Compliance Administration. Perform daily prospectus, SEC investment restriction monitoring · Provide warning/alert notification · Create monthly comprehensive compliance summary reporting · Monitor on a quarerly basis each Fund's status as a regulated investment company under Subchapter M of the Code.
Appears in 3 contracts
Samples: Pricing Services Agreement (NorthStar Real Estate Capital Income Fund-T), Pricing Services Agreement (NorthStar Real Estate Capital Income Fund), Pricing Services Agreement (NorthStar Real Estate Capital Income Master Fund)
Compliance Administration. Perform daily prospectus, SEC investment restriction monitoring · Provide warning/alert notification · Create monthly comprehensive compliance summary reporting · Monitor on a quarerly quarterly basis each Fund's status as a regulated investment company under Subchapter M of the Code.
Appears in 2 contracts
Samples: Pricing Services Agreement (NorthStar Real Estate Capital Income Fund-T), Pricing Services Agreement (NorthStar Real Estate Capital Income Fund)
Compliance Administration. Perform daily prospectus, SEC investment restriction monitoring · Provide warning/alert notification · Create monthly comprehensive compliance summary reporting · Monitor on a quarerly quarterly basis each Fund's status as a regulated investment company under Subchapter M of the Code.. Appendix A
Appears in 1 contract
Samples: Pricing Services Agreement (NorthStar/Townsend Institutional Real Estate Fund Inc.)
