Common use of Compliance Control Services Clause in Contracts

Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the Fund’s accounting records available to the Fund, the Securities and Exchange Commission (the “SEC”), and the Fund’s independent registered public accounting firm. (2) Maintain accounting records according to the 1940 Act and regulations provided thereunder. (3) Perform its duties hereunder in compliance with all applicable laws and regulations and provide any sub-certifications reasonably requested by the Fund in connection with any certification required of the Fund pursuant to the Xxxxxxxx-Xxxxx Act of 2002 (the “SOX Act”) or any rules or regulations promulgated by the SEC thereunder, provided the same shall not be deemed to change USBFS’s standard of care as set forth herein. (4) Cooperate with the Fund’s independent registered public accounting firm and take all reasonable action in the performance of its obligations under this Agreement to ensure that the necessary information is made available to such firm for the expression of their opinion on the Fund’s financial statements without any qualification as to the scope of its examination.

Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the Fund’s 's accounting records available to the FundCompany, the Trust, the Securities and Exchange Commission (the “SEC”), and the Fund’s independent registered public accounting firmaccountants. (2) Maintain accounting records according to the 1940 Act and regulations provided thereunder. (3) Perform its duties hereunder in compliance with all applicable laws and regulations and provide any sub-certifications reasonably requested by the Fund Company and the Trust in connection with any certification required of the Fund Company and the Trust pursuant to the Xxxxxxxx-Xxxxx Act of 2002 (the “SOX Act”) or any rules or regulations promulgated by the SEC thereunder, provided the same shall not be deemed to change USBFS’s standard of care as set forth herein. (4) Cooperate with the FundCompany and the Trust’s independent registered public accounting firm accountants and take all reasonable action in the performance of its obligations under this Agreement to ensure that the necessary information is made available to such firm accountants for the expression of their opinion on the Fund’s financial statements without any qualification as to the scope of its their examination.

Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the Fund’s 's accounting records available to the FundTrust, the Securities and Exchange Commission (the “SEC”), and the Fund’s independent registered public accounting firm. (2) Maintain accounting records according to the 1940 Act and regulations provided thereunder. (3) Perform its duties hereunder in compliance with all applicable laws and regulations and provide any sub-certifications reasonably requested by the Fund Trust in connection with any certification required of the Fund Trust pursuant to the Xxxxxxxx-Xxxxx Act of 2002 (the “SOX Act”) or any rules or regulations promulgated by the SEC thereunder, provided the same shall not be deemed to change USBFS’s standard of care as set forth herein. (4) Cooperate with the Fund’s independent registered public accounting firm and take all reasonable action in the performance of its obligations under this Agreement to ensure that the necessary information is made available to such firm for the expression of their its opinion on the Fund’s financial statements without any qualification as to the scope of its examination.

Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the Fund’s 's accounting records available to the Fund, the Securities and Exchange Commission (the “SEC”), and the Fund’s independent registered public accounting firm. (2) Maintain accounting records according to the 1940 Act and regulations provided thereunder. (3) Perform its duties hereunder in compliance with all applicable laws and regulations and provide any sub-certifications reasonably requested by the Fund in connection with any certification required of the Fund pursuant to the XxxxxxxxSxxxxxxx-Xxxxx Act of 2002 (the “SOX Act”) or any rules or regulations promulgated by the SEC thereunder, provided the same shall not be deemed to change USBFS’s ’S standard of care as set forth herein. (4) Cooperate with the Fund’s independent registered public accounting firm and take all reasonable action in the performance of its obligations under this Agreement to ensure that the necessary information is made available to such firm for the expression of their opinion on the Fund’s financial statements without any qualification as to the scope of its examination.

Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the Fund’s accounting records available to the FundTrust, the Securities and Exchange Commission (the “SEC”), and the Fund’s independent registered public accounting firmaccountants. (2) Maintain accounting records according to the 1940 Act and regulations provided thereunder.. 2014 - ETF (3) Perform its duties hereunder in compliance with all applicable laws and regulations and provide any sub-certifications reasonably requested by the Fund Trust in connection with any certification required of the Fund Trust pursuant to the XxxxxxxxSxxxxxxx-Xxxxx Act of 2002 (the “SOX Act”) or any rules or regulations promulgated by the SEC thereunder, provided the same shall not be deemed to change USBFS’s Fund Services’ standard of care as set forth herein. (4) Cooperate with the FundTrust’s independent registered public accounting firm accountants and take all reasonable action in the performance of its obligations under this Agreement to ensure that the necessary information is made available to such firm accountants for the expression of their opinion on the Fund’s financial statements without any qualification as to the scope of its their examination.

Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the Fund’s accounting records available to the Fund, the Securities and Exchange Commission (the “SEC”), and the Fund’s independent registered public accounting firmaccountants. (2) Maintain accounting records according to the 1940 Act and regulations provided thereunder. (3) Perform its duties hereunder in compliance with all applicable laws and regulations and provide any sub-certifications reasonably requested by the Fund in connection with any certification required of the Fund pursuant to the XxxxxxxxSxxxxxxx-Xxxxx Act of 2002 (the “SOX Act”) or other applicable laws or any rules or regulations promulgated by the SEC thereunder, provided the same shall not be deemed to change USBFS’s ’ standard of care as set forth herein. (4) Cooperate with the Fund’s independent registered public accounting firm accountants and take all reasonable action in the performance of its obligations under this Agreement to ensure that the necessary information is made available to such firm accountants for the expression of their opinion on the Fund’s financial statements without any qualification as to the scope of its their examination.

Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the FundTrust’s accounting records available to the FundTrust, the Securities and Exchange Commission (the “SEC”), and the FundTrust’s independent registered public accounting firm. (2) Maintain accounting records according to the 1940 Act and regulations provided thereunder. (3) Perform its duties hereunder in compliance with all applicable laws and regulations and provide any sub-certifications reasonably requested by the Fund Trust in connection with any certification required of the Fund Trust pursuant to the Xxxxxxxx-Xxxxx Act of 2002 (the “SOX Act”) or any rules or regulations promulgated by the SEC thereunder, provided the same shall not be deemed to change USBFS’s ’S standard of care as set forth herein. (4) Cooperate with the FundTrust’s independent registered public accounting firm and take all reasonable action in the performance of its obligations under this Agreement to ensure that the necessary information is made available to such firm for the expression of their opinion on the FundTrust’s financial statements without any qualification as to the scope of its examination.

Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the Fund’s Funds’ accounting records available to the FundCompanies, the Securities and Exchange Commission (the “SEC”), and the Fund’s independent registered public accounting firmaccountants. (2) Maintain accounting records according to the 1940 Act and regulations provided thereunder. (3) Perform its duties hereunder in compliance with all applicable laws and regulations and provide any sub-certifications reasonably requested by the Fund Companies in connection with any certification required of the Fund Companies pursuant to the XxxxxxxxSxxxxxxx-Xxxxx Act of 2002 (the “SOX Act”) or any rules or regulations promulgated by the SEC thereunder, provided the same shall not be deemed to change USBFS’s standard of care as set forth herein. (4) Cooperate with the Fund’s Companies’ independent registered public accounting firm accountants and take all reasonable action in the performance of its obligations under this Agreement to ensure that the necessary information is made available to such firm accountants for the expression of their opinion on the Fund’s Funds’ financial statements without any qualification as to the scope of its their examination.

Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the Fund’s accounting records available to the Fund, the Securities and Exchange Commission (the “SEC”), and the Fund’s independent registered public accounting firm. (2) Maintain accounting records according to the 1940 Act and regulations provided thereunder. (3) Perform its duties hereunder in compliance with all applicable laws and regulations and provide any sub-certifications reasonably requested by the Fund in connection with any certification required of the Fund pursuant to the Xxxxxxxx-Xxxxx Act of 2002 (the “SOX Act”) or any rules or regulations promulgated by the SEC thereunder, provided the same shall not be deemed to change USBFS’s ’S standard of care as set forth herein. (4) Cooperate with the Fund’s independent registered public accounting firm and take all reasonable action in the performance of its obligations under this Agreement to ensure that the necessary information is made available to such firm for the expression of their opinion on the Fund’s financial statements without any qualification as to the scope of its examination.

Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the Fund’s Funds’ accounting records available to the FundCompanies, the Securities and Exchange Commission (the “SEC”), and the Fund’s independent registered public accounting firmaccountants. (2) Maintain accounting records according to the 1940 Act and regulations provided thereunder. (3) Perform its duties hereunder in compliance with all applicable laws and regulations and provide any sub-certifications reasonably requested by the Fund Companies in connection with any certification required of the Fund Companies pursuant to the Xxxxxxxx-Xxxxx Act of 2002 (the “SOX Act”) or any rules or regulations promulgated by the SEC thereunder, provided the same shall not be deemed to change USBFS’s standard of care as set forth herein. (4) Cooperate with the Fund’s Companies’ independent registered public accounting firm accountants and take all reasonable action in the performance of its obligations under this Agreement to ensure that the necessary information is made available to such firm accountants for the expression of their opinion on the Fund’s Funds’ financial statements without any qualification as to the scope of its their examination.