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Communication and Resolution of Market Timing Exceptions Sample Clauses

Communication and Resolution of Market Timing Exceptions. (a) Communicate results of analysis to the Funds or upon request of the Funds directly to the Financial Intermediary. (b) Unless otherwise requested by the Funds and as applicable, instruct the Financial Intermediary to (i) restrict trading on the accountlet, (ii) cancel a trade, or (iii) prohibit future purchases or exchanges. (c) Update AWD Work Object with comments detailing resolution. (d) Keep a detailed record of all data exceptions and inquires with regards to potential violations.
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Communication and Resolution of Market Timing Exceptions. (a) Communicate results of analysis to the Fund or upon request of the Fund directly to the Financial Intermediary. (b) Unless otherwise requested by the Fund and as applicable, instruct the Financial Intermediary to (i) restrict trading on the accountlet, (ii) cancel a trade, or (iii) prohibit future purchases or exchanges. (c) Update AWD Work Object with comments detailing resolution.
Communication and Resolution of Market Timing Exceptions a) Communicate results of analysis to the Funds or upon request of the Funds directly to the Financial Intermediary.

Related to Communication and Resolution of Market Timing Exceptions

  • Recognition of the U.S. Special Resolution Regimes (a) In the event that any Underwriter that is a Covered Entity becomes subject to a proceeding under a U.S. Special Resolution Regime, the transfer from such Underwriter of this Agreement, and any interest and obligation in or under this Agreement, will be effective to the same extent as the transfer would be effective under the U.S. Special Resolution Regime if this Agreement, and any such interest and obligation, were governed by the laws of the United States or a state of the United States. (b) In the event that any Underwriter that is a Covered Entity or a BHC Act Affiliate of such Underwriter becomes subject to a proceeding under a U.S. Special Resolution Regime, Default Rights under this Agreement that may be exercised against such Underwriter are permitted to be exercised to no greater extent than such Default Rights could be exercised under the U.S. Special Resolution Regime if this Agreement were governed by the laws of the United States or a state of the United States.

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