Compliance Policies. Gxxxxxxx Capital Advisers has adopted and implemented written policies and procedures pursuant to Rule 206(4)-7 under the Advisers Act reasonably designed to prevent violation of the Advisers Act by Gxxxxxxx Capital Advisers.
Appears in 4 contracts
Samples: Underwriting Agreement (Garrison Capital Inc.), Underwriting Agreement (Garrison Capital Inc.), Underwriting Agreement (Garrison Capital Inc.)