Compliance Reporting a. Provide reports to the Securities and Exchange Commission, the National Association of Securities Dealers and the States in which the Fund is registered.
b. Prepare and distribute appropriate Internal Revenue Service forms for corresponding Fund and shareholder income and capital gains.
c. Issue tax withholding reports to the Internal Revenue Service.
Compliance Reporting. Within thirty (30) days following the end of each calendar quarter, Seller shall provide Buyer information pertaining to emissions, fuel types, labor information and any other information to the extent required by Buyer to comply with the disclosure requirements contained under applicable law and any other such disclosure regulations which may be imposed upon Buyer during the Term, which information requirements will be provided to Seller by Buyer at least fifteen (15) days before the beginning of the calendar quarter for which the information is required. To the extent Buyer is subject to any other certification or compliance reporting requirement with respect to the Products produced by Seller and delivered to Buyer hereunder, Seller shall provide any information in its possession (or, if not in Seller’s possession, available to it and not reasonably available to Buyer) requested by Buyer to permit Buyer to comply with any such reporting requirement.
Compliance Reporting. (i) Provides reports to the SEC and the states in which the Portfolios are registered.
(ii) Prepare and distribute appropriate Internal Revenue Service forms for shareholder income and capital gains.
(iii) Issue tax withholding reports to the Internal Revenue Service.
Compliance Reporting. If Buyer is subject to any certification or compliance reporting requirement with respect to the Products delivered to Buyer hereunder, then Seller shall provide any information in its possession (or, if not in Seller’s possession, available to it and not reasonably available to Buyer) requested by Buyer to permit Buyer to comply with any such reporting requirement.
Compliance Reporting. Contract compliance reports are required to be submitted for all contracts that require a Utilization Plan. See Attachment 3.
Compliance Reporting. (i) Provide sales reports to the Trust’s administrator which will enable the administrator to make the required filings with the Securities and Exchange Commission and the states in which the Portfolios are registered.
(ii) Prepare and distribute appropriate Internal Revenue Service forms for shareholder income and capital gains.
(iii) Issue tax withholding reports to the Internal Revenue Service.
Compliance Reporting. The Issuer Entities agree to furnish Ameriprise with such information as Ameriprise may reasonably request concerning transactions and activity in investor accounts of Ameriprise customers containing Shares of the Company to the extent such information is in the Issuer Entities’ possession or can be obtained without unreasonable effort or expense and will otherwise cooperate with Ameriprise as reasonably requested in connection with the transmission of such information to Ameriprise in order to assist Ameriprise in its supervisory responsibilities as required by applicable laws and the rules and regulations of FINRA or other regulatory agencies.
Compliance Reporting. Seller shall provide such information as required of the supplier under the GWSA, the CES and the regulations, guidelines and policies issued thereunder. In addition, within thirty (30) days following the end of each calendar quarter, Seller shall provide Buyer information pertaining to emissions, fuel types, and any other information to the extent reasonably requested by Buyer to comply with the CES, the disclosure requirements contained under applicable law and any other such disclosure regulations which may be imposed upon Buyer during the Term, which information requirements will be provided to Seller by Buyer at least fifteen (15) days before the beginning of the calendar quarter for which the information is required. Seller shall provide Buyer with such additional information to the extent reasonably requested by Buyer to comply with the CES, RPS, APS or any other applicable program under Massachusetts law requiring electric generation with certain Environmental Attributes.
Compliance Reporting. Buyer shall be responsible for submitting compliance reports to the CPUC and/or other Governmental Authorities on its own behalf and will require resource information, electronic tagging information, and other documentation to be provided by Seller. Seller shall provide all reasonable information to Buyer necessary for Buyer to timely comply with periodic compliance reporting requirements and as otherwise required by Applicable Law with respect to any Product.
Compliance Reporting. Owner and any Transferee shall submit to Ohio EPA, upon request by the Ohio EPA, written documentation verifying that the activity and use limitations remain in place and are being complied with.
