Trading Services Clause Samples
The Trading Services clause defines the scope and terms under which trading-related activities or services are provided between parties. It typically outlines the types of trading services offered, such as execution, clearing, or settlement of trades, and may specify the instruments or markets covered. This clause ensures both parties understand the nature of the trading relationship, clarifies responsibilities, and helps prevent disputes by setting clear expectations for the services rendered.
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Trading Services. (a) The Adviser hereby appoints the Trader to act as a commodity trading advisor (“CTA”) to the Subsidiary with respect to that portion of the Subsidiary’s assets allocated from time to time to the Trader by the Adviser for the periods and on the terms herein set forth (the “Allocated Assets”). The Trader accepts such appointment and agrees to render the services herein set forth, for the compensation herein provided.
(b) The Trader shall, subject to the supervision and oversight of the Adviser, trade the Allocated Assets on behalf of the Subsidiary in accordance with the terms of this Agreement and the Supplemental Trading Agreement entered into by the Adviser and the Trader in relation to the Allocated Assets and in accordance with (i) all governmental, regulatory and self-regulatory laws, rules and regulations applicable to the Trader (collectively “Appicable Law”), including, if applicable, the Commodity Exchange Act, as amended, and the rules and regulations promulgated by the Commodity Futures Trading Commission (the “CFTC”) thereunder (collectively the “CEA”); (ii) subject to the Trader’s best execution and conflicts of interests policies as amended from time to time; (iii) with the care, skill, prudence and diligence that a prudent person acting in like capacity and familiar with such matters would use in the conduct of an enterprise of a like character and with like aims and, at a minimum, with the same care, skill, prudence and diligence that the Trader uses in managing the assets of any other account or entity; and (iv) the investment objective, policies and restrictions of the Subsidiary and the Portfolio in relation to the Subsidiary set forth in the Portfolio’s prospectus and statement of additional information, as they may be amended from time to time, any additional policies or guidelines, including without limitation compliance policies and procedures, established by the Adviser, the Fund’s Chief Compliance Officer, or by the Fund’s Board of Directors (“Board”) that have been furnished in writing to the Trader (together the “Requirements”), to the extent that the Requirements do not conflict with the Investment Approach (as defined in the Supplemental Trading Agreement. The foregoing are referred to below together as the “Policies.” For purposes of compliance with the Policies, the Trader shall be entitled to treat the Allocated Assets as though the Allocated Assets constituted the entire Subsidiary, and the Trader shall not be responsible...
Trading Services. The trading services is an execution-only service. The Client will be responsible for all investment decisions and actions with respect to the trades entered into. This includes, but is not limited to, opening, closing, or not opening or closing, a Transaction. The copy trading services is a limited form of discretionary investment management as set forth in the Addendum to the Agreement “COPY TRADING”. This requires the Client’s investment knowledge and experience in copy trading.
Trading Services. 4.1 The T1CB shall trade securities for Clients and for the T1IB's principal business on the exchanges and in the over-the-counter markets as agreed to in Schedule "C" hereof in accordance with SRO Requirements and applicable law.
Trading Services. The T4CB shall trade securities for Clients and for the T4IB's principal business on the exchanges and in the over-the-counter markets as agreed to in Schedule "C" hereof in accordance with SRO Requirements and applicable law.]
Trading Services. The T2CB shall trade securities for Clients and for the T2IB's principal business on the exchanges and in the over-the-counter markets as agreed to in Schedule "C" hereof in accordance with SRO Requirements and applicable law.]
Trading Services. During the Term, one of the Members (the “Trading Member”), which shall initially be PTS, acting itself or through one or more of its Affiliates, shall perform and be solely responsible for purchasing, selling, storing, transporting, marketing and transacting trades in ND Crude Oil, and entering into related agreements and conducting related activities, on behalf of the Company, subject to the terms contained in this Agreement (the “Trading Activities”). All Trading Activities in ND Crude Oil involving transportation by rail and requiring transloading shall be required to be transloaded at the New Town, North Dakota, facility owned by DPT or its affiliate unless otherwise agreed upon by the Members. Trading Activities may, without limitation, consist of physical and/or financial transactions, including hedging or other financial arrangements not involving the actual trading of any physical ND Crude Oil; provided, however, that such financial transactions must be entered into for risk management purposes and must not involve the assumption of any flat price risk. Counterparties to any individual transaction constituting a Trading Activity may be the Company, the Trading Member or an Affiliate of the Trading Member, as determined by the Trading Member in its sole discretion; provided, that any and all transactions constituting Trading Activities to which the Trading Member or an Affiliate of the Trading Member is a counterparty shall be segregated from, and not commingled with, other transactions and lines of business engaged in by the Trading Member and its Affiliates. The Trading Member shall be solely responsible for employing and compensating employees that execute transactions constituting Trading Activities and for providing office space and necessary information technology equipment for such employees to conduct the Trading Activities. The Trading Member shall be obligated to use commercially reasonable efforts, in the exercise of its reasonable judgment, to maximize the profitability to the Company of the Trading Activities, considered in the aggregate, over the Term, it being understood that (x) such commercially reasonable efforts shall not require the Trading Member to take any actions prohibited by this Agreement or to make any contributions or advances to the Company not required by this Agreement and (y) the Trading Member shall not be in violation of its obligations hereunder in the exercise of its judgment in connection with any individual tr...
Trading Services. (a) The Adviser hereby appoints the Trader to act as a commodity trading advisor (“CTA”) to the Fund with respect to that portion of the Fund’s assets allocated from time to time to the Trader by the Adviser for the periods and on the terms herein set forth (the “Allocated Assets”). The Trader accepts such appointment and agrees to render the services herein set forth, for the compensation herein provided.
(b) The Trader shall, subject to the supervision and oversight of the Adviser, trade the Allocated Assets on behalf of the Fund in accordance with the terms of this Agreement and the Supplemental Trading Agreement entered into by the Adviser and the Trader in relation to the Allocated Assets and in accordance with (i) the investment objective, policies and restrictions of the Fund set forth in the Fund’s prospectus and statement of additional information, as they may be amended from time to time, any additional policies or guidelines, including without limitation compliance policies and procedures, established by the Adviser, the Trust’s Chief Compliance Officer, or by the Trust’s Board of Trustees (“Board”) that have been furnished in writing to the Trader, (ii) the written instructions and directions received from the Adviser and the Fund as delivered; and (iii) all federal and state laws applicable to the Fund and the Trader’s duties under this Agreement, all as may be in effect from time to time. The foregoing are referred to below together as the “Policies.” For purposes of compliance with the Policies, the Trader shall be entitled to treat the Allocated Assets as though the Allocated Assets constituted the entire Fund, and the Trader shall not be responsible in any way for the compliance of any assets of the Fund, other than the Allocated Assets, with the Policies. Subject to the foregoing, the Trader is authorized, in its discretion and without prior consultation with the Adviser, to buy, sell, lend and otherwise trade in any commodity interests, including futures contracts, options on futures contracts, forward contracts and swaps (the “Financial Interests”) on behalf of the Fund, without regard to the length of time the Financial Interests have been held and the resulting rate of portfolio turnover or any tax considerations; and the majority or the whole of the Allocated Assets may be invested in such proportions of Financial Interests as the Trader shall determine. Notwithstanding the foregoing provisions of this Section 1(b), however, (i) the ...
Trading Services. The Company offers its clients access to trade in several financial instruments in the form of leveraged products in global markets and crypto-futures products, as available on the Company’s trading platform. The Company shall carry out all transactions in accordance with the procedures set forth in this Agreement on an execution-only basis, without managing the accounts or portfolios of clients, nor providing any kind of investment advice, financial advice, or recommendation to clients. The Company is entitled to execute transactions through its liquidity provider upon the clients’ request, as provided for in this Agreement, and shall have no responsibility or liability regarding the merit or probability of financial profit or the successful outcome of such transactions.
Trading Services. We provide trade execution services in respect of certain Instruments. When executing Orders, we will do so in accordance with FCA Rules and the PSR 2017.
Trading Services. (a) The Adviser hereby appoints the Trading Adviser to act as a commodity trading advisor (“CTA”) to Series 13 and SP13 with respect to assets allocated to Series 13 and SP13 from time to time by the Adviser for the periods and on the terms set forth in this Agreement and the Supplemental Trading Agreement (the “Allocated Assets”). The Trading Adviser accepts such appointment and agrees to render the services herein set forth, for the compensation herein provided. To the extent the Allocated Assets are traded under SP13, the Trading Adviser acknowledges and agrees that SP13 is subject to the limitations set forth in paragraphs 1 (a) and (b) above. To the extent the Allocated Assets are traded under Series 13, the Trading Adviser acknowledges and agrees that Series 13 is subject to the limitations set forth in paragraphs 2 (a) and (b) above. The Adviser will increase or decrease the amount of Allocated Assets from time to time and, therefore, the Account Trading Size (as defined in the Supplemental Trading Agreement) will be increased or decreased in accordance with paragraph 3 of the Supplemental Trading Agreement, headed “Change of Account Trading Size”.
(b) The Trading Adviser shall, subject to the supervision and oversight of the Adviser, trade the Allocated Assets on behalf of Series 13 and SP13 in accordance with the terms of this Agreement and the Supplemental Trading Agreement and shall comply with all reasonable instructions of the Fund and the Adviser (“Instructions”). Such Instructions may be given by a letter or email or by telephone, provided that telephone instructions shall be confirmed in writing. The Trading Adviser shall not be required to acknowledge the Instructions of the Fund or the Adviser, regardless of the manner in which the Instructions may be received. The Trading Adviser shall be entitled to consider the Agreement, the Supplemental Trading Agreement and the Instructions to be in accordance with the investment objective, policies and restrictions of the Company, the Onshore LLC and the Portfolio in relation to Series 13 and SP13 set forth in the Portfolio’s prospectus and statement of additional information, as they may be amended from time to time, any additional policies or guidelines, including without limitation compliance policies and procedures, established by the Adviser, the Fund’s Chief Compliance Officer, and/or by the Fund’s Board of Directors (“Board”) that have been furnished in writing to the Trading Adviser. The Tr...