing or quotation of its Common Stock, and such Common Stock is currently listed or quoted on, on the Principal Market. As of the date hereof, the Principal Market is the Nasdaq SmallCap Smallcap Market and the Company has not received any notice regarding, and to its knowledge there is no threat, of the termination or discontinuance of the eligibility of the Common Stock for such listing.
Appears in 1 contract
Common Stock. The Company has registered its Common Stock pursuant to Section 12(b) or (g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company is in compliance with all requirements for the continued listing or quotation of its Common Stock, and such Common Stock is currently listed or quoted on, the a Principal Market. As of the date hereof, the Principal Market is the Nasdaq SmallCap Market OTC Bulletin Board, and the Company has not received any notice regarding, and to its knowledge there is no threatthreat of, of the termination or discontinuance of the eligibility of the Common Stock for such listing.
Appears in 1 contract
Common Stock. The Company has registered its Common Stock pursuant to Section 12(b) or (g12(g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company is in compliance with has maintained all requirements for the continued listing or quotation of its Common Stock, and such Common Stock is currently listed or quoted on, on the Principal Market. As of the date hereof, the Principal Market is the Nasdaq SmallCap Market and the Company has not received any notice regarding, and to its knowledge there is no threat, of the termination or discontinuance of the eligibility of the Common Stock for such listingNational Market.
Appears in 1 contract
Samples: Private Equity Line of Credit Agreement (Neotherapeutics Inc)
Common Stock. The Company has registered its Common Stock ------------ pursuant to Section 12(b) or (g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company is in compliance with all requirements for the continued listing or quotation of its Common Stock, and such Common Stock is currently listed or quoted on, the Principal Market. As of the date hereof, the -the Principal Market is the Nasdaq SmallCap National Market and the Company has not received any notice regarding, and to its knowledge there is no threat, of the termination or discontinuance of the eligibility of the Common Stock for such listing.
Appears in 1 contract
Samples: Private Equity Line of Credit Agreement (Cytrx Corp)
Common Stock. The Company has registered its Common Stock pursuant to Section 12(b) or (g12(g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company is in compliance with all requirements for the continued listing or quotation of its Common Stock, and such Common Stock is currently listed or quoted onon the NASDAQ Small Cap Market, the Principal Market. As of the date hereof, the Principal Market is the Nasdaq SmallCap Market and the Company has not received any notice regarding, and to its knowledge there is no threat, in full compliance with all of the termination or discontinuance listing requirements of the eligibility of the Common Stock for such listingNASDAQ Small Cap Market.
Appears in 1 contract
Samples: Common Stock Purchase Agreement (D G Jewellery of Canada LTD)
Common Stock. The Company has registered its Common Stock ------------ pursuant to Section 12(b) or (g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company is in compliance with all requirements for the continued listing or quotation of its Common Stock, and such Common Stock is currently listed or quoted on, the Principal Market. As of the date hereof, the Principal Market is the Nasdaq SmallCap Market and the Company has not received any notice regarding, and to its knowledge there is no threat, of the termination or discontinuance of the eligibility of the Common Stock for such listing.
Appears in 1 contract
Samples: Private Equity Line of Credit Agreement (Focus Enhancements Inc)
Common Stock. The Company has registered its Common Stock pursuant to Section 12(b) or (g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company is in compliance with has maintained all requirements for the continued listing or quotation of its Common Stock, and such Common Stock is currently listed or quoted on, on the Principal Market. As of the date hereof, the Principal Market is the Nasdaq SmallCap NASDAQ Small Cap Market and the Company has not received any notice regarding, and to its knowledge there is no threat, of the termination or discontinuance of the eligibility of the Common Stock for such listing.
Appears in 1 contract
Samples: Preferred Stock Purchase Agreement (Integrated Surgical Systems Inc)
Common Stock. The Company has registered its Common Stock pursuant to Section 12(b) or (g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company is in compliance with all material requirements for the continued listing or quotation of its Common Stock, and such Common Stock is currently listed or quoted on, the Principal Market. As of the date hereof, the Principal Market is the Nasdaq SmallCap Market American Stock Exchange, and except as set forth in the SEC Documents, the Company has not received any notice regarding, and to its knowledge there is no threatthreat of, of the termination or discontinuance of the eligibility of the Common Stock for such posting or listing.
Appears in 1 contract
Samples: Common Stock and Warrants Purchase Agreement (Galaxy Nutritional Foods Co)
Common Stock. The Company has registered its Common Stock pursuant to Section 12(b) or (g12(g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company is in compliance with all requirements for the continued listing or quotation of its Common Stock, and such Common Stock is currently listed or quoted on, on the Principal Market. As of the date hereof, the Principal Market is the Nasdaq SmallCap Market and the Company has not received any notice regarding, and to its knowledge there is no threat, of the termination or discontinuance of the eligibility of the Common Stock for such listing.
Appears in 1 contract
Samples: Debenture and Warrant Purchase Agreement (Professional Transportation Group LTD Inc)
Common Stock. The Company has registered its Common Stock pursuant to Section 12(b) or (g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company is in compliance with all requirements for the continued listing or quotation of its Common Stock, and such Common Stock is currently listed or quoted on, the Principal Market. As of the date hereof, the Principal Market is the Nasdaq NASDAQ SmallCap Market and and, except as provided in the Disclosure Schedule, the Company has not received any notice regarding, and to its knowledge there is no threat, of the termination or discontinuance of the eligibility of the Common Stock for such listing.
Appears in 1 contract
Samples: Private Equity Line of Credit Agreement (Planet Polymer Technologies Inc)
Common Stock. The Company has registered its Common Stock pursuant to Section 12(b) or (g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company is in compliance with has maintained all requirements for the continued listing or quotation of its Common Stock, and such Common Stock is currently listed or quoted on, the Principal Market. As of the date hereof, the Principal Market is the on The Nasdaq SmallCap Market and the Company has not received any notice regarding, and to its knowledge there is no threat, of the termination or discontinuance of the eligibility of the Common Stock for such listinginclusion on The Nasdaq SmallCap Market.
Appears in 1 contract
Samples: Preferred Stock Purchase Agreement (Integrated Surgical Systems Inc)
Common Stock. The Company has registered its Common Stock pursuant to Section 12(b) or (g12(g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company is in compliance with all requirements for the continued listing or quotation of its Common Stock, and such Common Stock is currently listed or quoted on, on the Principal Market. As of the date hereof, the Principal Market is the Nasdaq SmallCap NASD OTC Bulletin Board Market and the Company has not received any notice regarding, and to its knowledge there is no threat, of the termination or discontinuance of the eligibility of the Common Stock for such listing.
Appears in 1 contract
Samples: Debenture and Warrant Purchase Agreement (Imsco Inc /Ma/)
Common Stock. The Company has registered its Common Stock pursuant to Section 12(b) or (g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company is in compliance with all requirements for the continued listing or quotation of its Common Stock, Stock and such Common Stock is currently listed or quoted on, on the Principal MarketAmerican Stock Exchange (the "Amex"). As of the date hereof, the Principal Market is the Nasdaq SmallCap Market and the The Company has not received any notice regarding, and to its knowledge there is no threat, of the termination or discontinuance of the eligibility of the Common Stock for such listing.
Appears in 1 contract
Common Stock. The Company has registered its Common Stock ------------- pursuant to Section 12(b) or (g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company is in compliance with all requirements for the continued listing or quotation of its Common Stock, and such Common Stock is currently listed or quoted on, the a Principal Market. As of the date hereof, the Principal Market is the Nasdaq SmallCap Market Market, and except as set forth in the SEC Documents, the Company has not received any notice regarding, and to its knowledge there is no threatthreat of, of the termination or discontinuance of the eligibility of the Common Stock for such listing.
Appears in 1 contract
Common Stock. The Company has registered its Common Stock pursuant to Section 12(b) or (g) 12 of the Exchange Act and is in full substantial compliance with all reporting requirements of the Exchange Act, and the Company is in compliance with has maintained all requirements for the continued listing or quotation of its Common Stock, and such Common Stock is currently listed or quoted on, on the Principal Market. As of the date hereof, the Principal Market is the Nasdaq SmallCap Market and the Company has not received any notice regarding, and to its knowledge there is no threat, of the termination or discontinuance of the eligibility of the Common Small Cap Stock for such listingMarket.
Appears in 1 contract
Samples: 6% Series D Convertible Preferred Stock Subscription Agreement (Objectsoft Corp)
Common Stock. The Company has registered its Common Stock pursuant to Section 12(b) or (g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company is in compliance with has maintained all requirements for the continued listing or quotation of its Common Stock, and such Common Stock is currently listed or quoted on, on the Principal Market. As of the date hereof, the Principal Market is the Nasdaq SmallCap Market and the Company has not received any notice regarding, and to its knowledge there is no threat, of the termination or discontinuance of the eligibility of the Common Stock for such listingSmall Cap Market.
Appears in 1 contract
Samples: Private Equity Line of Credit Agreement (Xybernaut Corp)
Common Stock. The Company has registered its Common Stock pursuant to Section 12(b) or (g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company is in compliance with all requirements for the continued listing or quotation of its the Common Stock, and such the Common Stock is currently listed or quoted on, the Principal Market. As of the date hereof, the Principal Market is the Nasdaq SmallCap Market and the Company has not received any notice regarding, and to its knowledge there is no threat, of regarding the termination or discontinuance of the eligibility of the Common Stock for such listing.
Appears in 1 contract
Samples: Stock Repurchase Agreement (Atlantic Technology Ventures Inc)
Common Stock. The Company has registered its Common Stock pursuant ------------ to Section 12(b) or (g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company is in compliance with all requirements for the continued listing or quotation of its Common Stock, and such Common Stock is currently listed or quoted on, the Principal Market. As of the date hereof, the Principal Market is the Nasdaq SmallCap Market OTC Bulletin Board and the Company has not received any notice regarding, and to its knowledge there is no threat, of the termination or discontinuance of the eligibility of the Common Stock for such listing.
Appears in 1 contract
Samples: Loan Agreement (Inchorus Com)
Common Stock. The Company has registered its Common Stock pursuant to Section 12(b) or (g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company is in compliance with all requirements for the continued listing or quotation of its Common Stock, and such Common Stock is currently listed or quoted on, the Principal Market. As of the date hereof, the Principal Market is the Nasdaq SmallCap Market OTC Bulletin Board and the Company has not received any notice regarding, and to its knowledge Knowledge there is no threatthreat of, of the termination or discontinuance of the eligibility of the Common Stock for such listing.
Appears in 1 contract
Common Stock. The Company has registered its Common Stock -------------- pursuant to Section 12(b) or (g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company is in compliance with all requirements for the continued listing or quotation of its Common Stock, and such Common Stock is currently listed or quoted on, the Principal Market. As of the date hereof, the Principal Market is the Nasdaq SmallCap Market OTC Bulletin Board and the Company has not received any notice regarding, and to its knowledge there is no threat, of the termination or discontinuance of the eligibility of the Common Stock for such listing.
Appears in 1 contract
Samples: Convertible Debenture and Warrants Purchase Agreement (Worldwide Wireless Networks Inc)
Common Stock. The Company has registered its Common Stock pursuant to Section 12(b) or (g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company is in compliance with all requirements for the continued listing or quotation of its Common Stock, and such Common Stock is currently listed or quoted on, the Principal Market. As of the date hereof, the Principal Market is the Nasdaq SmallCap Market American Stock Exchange, and except as set forth in the SEC Documents, the Company has not received any notice regarding, and to its knowledge there is no threatthreat of, of the termination or discontinuance of the eligibility of the Common Stock for such posting or listing.
Appears in 1 contract
Samples: Series a Preferred Stock and Warrants Purchase Agreement (Galaxy Nutritional Foods Co)
Common Stock. The Company has registered its Common Stock pursuant to Section 12(b) or (g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company is in compliance with has maintained all requirements for the continued listing or quotation of its Common Stock, and such Common Stock is currently listed or quoted on, on the Principal Market. As of the date hereof, the Principal Market is the Nasdaq SmallCap Market and the Company has not received any notice regarding, and to its knowledge there is no threat, of the termination or discontinuance of the eligibility of the Common Small Cap Stock for such listingMarket.
Appears in 1 contract
Samples: Private Equity Line of Credit Agreement (Objectsoft Corp)
Common Stock. The Company has registered its Common Stock ------------ pursuant to Section 12(b) or (g12(g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company is in compliance with all requirements for the continued listing or quotation of its Common Stock, and such Common Stock is currently listed or quoted onquoted, and trades, on the Principal NASDAQ Small Cap Market. As of the date hereof, the Principal Market is the Nasdaq SmallCap Market and the Company has not received any notice regarding, is in full compliance with the rules and to its knowledge there is no threat, regulations of the termination or discontinuance of the eligibility of the Common Stock for such listingNASDAQ Small Cap Market.
Appears in 1 contract
Samples: Preferred Stock Purchase Agreement (Imaginon Inc /De/)
Common Stock. The Company has registered its Common Stock pursuant to Section 12(b) or (g) 12 of the Exchange Act and is in full substantial compliance with all reporting requirements of the Exchange Act, and the Company is in compliance with has maintained all requirements for the continued listing or quotation of its Common Stock, and such Common Stock is currently listed or quoted on, on the Principal Market. As of the date hereof, the Principal Market is the Nasdaq SmallCap Market and the Company has not received any notice regarding, and to its knowledge there is no threat, of the termination or discontinuance of the eligibility of the Common Stock for such listingMarket.
Appears in 1 contract
Common Stock. The Company has registered its the Common Stock pursuant to Section 12(b) or (g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company is in compliance with all requirements for the continued listing or quotation of its the Common Stock, and such the Common Stock is currently listed or quoted on, the Principal Market. As of the date hereof, the Principal Market is the Nasdaq SmallCap Market and the Company has not received any notice regarding, and to its knowledge there is no threatthreat of, of the termination or discontinuance of the eligibility of the Common Stock for such listing.
Appears in 1 contract
Samples: Convertible Preferred Stock and Warrants Purchase Agreement (Atlantic Technology Ventures Inc)
Common Stock. The Company has registered its Common Stock pursuant to Section 12(b) or (g12(g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company is in compliance with all requirements for the continued listing or quotation of its Common Stock, and such Common Stock is currently listed or quoted on, the Principal Market. As of the date hereof, the Principal Market is the Nasdaq SmallCap Market and the Company has not received any notice regarding, and to its knowledge there is no threat, of the termination or discontinuance of the eligibility of the Common Stock for such listing.such
Appears in 1 contract
Common Stock. The Company has registered its Common Stock pursuant to Section 12(b) or (g) of the Exchange Act and is has complied in full compliance all material respects with all reporting requirements of the Exchange Act, and the Company is has complied in compliance all material respects with all requirements for the continued listing or quotation of its Common Stock, and such Common Stock is currently listed or quoted on, the Principal Market. As of the date hereof, the Principal Market is the Nasdaq SmallCap National Market and the Company has not received any notice regarding, and to its knowledge there is no threat, of the termination or discontinuance of the eligibility of the Common Stock for such listing.
Appears in 1 contract
Samples: Equity Line of Credit Agreement (Nastech Pharmaceutical Co Inc)
Common Stock. The Company has registered its Common Stock pursuant to Section 12(b) or (g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company is in compliance with all requirements for the continued listing or quotation of its Common Stock, and such Common Stock is currently listed or quoted on, the a Principal Market. As of the date hereof, the Principal Market is the Nasdaq SmallCap Market OTC Bulletin Board, and except as set forth in the SEC Documents, the Company has not received any notice regarding, and to its knowledge there is no threatthreat of, of the termination or discontinuance of the eligibility of the Common Stock for such listing.
Appears in 1 contract
Common Stock. The Company has registered its Common Stock pursuant to Section 12(b) or (g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company is in compliance with all requirements for the continued listing or quotation of its Common Stock, and such Common Stock is currently listed or quoted on, on the Principal Market. As of the date hereofof this Agreement, the Principal Market is the Nasdaq SmallCap Market American Stock Exchange and the Company has not received any notice regarding, and to its knowledge there is no threat, of the termination or discontinuance of the eligibility of the Common Stock for such listing.
Appears in 1 contract
Samples: Securities Purchase Agreement (Brilliant Digital Entertainment Inc)
Common Stock. The Company has registered its Common Stock pursuant to Section 12(b) or (g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company is in compliance with all requirements for the continued listing or quotation of its Common Stock, and such Common Stock is currently listed or quoted on, the Principal Market. As of the date hereof, the Principal Market is the Nasdaq SmallCap Market American Stock Exchange and the Company has not received any notice regarding, and to its knowledge there is no threat, of the termination or discontinuance of the eligibility of the Common Stock for such listing.
Appears in 1 contract
Common Stock. The Company has registered its Common Stock pursuant to Section 12(b) or (g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company is in compliance with all requirements for the continued listing or quotation of its Common Stock, and such Common Stock is currently listed or quoted on, the Principal Market. As of the date hereof, the Principal Market is the Nasdaq SmallCap National Market and the Company has not received any notice regarding, and to its knowledge there is no threat, of the termination or discontinuance of the eligibility of the Common Stock for such listing.
Appears in 1 contract
Samples: Private Equity Line of Credit Agreement (Komag Inc /De/)
Common Stock. The Company has registered its Common Stock ------------ pursuant to Section 12(b) or (g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company is in compliance with all requirements for the continued listing or quotation of its Common Stock, and such Common Stock is currently listed or quoted on, on the Principal Market. As of the date hereof, the Principal Market is the Nasdaq SmallCap Market and the Company has not received any notice regarding, and to its knowledge there is no threat, of the termination or discontinuance of the eligibility of the Common Stock for such listingon the Principal Market.
Appears in 1 contract
Samples: Convertible Debentures and Warrants Purchase Agreement (Data Race Inc)
Common Stock. The Company has registered certain shares of its Common Stock pursuant to Section 12(b) or (g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company is in compliance with all requirements for the continued listing or quotation of its Common Stock, and such Common Stock is currently listed or quoted on, on the Principal Market. As of the date hereof, the Principal Market is the Nasdaq SmallCap Market and the Company has not received any notice regarding, and to its knowledge there is no threat, of the termination or discontinuance of the eligibility of the Common Stock for such listingon the Principal Market.
Appears in 1 contract
Samples: Convertible Preferred Stock and Warrants Purchase Agreement (Thinkpath Com Inc)
Common Stock. The Company has registered its Common Stock ------------ pursuant to Section 12(b) or (g12(g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company is in compliance with presently satisfies all requirements for the continued listing or quotation of its Common Stock, and such Common Stock is currently listed or quoted on, on the Principal Market. As of the date hereof, the Principal Market is the Nasdaq SmallCap Market and the Company has not received any notice regarding, and to its knowledge there is no threat, of the termination or discontinuance of the eligibility of the Common Stock for such listingNational Market.
Appears in 1 contract
Samples: Private Equity Line of Credit Agreement (Advanced Aerodynamics & Structures Inc/)
Common Stock. The Company has registered its Common Stock pursuant to Section 12(b) or (g) of the Exchange Act and is in full compliance with all reporting requirements of the Exchange Act, and the Company is in compliance with has maintained all requirements for the continued listing or quotation of its Common Stock, and such Common Stock is currently listed or quoted on, the Principal Market. As of the date hereof, the Principal Market is the on The Nasdaq SmallCap Market and the Company has not received any notice regarding, and to its knowledge there is no threat, of regarding the termination or discontinuance of the eligibility of the Common Stock for such listinginclusion on The Nasdaq SmallCap Market.
Appears in 1 contract
Samples: Preferred Stock Purchase Agreement (Integrated Surgical Systems Inc)
