Common use of Compensation to Distributor Clause in Contracts

Compensation to Distributor. As compensation for providing the services under this Agreement, the Distributor will receive from the Trust: (a) all distribution and service fees, as applicable, at the rate and under the terms and conditions set forth in each Fund’s distribution plan established pursuant to Rule 12b-1 under the 1940 Act (each, a “Distribution Plan”) and/or shareholder services and similar plans applicable to the appropriate class of shares of each Fund, as such plans may be amended from time to time, and subject to any further limitations on such fees as the Board of Trustees of the Trust may impose; (b) all front-end sales charges, if any, on purchases of Shares of each Fund sold subject to such charges as described in the Trust’s Prospectus, as amended from time to time. The Distributor, or brokers, dealers and other financial institutions and intermediaries that have entered into sub-distribution agreements with the Distributor, may collect the gross proceeds derived from the sale of such Shares, remit the net asset value thereof to the Trust upon receipt of the proceeds and retain the applicable sales charge; and (c) all contingent deferred sales charges (“CDSC”), if any, applied on redemptions of Shares subject to such charges on the terms and subject to such waivers as are described in the Trust’s Prospectus, or as otherwise required pursuant to applicable law.

Appears in 10 contracts

Samples: Distribution Agreement (Krane Shares Trust), Distribution Agreement (Frost Family of Funds), Distribution Agreement (Frost Family of Funds)

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Compensation to Distributor. As compensation for providing the services under this Agreement, the Distributor will receive from the Trust: (a) all distribution and service fees, as applicable, at the rate and under the terms and conditions set forth in each Fund’s 's distribution plan established pursuant to Rule 12b-1 under the 1940 Act (each, a “Distribution Plan”"DISTRIBUTION PLAN") and/or shareholder services and similar plans applicable to the appropriate class of shares of each Fund, as such plans may be amended from time to time, and subject to any further limitations on such fees as the Board of Trustees of the Trust may impose; (b) all front-end sales charges, if any, on purchases of Shares of each Fund sold subject to such charges as described in the Trust’s 's Prospectus, as amended from time to time. The Distributor, or brokers, dealers and other financial institutions and intermediaries that have entered into sub-distribution agreements with the Distributor, may collect the gross proceeds derived from the sale of THIS DOCUMENT CONSTITUTES CONFIDENTIAL INFORMATION OF SEI INVESTMENTS DISTRIBUTION CO. such Shares, remit the net asset value thereof to the Trust upon receipt of the proceeds and retain the applicable sales charge; and (c) all contingent deferred sales charges ("CDSC"), if any, applied on redemptions of Shares subject to such charges on the terms and subject to such waivers as are described in the Trust’s 's Prospectus, or as otherwise required pursuant to applicable law.

Appears in 3 contracts

Samples: Distribution Agreement (Gallery Trust), Distribution Agreement (KP Funds), Distribution Agreement (KP Funds)

Compensation to Distributor. As compensation for providing the services under this Agreement, the Distributor will receive from the Trust: (a) all distribution and service fees, as applicable, at the rate and under the terms and conditions set forth in each Fundthe Trust’s distribution plan Registration Statement established pursuant to Rule 12b-1 under the 1940 Act (each, a “Distribution Plan”) and/or shareholder services and similar plans applicable to the appropriate class of shares of each Fundthe Trust, as such plans may be amended from time to time, and subject to any further limitations on such fees as the Board of Trustees of the Trust may impose; (b) all front-end sales charges, if any, on purchases of Shares of each Fund the Trust sold subject to such charges as described in the Trust’s ProspectusRegistration Statement, as amended from time to time. The Distributor, or brokers, dealers and other financial institutions and intermediaries that have entered into sub-distribution agreements with the Distributor, may collect the gross proceeds derived from the sale of such Shares, remit the net asset value thereof to the Trust upon receipt of the proceeds and retain the applicable sales charge; and (c) all contingent deferred sales charges (“CDSC”), if any, applied on redemptions of Shares subject to such charges on the terms and subject to such waivers as are described in the Trust’s ProspectusRegistration Statement, or as otherwise required pursuant to applicable law.

Appears in 3 contracts

Samples: Distribution Agreement (Emerging Growth & Dividend Reinvestment Fund), Distribution Agreement (Delaware Wilshire Private Markets Tender Fund), Distribution Agreement (Delaware Wilshire Private Markets Fund)

Compensation to Distributor. As compensation for providing the services under this Agreement, the Distributor will receive from the TrustFund: (a) all distribution and service fees, as applicable, at the rate and under the terms and conditions set forth in each the Fund’s distribution plan established pursuant to Rule 12b-1 under the 1940 Act (each, a the “Distribution Plan”) and/or shareholder services and similar plans applicable to the appropriate class of shares Shares of each the Fund, as such plans may be amended from time to time, and subject to any further limitations on such fees as the Board of Trustees of the Trust Fund may impose; (b) all front-end sales charges, if any, on purchases of Shares of each Fund sold subject to such charges as described in the Trust’s Prospectus, as amended from time to time. The Distributor, or brokers, dealers and other financial institutions and intermediaries that have entered into sub-distribution agreements with the Distributor, may collect the gross proceeds derived from the sale of such Shares, remit the net asset value thereof to the Trust Fund upon receipt of the proceeds and retain the applicable sales charge; and (c) all contingent deferred sales charges (“CDSC”), if any, applied on redemptions repurchases of Shares subject to such charges on the terms and subject to such waivers as are described in the Trust’s Prospectus, or as otherwise required pursuant to applicable law.

Appears in 2 contracts

Samples: Distribution Agreement (Apollo S3 Private Markets Fund), Distribution Agreement (JPMorgan Private Markets Fund)

Compensation to Distributor. As compensation for providing the services under this Agreement, the Distributor will receive from the TrustCorporation: (a) all distribution and service fees, as applicable, at the rate and under the terms and conditions set forth in each Fundthe Corporation’s distribution plan established pursuant to Rule 12b-1 under the 1940 Act (each, a the “Distribution Plan”) and/or shareholder services and similar plans applicable to the appropriate class of shares of each Fundthe Corporation, as such plans may be amended from time to time, and subject to any further limitations on such fees as the Board of Trustees Directors of the Trust Corporation may impose; (b) all front-end sales charges, if any, on purchases of Shares of each Fund sold subject to such charges as described in the Trust’s Prospectus, as amended from time to time. The Distributor, or brokers, dealers and other financial institutions and intermediaries that have entered into sub-distribution agreements with the Distributor, may collect the gross proceeds derived from the sale of such Shares, remit the net asset value thereof to the Trust Corporation upon receipt of the proceeds and retain the applicable sales charge; and (c) all contingent deferred sales charges (“CDSC”), if any, applied on redemptions of Shares subject to such charges on the terms and subject to such waivers as are described in the Trust’s Prospectus, or as otherwise required pursuant to applicable law.

Appears in 2 contracts

Samples: Distribution Agreement (KKR Real Estate Select Trust Inc.), Distribution Agreement (KKR Real Estate Select Trust Inc.)

Compensation to Distributor. As compensation for providing the services under this Agreement, the Distributor will receive from the Trust: (a) all distribution and service fees, as applicable, at the rate and under the terms and conditions set forth in each Fund’s distribution plan established pursuant to Rule 12b-1 under the 1940 Act (each, a “Distribution Plan”) and/or shareholder services and similar plans applicable to the appropriate class of shares of each Fund, as such plans may be amended from time to time, and subject to any further limitations on such fees as the Board of Trustees of the Trust may impose; (b) all front-end sales charges, if any, on purchases of Shares of each Fund sold subject to such charges as described in the Trust’s Prospectus, as amended from time to time. The Distributor, or brokers, dealers and other financial institutions and intermediaries that have entered into sub-distribution agreements with the Distributor, may collect the gross proceeds derived from the sale of SEI – 262212v3 THIS DOCUMENT CONSTITUTES CONFIDENTIAL INFORMATION OF SEI INVESTMENTS DISTRIBUTION CO. such Shares, remit the net asset value thereof to the Trust upon receipt of the proceeds and retain the applicable sales charge; and (c) all contingent deferred sales charges (“CDSC”), if any, applied on redemptions of Shares subject to such charges on the terms and subject to such waivers as are described in the Trust’s Prospectus, or as otherwise required pursuant to applicable law.

Appears in 2 contracts

Samples: Distribution Agreement (Symmetry Panoramic Trust), Distribution Agreement (Symmetry Panoramic Trust)

Compensation to Distributor. As compensation for providing the services under this Agreement, the Distributor will receive from the Trust: (a) all distribution and service fees, as applicable, at the rate and under the terms and conditions set forth in each Fundthe Trust’s distribution plan established pursuant to Rule 12b-1 under the 1940 Investment Company Act (each, a the “Distribution Plan”) and/or shareholder services and similar plans applicable to the appropriate class of shares of each Fundthe Trust, as such plans may be amended from time to time, and subject to any further limitations on such fees as the Board of Trustees of the Trust may impose; (b) all front-end sales charges, if any, on purchases of Shares of each Fund sold subject to such charges as described in the Trust’s Prospectus, as amended from time to time. The Distributor, or brokers, dealers and other financial institutions and intermediaries that have entered into sub-distribution agreements with the Distributor, may collect the gross proceeds derived from the sale of such Shares, remit the net asset value thereof to the Trust upon receipt of the proceeds and retain the applicable sales charge; and (c) all contingent deferred sales charges (“CDSC”), if any, applied on redemptions of Shares subject to such charges on the terms and subject to such waivers as are described in the Trust’s Prospectus, or as otherwise required pursuant to applicable law.

Appears in 2 contracts

Samples: Distribution Agreement (Calamos Aksia Alternative Credit & Income Fund), Distribution Agreement (Calamos-Avenue Opportunities Fund)

Compensation to Distributor. As compensation for providing the services under this Agreement, the Distributor will receive from the Trust: (a) : THIS DOCUMENT CONSTITUTES CONFIDENTIAL INFORMATION OF SEI INVESTMENTS DISTRIBUTION CO. all distribution and service fees, as applicableif any, at the rate and under the terms and conditions set forth in each Fund’s the Trust's distribution plan established pursuant to Rule 12b-1 under the 1940 Act (each, a “Distribution Plan”"DISTRIBUTION PLAN") and/or shareholder services and similar plans applicable to the appropriate class of shares of each Fundthe Trust, as such plans may be amended from time to time, and subject to any further limitations on such fees as the Board of Trustees of the Trust may impose; (b) ; all front-end sales charges, if any, on purchases of Shares of each Fund the Trust sold subject to such charges as described in the Trust’s 's Prospectus, as amended from time to time. The Distributor, or brokers, dealers and other financial institutions and intermediaries that have entered into sub-distribution agreements with the Distributor, may collect the gross proceeds derived from the sale of such Shares, remit the net asset value thereof to the Trust upon receipt of the proceeds and retain the applicable sales charge; and (c) and all contingent deferred sales charges ("CDSC"), if any, applied on redemptions of Shares subject to such charges on the terms and subject to such waivers as are described in the Trust’s 's Prospectus, or as otherwise required pursuant to applicable law.

Appears in 2 contracts

Samples: Distribution Agreement (Winton Diversified Opportunities Fund), Distribution Agreement (Winton Diversified Opportunities Fund)

Compensation to Distributor. As compensation for providing the services under this Agreement, the Distributor will receive from the Trust: (a) all distribution and service fees, as applicable, at the rate and under the terms and conditions set forth in each Fund’s distribution plan established pursuant to Rule 12b-1 under the 1940 Act (each, a “Distribution Plan”) and/or planand/or shareholder services and similar plans applicable to the appropriate class of shares of each Fund, as such plans may be amended from time to time, and subject to any further limitations on such fees as the Board of Trustees of the Trust may impose; (b) all front-end sales charges, if any, on purchases of Shares of each Fund sold subject to such charges as described in the Trust’s Prospectus, as amended from time to time. The Distributor, or brokers, dealers and other financial institutions and intermediaries that have entered into sub-distribution agreements with the Distributor, may collect the gross proceeds derived from the sale of such Shares, remit the net asset value thereof to the Trust upon receipt of the proceeds and retain the applicable sales charge; and (c) all contingent deferred sales charges (“CDSC”), if any, applied on redemptions of Shares subject to such charges on the terms and subject to such waivers as are described in the Trust’s Prospectus, or as otherwise required pursuant to applicable law.

Appears in 1 contract

Samples: Distribution Agreement (Schroder Global Series Trust)

Compensation to Distributor. As compensation for providing the services under this Agreement, the Distributor will receive from the Trust: (a) all distribution and service fees, as applicable, at the rate and under the terms and conditions set forth in each Fundthe Trust’s distribution plan established pursuant to Rule 12b-1 under the 1940 Act (each, a “Distribution Plan”) and/or shareholder services and similar plans applicable to the appropriate class of shares of each Fundthe Trust, as such plans may be amended from time to time, and subject to any further limitations on such fees as the Board of Trustees of the Trust may impose; (b) all front-end sales charges, if any, on purchases of Shares of each Fund the Trust sold subject to such charges as described in the Trust’s Prospectus, as amended from time to time. The Distributor, or brokers, dealers and other financial institutions and intermediaries that have entered into sub-distribution agreements with the Distributor, may collect the gross proceeds derived from the sale of such Shares, remit the net asset value thereof to the Trust upon receipt of the proceeds and retain the applicable sales charge; and (c) all contingent deferred sales charges (“CDSC”), if any, applied on redemptions of Shares subject to such charges on the terms and subject to such waivers as are described in the Trust’s Prospectus, or as otherwise required pursuant to applicable law.

Appears in 1 contract

Samples: Distribution Agreement (Delaware Wilshire Private Markets Fund)

Compensation to Distributor. As compensation for providing the services under this Agreement, the Distributor will receive from the Trust: (a) all distribution and service fees, as applicable, at the rate and under the terms and conditions set forth in each Fund’s any distribution plan established pursuant to Rule 12b-1 under the 1940 Act (each, a “Distribution Plan”) and/or shareholder services and similar plans applicable to the appropriate class of shares of each the Fund, as such plans may be amended from time to time, and subject to any further limitations on such fees as the Board of Trustees of the Trust may impose; (b) all front-end sales charges, if any, on purchases of Shares of each the Fund sold subject to such charges as described in the Trust’s Prospectus, as amended from time to time. The Distributor, or brokers, dealers and other financial institutions and intermediaries that have entered into sub-distribution agreements with the Distributor, may collect the gross proceeds derived from the sale of such Shares, remit the net asset value thereof to the Trust upon receipt of the proceeds and retain the applicable sales charge; and (c) all contingent deferred sales charges or repurchase fees (“CDSC”), if any, applied on redemptions of Shares subject to such charges on the terms and subject to such waivers as are described in the Trust’s Prospectus, or as otherwise required pursuant to applicable law.

Appears in 1 contract

Samples: Distribution Agreement (City National Rochdale Select Strategies Fund)

Compensation to Distributor. As compensation for providing the services under this Agreement, the Distributor will receive from the Trust: (a) all distribution and service fees, as applicable, at the rate and under the terms and conditions set forth in each Fund’s 's distribution plan established pursuant to Rule 12b-1 under the 1940 Act (each, a “Distribution Plan”"DISTRIBUTION PLAN") and/or shareholder services and similar plans applicable to the appropriate class of shares of each Fund, as such plans may be amended from time to time, and subject to any further limitations on such fees as the Board of Trustees of the Trust may impose; (b) all front-end sales charges, if any, on purchases of Shares of each Fund sold subject to such charges as described in the Trust’s 's Prospectus, as amended from time to time. The Distributor, or brokers, dealers and other financial institutions and intermediaries that have entered into sub-distribution agreements with the Distributor, may collect the gross proceeds derived from the sale of such Shares, remit the net asset value thereof to the Trust upon receipt of the proceeds and retain the applicable sales charge; and (c) all contingent deferred sales charges ("CDSC"), if any, applied on redemptions of Shares subject to such charges on the terms and subject to such waivers as are described in the Trust’s 's Prospectus, or as otherwise required pursuant to applicable law.

Appears in 1 contract

Samples: Distribution Agreement (Advisors' Inner Circle Fund III)

Compensation to Distributor. As compensation for providing the services under this Agreement, the Distributor will receive from the Trust: (a) all distribution and service fees, as applicable, at the rate and under the terms and conditions set forth in each Fundthe Trust’s distribution plan established pursuant to Rule 12b-1 under the 1940 Act (each, a the “Distribution Plan”) and/or shareholder services and similar plans applicable to the appropriate class of shares of each Fundthe Trust, as such plans may be amended from time to time, and subject to any further limitations on such fees as the Board of Trustees of the Trust may impose; (b) all front-end sales charges, if any, on purchases of Shares of each Fund sold subject to such charges as described in the Trust’s Prospectus, as amended from time to time. The Distributor, or brokers, dealers and other financial institutions and intermediaries that have entered into sub-distribution agreements with the Distributor, may collect the gross proceeds derived from the sale of such Shares, remit the net asset value thereof to the Trust upon receipt of the proceeds and retain the applicable sales charge; and (c) all contingent deferred sales charges (“CDSC”), if any, applied on redemptions of Shares subject to such charges on the terms and subject to such waivers as are described in the Trust’s Prospectus, or as otherwise required pursuant to applicable law.

Appears in 1 contract

Samples: Distribution Agreement (KKR Credit Opportunities Portfolio)

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Compensation to Distributor. As compensation for providing the services under this Agreement, the Distributor will receive from the Trust: (a) : all distribution and service fees, as applicable, at the rate and under the terms and conditions set forth in each Fund’s 's distribution plan established pursuant to Rule 12b-1 under the 1940 Act (each, a “Distribution Plan”"DISTRIBUTION PLAN") and/or shareholder services and similar plans applicable to the appropriate class of shares of each Fund, as such plans may be amended from time to time, and subject to any further limitations on such fees as the Board of Trustees of the Trust may impose; (b) ; THIS DOCUMENT CONSTITUTES CONFIDENTIAL INFORMATION OF SEI INVESTMENTS DISTRIBUTION CO. all front-end sales charges, if any, on purchases of Shares of each Fund sold subject to such charges as described in the Trust’s 's Prospectus, as amended from time to time. The Distributor, or brokers, dealers and other financial institutions and intermediaries that have entered into sub-distribution agreements with the Distributor, may collect the gross proceeds derived from the sale of such Shares, remit the net asset value thereof to the Trust upon receipt of the proceeds and retain the applicable sales charge; and (c) and all contingent deferred sales charges ("CDSC"), if any, applied on redemptions of Shares subject to such charges on the terms and subject to such waivers as are described in the Trust’s 's Prospectus, or as otherwise required pursuant to applicable law.

Appears in 1 contract

Samples: Distribution Agreement (Winton Series Trust)

Compensation to Distributor. As compensation for providing the services under this Agreement, the Distributor will receive from the Trust: (a) all distribution and service fees, as applicable, at the rate and under the terms and conditions set forth in each Fund’s 's distribution plan established pursuant to Rule 12b-1 under the 1940 Act (each, a “Distribution Plan”) and/or planand/or shareholder services and similar plans applicable to the appropriate class of shares of each Fund, as such plans may be amended from time to time, and subject to any further limitations on such fees as the Board of Trustees of the Trust may impose; (b) all front-end sales charges, if any, on purchases of Shares of each Fund sold subject to such charges as described in the Trust’s 's Prospectus, as amended from time to time. The Distributor, or brokers, dealers and other financial institutions and intermediaries that have entered into sub-distribution agreements with the Distributor, may collect the gross proceeds derived from the sale of THIS DOCUMENT CONSTITUTES CONFIDENTIAL INFORMATION OF SEI INVESTMENTS DISTRIBUTION CO. such Shares, remit the net asset value thereof to the Trust upon receipt of the proceeds and retain the applicable sales charge; and (c) all contingent deferred sales charges ("CDSC"), if any, applied on redemptions of Shares subject to such charges on the terms and subject to such waivers as are described in the Trust’s 's Prospectus, or as otherwise required pursuant to applicable law.

Appears in 1 contract

Samples: Distribution Agreement (Schroder Series Trust)

Compensation to Distributor. As compensation for providing the services under this Agreement, the Distributor will receive from the TrustTrust or the Adviser as applicable: (a) all distribution and service fees, as applicable, at the rate and under the terms and conditions set forth in each Fund’s distribution plan established pursuant to Rule 12b-1 under the 1940 Act (each, a “Distribution Plan”) and/or shareholder services and similar plans applicable to the appropriate class of shares of each Fund, as such plans may be amended from time to time, and subject to any further limitations on such fees as the Board of Trustees of the Trust may impose; (b) all front-end sales charges, if any, on purchases of Shares of each Fund sold subject to such charges as described in the Trust’s Prospectus, as amended from time to time. The Distributor, or brokers, dealers and other financial institutions and intermediaries that have entered into sub-distribution agreements with the Distributor, may collect the gross proceeds derived from the sale of such Shares, remit the net asset value thereof to the Trust upon receipt of the proceeds and retain the applicable sales charge; and; (c) all contingent deferred sales charges (“CDSC”), if any, applied on redemptions of Shares subject to such charges on the terms and subject to such waivers as are described in the Trust’s Prospectus, or as otherwise required pursuant to applicable law; and (d) all Marketing Review Services Fees as set forth on Schedule B of this Agreement.

Appears in 1 contract

Samples: Distribution Agreement (Catholic Responsible Investments Funds)

Compensation to Distributor. As compensation for providing the services under this Agreement, the Distributor will receive from the Trust: (a) all distribution and service fees, as applicable, at the rate and under the terms and conditions set forth in each Fund’s any distribution plan established pursuant to Rule 12b-1 under the 1940 Act (each, a “Distribution Plan”) and/or shareholder services and similar plans applicable to the appropriate class of shares of each Fundthe Trust, as such plans may be amended from time to time, and subject to any further limitations on such fees as the Board of Trustees of the Trust may impose; (b) all front-end sales charges, if any, on purchases of Shares of each Fund the Trust sold subject to such charges as described in the Trust’s Prospectus, as amended from time to time. The Distributor, or brokers, dealers and other financial institutions and intermediaries that have entered into sub-distribution agreements with the Distributor, may collect the gross proceeds derived from the sale of such Shares, remit the net asset value thereof to the Trust upon receipt of the proceeds and retain the applicable sales charge; and (c) all contingent deferred sales charges or repurchase fees (“CDSC”), if any, applied on redemptions of Shares subject to such charges on the terms and subject to such waivers as are described in the Trust’s Prospectus, or as otherwise required pursuant to applicable law.

Appears in 1 contract

Samples: Distribution Agreement (RiverPark Commercial Real Estate Fund)

Compensation to Distributor. As compensation for providing the services under this Agreement, the Distributor will receive from the Trusteach Fund: (a) all distribution and service fees, as applicable, at the rate and under the terms and conditions set forth in each Fund’s distribution plan established pursuant to Rule 12b-1 under the 1940 Act (each, a “Distribution Plan”) and/or shareholder services and similar plans applicable to the appropriate class of shares of each Fund, as such plans may be amended from time to time, and subject to any further limitations on such fees as the Board of Trustees of the Trust may impose; (b) all front-end sales charges, if any, on purchases of Shares of each Fund sold subject to such charges as described in the Trust’s Prospectus, as amended from time to time. The Distributor, or brokers, dealers and other financial institutions and intermediaries that have entered into sub-distribution agreements with the Distributor, may collect the gross proceeds derived from the sale of such Shares, remit the net asset value thereof to the Trust upon receipt of the proceeds and retain the applicable sales charge; andand SEI 96634v2 (Rev. 6/2009) (c) all contingent deferred sales charges (“CDSC”), if any, applied on redemptions of Shares subject to such charges on the terms and subject to such waivers as are described in the Trust’s Prospectus, or as otherwise required pursuant to applicable law.

Appears in 1 contract

Samples: Distribution Agreement (Riverpark Funds Trust)

Compensation to Distributor. As compensation for providing the services under this Agreement, the Distributor will receive from the Trust: (a) all distribution and service fees, as applicable, at the rate and under the terms and conditions set forth in each Fund’s any distribution plan established pursuant to Rule 12b-1 under the 1940 Act (each, a “Distribution Plan”) and/or shareholder services and similar plans applicable to the appropriate class of shares of each the Fund, as such plans may be amended from time to time, and subject to any further limitations on such fees as the Board of Trustees of the Trust may impose; (b) all front-end sales charges, if any, on purchases of Shares of each the Fund sold subject to such charges as described in the Trust’s Prospectus, as amended from time to time. The Distributor, or brokers, dealers and other financial institutions and intermediaries that have entered into sub-distribution agreements with the Distributor, may collect the gross proceeds derived from the sale of such Shares, remit the net asset value thereof to the Trust upon receipt of the proceeds and retain the SEI 256264 applicable sales charge; and (c) all contingent deferred sales charges or repurchase fees (“CDSC”), if any, applied on redemptions of Shares subject to such charges on the terms and subject to such waivers as are described in the Trust’s Prospectus, or as otherwise required pursuant to applicable law.

Appears in 1 contract

Samples: Distribution Agreement (City National Rochdale Strategic Credit Fund)

Compensation to Distributor. As compensation for providing the services under this Agreement, the Distributor will receive from the Trust: (a) all distribution and service fees, as applicable, at the rate and under the terms and conditions set forth in each Fund’s 's distribution plan established pursuant to Rule 12b-1 under the 1940 Act (each, a "Distribution Plan") and/or shareholder services and similar plans applicable to the appropriate class of shares of each Fund, as such plans may be amended from time to time, and subject to any further limitations on such fees as the Board of Trustees of the Trust may impose; (b) all front-end sales charges, if any, on purchases of Shares of each Fund sold subject to such charges as described in the Trust’s 's Prospectus, as amended from time to time. The Distributor, or brokers, dealers and other financial institutions and intermediaries that have entered into sub-distribution agreements with the Distributor, may collect the gross proceeds derived from the sale of THIS DOCUMENT CONSTITUTES CONFIDENTIAL INFORMATION OF SEI INVESTMENTS DISTRIBUTION CO. such Shares, remit the net asset value thereof to the Trust upon receipt of the proceeds and retain the applicable sales charge; and (c) all contingent deferred sales charges ("CDSC"), if any, applied on redemptions of Shares subject to such charges on the terms and subject to such waivers as are described in the Trust’s 's Prospectus, or as otherwise required pursuant to applicable law.

Appears in 1 contract

Samples: Distribution Agreement (Gallery Trust)

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