Common use of Compliance with Applicable Law and SRO Requirements Clause in Contracts

Compliance with Applicable Law and SRO Requirements. 3.1 To the extent that the provisions of this Agreement do not provide for dealings between the T1CB and the T1IB, normal brokerage practices, subject to SRO Requirements, shall apply. 3.2 The T1CB and the T1IB each undertake to remain a member of an SRO during the term of this Agreement. 3.3 [With respect to Services, matters and proceedings contemplated by this Agreement that are governed by SRO Requirements, the T1IB and the T1CB irrevocably agree that they shall submit all disputes arising from or relating to this Agreement to binding arbitration, which shall be conducted in accordance with the UNCITRAL Model Law on International Commercial Arbitration. Any arbitration hereunder shall take place in the English language, in [place of hearing]. The arbitral tribunal shall apply the substantive laws of the [Province of ], save and except its conflicts of laws rules. Any adjudicator so appointed shall be satisfactory to the T1IB, the T1CB and the Applicable SROs.]

Appears in 3 contracts

Samples: Introducer/Carrier Broker Agreement, Uniform Type 1 Introducer/Carrier Broker Agreement, Introducer/Carrier Broker Agreement

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Compliance with Applicable Law and SRO Requirements. 3.1 To the extent that the provisions of this Agreement do not provide for dealings between the T1CB T2CB and the T1IBT2IB, normal brokerage practices, subject to SRO Requirements, shall apply. 3.2 The T1CB T2CB and the T1IB T2IB each undertake to remain a member of an SRO during the term of this Agreement. 3.3 [With respect to Services, matters and proceedings contemplated by this Agreement that are governed by SRO Requirements, the T1IB T2IB and the T1CB T2CB irrevocably agree that they shall submit all disputes arising from or relating to this Agreement to binding arbitration, which shall be conducted in accordance with the UNCITRAL Model Law on International Commercial Arbitration. Any arbitration hereunder shall take place in the English language, in [place of hearing]. The arbitral tribunal shall apply the substantive laws of the [Province of ], save and except its conflicts of laws rules. Any adjudicator so appointed shall be satisfactory to the T1IBT2IB, the T1CB T2CB and the Applicable SROs.]

Appears in 3 contracts

Samples: Uniform Type 2 Introducer/Carrier Broker Agreement, Uniform Type 2 Introducer/Carrier Broker Agreement, Introducer/Carrier Broker Agreement

Compliance with Applicable Law and SRO Requirements. 3.1 To the extent that the provisions of this Agreement do not provide for dealings between the T1CB T3CB and the T1IBT3IB, normal brokerage practices, subject to SRO Requirements, shall apply. 3.2 The T1CB T3CB and the T1IB T3IB each undertake to remain a member of an SRO during the term of this Agreement. 3.3 [With respect to Services, matters and proceedings contemplated by this Agreement that are governed by SRO Requirements, the T1IB T3IB and the T1CB T3CB irrevocably agree that they shall submit all disputes arising from or relating to this Agreement to binding arbitration, which shall be conducted in accordance with the UNCITRAL Model Law on International Commercial Arbitration. Any arbitration hereunder shall take place in the English language, in [place of hearing]. The arbitral tribunal shall apply the substantive laws of the [Province of ], save and except its conflicts of laws rules. Any adjudicator so appointed shall be satisfactory to the T1IBT3IB, the T1CB T3CB and the Applicable SROs.]

Appears in 2 contracts

Samples: Introducer/Carrier Broker Agreement, Introducer/Carrier Broker Agreement

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Compliance with Applicable Law and SRO Requirements. 3.1 To the extent that the provisions of this Agreement do not provide for dealings between the T1CB T4CB and the T1IBT4IB, normal brokerage practices, subject to SRO Requirements, shall apply. 3.2 The T1CB T4CB and the T1IB T4IB each undertake to remain a member of an SRO during the term of this Agreement. 3.3 [With respect to Services, matters and proceedings contemplated by this Agreement that are governed by SRO Requirements, the T1IB T4IB and the T1CB T4CB irrevocably agree that they shall submit all disputes arising from or relating to this Agreement to binding arbitration, which shall be conducted in accordance with the UNCITRAL Model Law on International Commercial Arbitration. Any arbitration hereunder shall take place in the English language, in [place of hearing]. The arbitral tribunal shall apply the substantive laws of the [Province of ], save and except its conflicts of laws rules. Any adjudicator so appointed shall be satisfactory to the T1IBT4IB, the T1CB T4CB and the Applicable SROs.]

Appears in 2 contracts

Samples: Introducer/Carrier Broker Agreement, Introducer/Carrier Broker Agreement

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