Compliance with Applicable Law and SRO Requirements. 3.1 To the extent that the provisions of this Agreement do not provide for dealings between the T2CB and the T2IB, normal brokerage practices, subject to SRO Requirements, shall apply.
Appears in 3 contracts
Samples: Broker Agreement, Broker Agreement, Broker Agreement
Compliance with Applicable Law and SRO Requirements. 3.1 To the extent that the provisions of this Agreement do not provide for dealings between the T2CB T1CB and the T2IBT1IB, normal brokerage practices, subject to SRO Requirements, shall apply.
Appears in 2 contracts
Samples: Broker Agreement, www.iiroc.ca
Compliance with Applicable Law and SRO Requirements. 3.1 To the extent that the provisions of this Agreement do not provide for dealings between the T2CB T3CB and the T2IBT3IB, normal brokerage practices, subject to SRO Requirements, shall apply.
Appears in 2 contracts
Samples: Broker Agreement, Broker Agreement
Compliance with Applicable Law and SRO Requirements. 3.1 To the extent that the provisions of this Agreement do not provide for dealings between the T2CB T4CB and the T2IBT4IB, normal brokerage practices, subject to SRO Requirements, shall apply.
Appears in 2 contracts
Samples: Broker Agreement, Broker Agreement
Compliance with Applicable Law and SRO Requirements. 3.1 To 3.1To the extent that the provisions of this Agreement do not provide for dealings between the T2CB and the T2IB, normal brokerage practices, subject to SRO Requirements, shall apply.
Appears in 1 contract
Samples: iiac.ca
Compliance with Applicable Law and SRO Requirements. 3.1 To 3.1To the extent that the provisions of this Agreement do not provide for dealings between the T2CB T3CB and the T2IBT3IB, normal brokerage practices, subject to SRO Requirements, shall apply.
Appears in 1 contract
Samples: Broker Agreement
Compliance with Applicable Law and SRO Requirements. 3.1 To 3.1To the extent that the provisions of this Agreement do not provide for dealings between the T2CB T1CB and the T2IBT1IB, normal brokerage practices, subject to SRO Requirements, shall apply.
Appears in 1 contract
Samples: accvm.ca
Compliance with Applicable Law and SRO Requirements. 3.1 To 3.1To the extent that the provisions of this Agreement do not provide for dealings between the T2CB T4CB and the T2IBT4IB, normal brokerage practices, subject to SRO Requirements, shall apply.
Appears in 1 contract
Samples: iiac.ca
