Common use of Compliance with Applicable Law and SRO Requirements Clause in Contracts

Compliance with Applicable Law and SRO Requirements. 1To the extent that the provisions of this Agreement do not provide for dealings between the T4CB and the T4IB, normal brokerage practices, subject to SRO Requirements, shall apply.

Appears in 1 contract

Samples: Uniform Type 4 Introducer/Carrier Broker Agreement

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Compliance with Applicable Law and SRO Requirements. 1To the extent that the provisions of this Agreement do not provide for dealings between the T4CB T1CB and the T4IBT1IB, normal brokerage practices, subject to SRO Requirements, shall apply.

Appears in 1 contract

Samples: Uniform Type 1 Introducer/Carrier Broker Agreement

Compliance with Applicable Law and SRO Requirements. 1To the extent that the provisions of this Agreement do not provide for dealings between the T4CB T2CB and the T4IBT2IB, normal brokerage practices, subject to SRO Requirements, shall apply.

Appears in 1 contract

Samples: Uniform Type 2 Introducer/Carrier Broker Agreement

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Compliance with Applicable Law and SRO Requirements. 1To the extent that the provisions of this Agreement do not provide for dealings between the T4CB T3CB and the T4IBT3IB, normal brokerage practices, subject to SRO Requirements, shall apply.

Appears in 1 contract

Samples: Uniform Type 3 Introducer/Carrier Broker Agreement

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